FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Feb 28, 2024

Samuel Julian of Ausdal Financial Partners, Inc

DID SAMUEL A JULIAN CAUSE YOU INVESTMENT LOSSES? Samuel Julian Of Ausdal Financial Partners, Inc. Has A Customer Complaint For Alleged Broker Misconduct Samuel Julian Customer Complaint Samuel Julian has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendation of GWG L bonds. The FINRA arbitration proceeding was recently filed and still pending. Samuel Julian Red Flags & Your Rights As An Investor Of course, Samuel Julian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Samuel Julian at Ausdal Financial Partners, Inc. on alert to review carefully the activity and performance of their accounts and question whether Samuel Julian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ausdal Financial Partners, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ausdal Financial Partners, Inc. Due To Samuel Julian If you have questions about Ausdal Financial Partners, Inc. and/or Samuel Julian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 28, 2024

Mark Josephs of LPL Financial LLC

DID MARK ANTONY JOSEPHS CAUSE YOU INVESTMENT LOSSES? Mark Josephs Of LPL Financial LLC And Formerly With Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Mark Josephs Customer Complaint Mark Josephs has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of a limited partnership investment. Ameriprise Financial Services recently denied the customer complaint in the investor took no further action so far. Mark Josephs Red Flags & Your Rights As An Investor Of course, Mark Josephs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Josephs at LPL Financial LLC and Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Josephs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Mark Josephs If you have questions about LPL Financial LLC, Ameriprise Financial Services, LLC and/or Mark Josephs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 28, 2024

Paul Jones, Jr. of Independent Financial Group, LLC

DID PAUL WAYNE JONES JR CAUSE YOU INVESTMENT LOSSES? Paul Jones, Jr. Of Independent Financial Group, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Paul Jones, Jr. Customer Complaints Paul Jones, Jr. has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Investor’s Capital Corp. in favor of the investor. The other 2 customer complaints have recently filed with Independent Financial Group for Paul Jones’s alleged misconduct and still pending. Allegations Against Paul Jones, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Jones, Jr. Red Flags & Your Rights As An Investor Of course, Paul Jones, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Jones, Jr. at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Paul Jones, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Paul Jones, Jr. If you have questions about Independent Financial Group, LLC and/or Paul Jones, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 28, 2024

Kerri Jamison of Newbridge Securities Corporation

DID KERRI SUZANNE JAMISON CAUSE YOU INVESTMENT LOSSES? Kerri Jamison Of Newbridge Securities Corporation Has A Customer Complaint For Alleged Broker Misconduct Kerri Jamison Customer Complaint Kerri Jamison has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, suitability, misrepresentations, breach of contract, negligence, and failure to supervise in connection with alternative investments.  The FINRA arbitration proceeding was recently filed against Newbridge Securities Corporation for Kerri Jamison’s alleged misconduct and is still pending. Kerri Jamison Red Flags & Your Rights As An Investor Of course, Kerri Jamison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kerri Jamison at Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Kerri Jamison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation Due To Kerri Jamison If you have questions about Newbridge Securities Corporation and/or Kerri Jamison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 28, 2024

Lisa Jacques of Osaic Wealth, Inc

DID LISA M JACQUES CAUSE YOU INVESTMENT LOSSES? Lisa Jacques Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Lisa Jacques Customer Complaint Lisa Jacques has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the redemption of fixed annuities, and purchase of variable annuity contracts were misrepresented resulting in losses. The customer complaint was recently denied by Sagepoint Financial and thus far, does not appear that the investor has filed any arbitration proceedings or taken any other action. Lisa Jacques Red Flags & Your Rights As An Investor Of course, Lisa Jacques did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Jacques at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lisa Jacques has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Lisa Jacques If you have questions about Osaic Wealth, Inc., Sagepoint Financial, Inc. and/or Lisa Jacques and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 27, 2024

Stephan Hwang of J.P. Morgan Securities LLC

DID STEPHAN HWANG CAUSE YOU INVESTMENT LOSSES? Stephan Hwang Of J.P. Morgan Securities LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Stephan Hwang Customer Complaint Stephan Hwang has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses were unsuitable investment recommendations. A complaint was recently filed against J.P. Morgan Securities for Stephan Hwang’s alleged misconduct and still pending. Stephan Hwang Red Flags & Your Rights As An Investor Of course, Stephan Hwang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephan Hwang at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Stephan Hwang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Stephan Hwang If you have questions about J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Stephan Hwang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 27, 2024

Dave Hutchison of Cetera Advisors LLC

DID DAVE KEITH HUTCHISON CAUSE YOU INVESTMENT LOSSES? Dave Hutchison Of Cetera Advisors LLC Has A Customer Complaint For Alleged Broker Misconduct Dave Hutchison Customer Complaint Dave Hutchison has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, negligence, and negligent supervision in connection with mutual fund investments.  The customer complaint was recently filed against Cetera Advisors before FINRA arbitrators and is still pending. Dave Hutchison Red Flags & Your Rights As An Investor Of course, Dave Hutchison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dave Hutchison at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Dave Hutchison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Dave Hutchison If you have questions about Cetera Advisors LLC and/or Dave Hutchison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 27, 2024

George Howe of USCA Securities LLC

DID GEORGE WILSON HOWE CAUSE YOU INVESTMENT LOSSES? George Howe Of USCA Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct George Howe Customer Complaints George Howe has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by USCA Securities in favor of the investors. Another customer complaint was denied by George Howe’s former employer Raymond James and Associates in the investor took no further action. Allegations Against George Howe A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: George Howe Red Flags & Your Rights As An Investor Of course, George Howe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Howe at USCA Securities LLC on alert to review carefully the activity and performance of their accounts and question whether George Howe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USCA Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At USCA Securities LLC Due To George Howe If you have questions about USCA Securities LLC and/or George Howe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 27, 2024

Edward Hill of LPL Financial LLC

DID EDWARD TERRAL HILL CAUSE YOU INVESTMENT LOSSES? Edward Hill Of LPL Financial LLC And Formerly With Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct Edward Hill Customer Complaints Edward Hill has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by LPL Financial in favor of the investor for Edward Hill’s alleged misconduct. The other 2 complaints were recently filed and are still pending. Allegations Against Edward Hill A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Edward Hill Red Flags & Your Rights As An Investor Of course, Edward Hill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Hill at LPL Financial LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Edward Hill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Edward Hill If you have questions about LPL Financial LLC, Edward Jones and/or Edward Hill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 26, 2024

Jason Heller of MML Investors Services, LLC

DID JASON ERIC HELLER CAUSE YOU INVESTMENT LOSSES? Jason Heller Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Jason Heller Customer Complaint Jason Heller has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor never disclosed that there would be a MVA charge when he decided to rollover his funds to his IRA account.  MM Al Investors Services recently denied the customer complaint and so far, the customer has not filed any FINRA arbitration proceeding. Jason Heller Red Flags & Your Rights As An Investor Of course, Jason Heller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Heller at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jason Heller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Jason Heller If you have questions about MML Investors Services, LLC and/or Jason Heller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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