FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Feb 2, 2024

Bryan Baker of Key Investment Services LLC

DID BRYAN KEITH BAKER CAUSE YOU INVESTMENT LOSSES? Bryan Baker Of Key Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Bryan Baker Customer Complaint Bryan Baker has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of an equity indexed annuity. Key Investment Services recently denied the customer complaint and so far, the investor has not taken any further action. Bryan Baker Red Flags & Your Rights As An Investor Of course, Bryan Baker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bryan Baker at Key Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Bryan Baker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Key Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Key Investment Services LLC Due To Bryan Baker If you have questions about Key Investment Services LLC and/or Bryan Baker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 2, 2024

Joseph Audia of VCS Venture Securities

DID JOSEPH SCOTT AUDIA CAUSE YOU INVESTMENT LOSSES? Joseph Audia Of VCS Venture Securities And Formerly With Joseph Stone Capital L.L.C. Has 5 Customer Complaints For Alleged Broker Misconduct Joseph Audia Customer Complaints Joseph Audia has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by American Capital Partners for Joseph Audia’s alleged misconduct in favor of the investors. One customer complaint was denied, and the investor took no further action. There are currently 2 FINRA arbitration proceedings pending against Joseph Stone Capital or the advisor’s alleged misconduct. Allegations Against Joseph Audia A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Audia Red Flags & Your Rights As An Investor Of course, Joseph Audia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Audia at VCS Venture Securities and Joseph Stone Capital L.L.C. on alert to review carefully the activity and performance of their accounts and question whether Joseph Audia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at VCS Venture Securities and Joseph Stone Capital L.L.C. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At VCS Venture Securities Due To Joseph Audia If you have questions about VCS Venture Securities, Joseph Stone Capital L.L.C.  and/or Joseph Audia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 2, 2024

Alexander Arango of Cetera Investment Services LLC

DID ALEXANDER ARANGO CAUSE YOU INVESTMENT LOSSES? Alexander Arango Of Cetera Investment Services LLC And Formerly With LPL Financial LLC Has 5 Customer Complaints For Alleged Broker Misconduct Alexander Arango Customer Complaints Alexander Arango has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Four of the customer complaints were settled by Alexander Arango’s employers in favor of the investors. The last case was recently filed and is still pending against Cetera Investment Services for the advisor’s alleged misconduct. Allegations Against Alexander Arango A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alexander Arango Red Flags & Your Rights As An Investor Of course, Alexander Arango did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexander Arango at Cetera Investment Services LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Alexander Arangohas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Alexander Arango If you have questions about Cetera Investment Services LLC, LPL Financial LLC and/or Alexander Arango and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 1, 2024

Peter Anderson of Raymond James Financial Services, Inc

DID PETER ANDERSON CAUSE YOU INVESTMENT LOSSES? Peter Anderson Of Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Peter Anderson Customer Complaint Peter Anderson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where adviser did not follow customer’s instructions to sell securities to create liquidity without a large tax liability. Raymond James Financial Services recently denied the customer complaint and thus far, the investor has not taken any further action. Peter Anderson Red Flags & Your Rights As An Investor Of course, Peter Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Anderson at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Peter Anderson If you have questions about Raymond James Financial Services, Inc. and/or Peter Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 1, 2024

Chad Anderson of Cetera Advisors LLC

DID CHAD DUANE ANDERSON CAUSE YOU INVESTMENT LOSSES? Chad Anderson Of Cetera Advisors LLC And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Chad Anderson Customer Complaint Chad Anderson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about a REIT investment that was misrepresented as having no risk. The customer complaint evolved into a FINRA arbitration proceeding that was recently filed with LPL Financial and the Investment Centers of America and is still pending. Chad Anderson Red Flags & Your Rights As An Investor Of course, Chad Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Anderson at Cetera Advisors LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Chad Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC and LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Chad Anderson If you have questions about Cetera Advisors LLC, LPL Financial LLC and/or Chad Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 1, 2024

Joseph Allen formerly with Cetera Advisor Networks LLC

DID JOSEPH MICHAEL ALLEN CAUSE YOU INVESTMENT LOSSES? Joseph Allen Formerly With Cetera Advisor Networks LLC and Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Joseph Allen Customer Complaint Joseph Allen has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of a mutual fund as a safe investment. Edward Jones recently denied the customer complaint so far, the investor has not taken any further action. Joseph Allen Red Flags & Your Rights As An Investor Of course, Joseph Allen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Allen at Cetera Advisor Networks LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Joseph Allen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Joseph Allen If you have questions about Cetera Advisor Networks LLC, Edward Jones and/or Joseph Allen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 1, 2024

John Aguilera of Osaic Wealth, Inc

DID JOHN JOSEPH AGUILERA CAUSE YOU INVESTMENT LOSSES? John Aguilera Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct John Aguilera Customer Complaint John Aguilera has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative made unsuitable purchases and sales of government and municipal debt, equities, and mutual funds. A customer complaint recently filed with Sagepoint Financial is under review and still pending with the brokerage firm. John Aguilera Red Flags & Your Rights As An Investor Of course, John Aguilera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Aguilera at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Aguilera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To John Aguilera If you have questions about Osaic Wealth, Inc., Sagepoint Financial, Inc. and/or John Aguilera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 1, 2024

Erkan Afacan formerly with Cambridge Investment Research, Inc

DID RAKESH RAJ BANSAL CAUSE YOU INVESTMENT LOSSES? Mark Tevebaugh Formerly With Next Financial Group, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Erkan Afacan Customer Complaints Erkan Afacan has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Cambridge Investment Research in favor of the investor. UBS Financial Services denied another customer complaint in the investor took no further action. The third case was recently filed against Cambridge Investment Research for Erkan Afacan’s alleged misconduct and still pending. Allegations Against Erkan Afacan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Erkan Afacan Red Flags & Your Rights As An Investor Of course, Erkan Afacan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Erkan Afacan at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Erkan Afacan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc.  Due To Erkan Afacan If you have questions about Cambridge Investment Research, Inc. and/or Erkan Afacan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 31, 2024

Phillip Sutton of Raymond James Financial Services, Inc

DID PHILLIP KURT SUTTON CAUSE YOU INVESTMENT LOSSES? Phillip Sutton Of Raymond James Financial Services, Inc. And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Phillip Sutton Customer Complaint Phillip Sutton has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor placed an unauthorized trade in her investment account. Raymond James Financial Services recently settled the customer complaint in favor of the investor. Phillip Sutton Red Flags & Your Rights As An Investor Of course, Phillip Sutton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Phillip Sutton at Raymond James Financial Services, Inc. and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Phillip Sutton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Phillip Sutton If you have questions about Raymond James Financial Services, Inc., Edward Jones and/or Phillip Sutton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 31, 2024

Mark Tevebaugh formerly with Next Financial Group, Inc

DID MARK LEE TEVEBAUGH CAUSE YOU INVESTMENT LOSSES? Mark Tevebaugh Formerly With Next Financial Group, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Mark Tevebaugh Customer Complaints Mark Tevebaugh has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Mark Tevebaugh’s employers for his alleged misconduct. The other 2 customer complaints were denied by the brokerages and the investors took no further action. Allegations Against Mark Tevebaugh A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Tevebaugh Red Flags & Your Rights As An Investor Of course, Mark Tevebaugh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Tevebaugh at Next Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Tevebaugh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Next Financial Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Next Financial Group, Inc. Due To Mark Tevebaugh If you have questions about Next Financial Group, Inc. and/or Mark Tevebaugh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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