FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Feb 18, 2024

Amanda Matthews of MML Investors Services, LLC

DID AMANDA KAY MATTHEWS CAUSE YOU INVESTMENT LOSSES? Amanda Matthews Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Amanda Matthews Customer Complaint Amanda Matthews has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor failed to act in the customer’s best interest.  Regarding a variable annuity contract.  MML Investors, Services recently denied the customer complaint against Amanda Matthews for her alleged misconduct and to date, it does not appear that the investor is filed any arbitration proceeding or otherwise taken any action. Amanda Matthews Red Flags & Your Rights As An Investor Of course, Amanda Matthews did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amanda Matthews at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Amanda Matthews has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Amanda Matthews Further, just because MML Investors, Services, denied the customer complaint does not mean it does not have any merit. If you have questions about MML Investors Services, LLC and/or Amanda Matthews and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 17, 2024

Scott Mass of David Lerner Associates, Inc

DID SCOTT MASS CAUSE YOU INVESTMENT LOSSES? Scott Mass Of David Lerner Associates, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Scott Mass Customer Complaints Scott Mass has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints are settled by David Lerner Associates, Inc. in favor of the investors for Scott Mass’ alleged misconduct. The brokerage firm denied 3 other customer complaints in the investors took no further action. There is currently one customer complaint that evolved into a FINRA arbitration was recently filed and still pending. Allegations Against Scott Mass A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Mass Red Flags & Your Rights As An Investor Of course, Scott Mass did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Mass at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Mass has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc.  Due To Scott Mass If you have questions about David Lerner Associates, Inc. and/or Scott Mass and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 17, 2024

Jose Marrujo of Morgan Stanley

DID JOSE LUIS MARRUJO CAUSE YOU INVESTMENT LOSSES? Jose Marrujo Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Jose Marrujo Customer Complaint Jose Marrujo has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty relating to a managed wrap fee accounts. The customer complaints were recently filed with Morgan Stanley and under review and awaiting its response. Jose Marrujo Red Flags & Your Rights As An Investor Of course, Jose Marrujo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Marrujo at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jose Marrujo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jose Marrujo If you have questions about Morgan Stanley and/or Jose Marrujo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 17, 2024

Chi Mak of TD Private Client Wealth LLC

DID CHI MAK CAUSE YOU INVESTMENT LOSSES? Chi Mak Of TD Private Client Wealth LLC And Formerly With Infinex Investments, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Chi Mak Customer Complaints Chi Mak has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints evolved into FINRA arbitration proceedings that were recently filed against Chi Mak’s former employer, Essex National Securities, for the advisor’s alleged misconduct in still pending. Allegations Against Chi Mak A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Chi Mak Red Flags & Your Rights As An Investor Of course, Chi Mak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chi Mak at TD Private Client Wealth LLC and Infinex Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Chi Makhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TD Private Client Wealth LLC and Infinex Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TD Private Client Wealth LLC Due To Chi Mak If you have questions about TD Private Client Wealth LLC, Infinex Investments, Inc. and/or Chi Mak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 17, 2024

Mark Mallia, Jr. of Bankers Life Securities, Inc

DID MARK TIMOTHY MALLIA JR CAUSE YOU INVESTMENT LOSSES? Mark Mallia, Jr. Of Bankers Life Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Mark Mallia, Jr. Customer Complaint Mark Mallia, Jr. has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor did not act in the best interests of the customers regarding the sale of stocks which resulted in a tax obligation.  Further, customer complained about sale of Guaranteed Lifetime Income Annuity as not being in the investor’s best interest.  Bankers Life Securities recently denied the customer complaint and to date, it does not appear that the investor filed any FINRA arbitration proceeding or taken any other action. Mark Mallia, Jr. Red Flags & Your Rights As An Investor Of course, Mark Mallia, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Mallia, Jr. at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Mallia, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Mark Mallia, Jr. Just because the brokerage firm denied the customer complaints does not mean it does not have any merit. If you have questions about OBankers Life Securities, Inc. and/or Mark Mallia, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 16, 2024

Aishka Lugo of UBS Financial Services Inc

DID AISHKA O LUGO CAUSE YOU INVESTMENT LOSSES? Aishka Lugo Of UBS Financial Services Inc. Has 21 Customer Complaints For Alleged Broker Misconduct Aishka Lugo Customer Complaints Aishka Lugo has been the subject of 21 customer complaints that we know about seeking to recover investment losses. Eighteen of the customer complaints were settled by the brokerage firm in favor of the investors. UBS Financial Services only denied customer complaints. There is one customer complaint still pending and FINRA arbitration. Allegations Against Aishka Lugo All the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses related to the offer and sale of unsuitable and over concentrated and misrepresented Puerto Rico closed-end bond funds and municipal bonds. Aishka Lugo Red Flags & Your Rights As An Investor Of course, Aishka Lugo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aishka Lugo at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Aishka Lugo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Aishka Lugo If you have questions about UBS Financial Services Inc. and/or Aishka Lugo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 16, 2024

George Lucke of Edward Jones

DID GEORGE EASTERLY LUCKE CAUSE YOU INVESTMENT LOSSES? George Lucke Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct George Lucke Customer Complaint George Lucke has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the adviser stalls/misappropriated by placing orders totaling $15,200 in the account to pay client bills without his authorization and did so after the death of the account owner.  Edward Jones settled the customer complaints in favor of the investor’s representative. George Lucke Red Flags & Your Rights As An Investor Of course, George Lucke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Lucke at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether George Lucke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To George Lucke If you have questions about Edward Jones and/or George Lucke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 16, 2024

Douglas Lode of Private Client Services, LLC

DID DOUGLAS JON LODE CAUSE YOU INVESTMENT LOSSES? Who is Douglas Lode of Private Client Services, LLC? Douglas Lode Customer Complaint Douglas Lode has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial professional misrepresented and recommended an unsuitable investment.  The customer complaint which was recently filed as a FINRA arbitration proceeding against Cambridge Investment Research for Douglas Lode’s alleged misconduct is still pending. Douglas Lode Red Flags & Your Rights As An Investor Of course, Douglas Lode did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Lode at Private Client Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Douglas Lode has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Private Client Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Private Client Services, LLC Due To Douglas Lode If you have questions about Private Client Services, LLC and/or Douglas Lode and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 16, 2024

Gregory Libby of Morgan Stanley

DID GREGORY JOHN LIBBY CAUSE YOU INVESTMENT LOSSES? Gregory Libby Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Gregory Libby Customer Complaint Gregory Libby has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser recommended and implemented an unsuitable investment strategy in a retirement plan account.  A customer complaint was recently filed with Morgan Stanley for Gregory Libby’s alleged misconduct and is still pending. Gregory Libby Red Flags & Your Rights As An Investor Of course, Gregory Libby did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Libby at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Gregory Libby has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Gregory Libby If you have questions about Morgan Stanley and/or Gregory Libby and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 15, 2024

Jon Lee formerly with AAG Capital, Inc

DID JON RAYMOND LEE CAUSE YOU INVESTMENT LOSSES? Jon Lee Formerly With AAG Capital, Inc. and Aegis Capital Corp. Has 4 Customer Complaints For Alleged Broker Misconduct Jon Lee Customer Complaints Jon Lee has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Jon Lee’s former employers in favor of the investors.  Another customer complaint was denied by Citigroup Global Markets and the investor filed took no further action.  There is currently one customer complaint in a FINRA arbitration proceeding against Aegis Capital Corp. for Jon Lee’s alleged misconduct that is still pending. Allegations Against Jon Lee A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jon Lee Red Flags & Your Rights As An Investor Of course, Jon Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jon Lee at AAG Capital, Inc. and Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Jon Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at AAG Capital, Inc. and Aegis Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At AAG Capital, Inc. Due To Jon Lee If you have questions about AAG Capital, Inc., Aegis Capital Corp. and/or Jon Lee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading