FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

 Randall Mason of Cetera Advisors LLC

DID RANDALL JOHN MASON CAUSE YOU INVESTMENT LOSSES? Randall Mason Of Cetera Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct Randall Mason Customer Complaints Randall Mason has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Parkland Securities in favor of the investor. The same brokerage firm recently denied another customer complaint and the customer initiated a FINRA arbitration proceeding which is still pending. Allegations Against Randall Mason A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Randall Mason Red Flags & Your Rights As An Investor Of course, Randall Mason did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randall Mason at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Randall Mason has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Randall Mason If you have questions about Cetera Advisors LLC and/or Randall Mason and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

 James Mariani of Aegis Capital Corp

DID JAMES J MARIANI CAUSE YOU INVESTMENT LOSSES? James Mariani Of Aegis Capital Corp Has 13 Customer Complaints For Alleged Broker Misconduct James Mariani Customer Complaints James Mariani has been the subject of 13 customer complaints that we know about seeking to recover investment losses. Five of the FINRA arbitration proceedings filed against James Mariani’s current and former employers resettled in favor of the investors. One customer complaint was denied by Josephthal & Co. in the investor took no further action. The remaining 7 FINRA arbitration proceedings filed against James Mariani’s current and former employers are still pending resolution. Allegations Against James Mariani A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Mariani Red Flags & Your Rights As An Investor Of course, James Mariani did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Mariani at Aegis Capital Corp on alert to review carefully the activity and performance of their accounts and question whether James Mariani has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp Due To James Mariani If you have questions about Aegis Capital Corp and/or James Mariani and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Anthony Macaluso of Woodbury Financial Services, Inc.

DID ANTHONY N MACALUSO CAUSE YOU INVESTMENT LOSSES? Anthony Macaluso Of Woodbury Financial Services, Inc. And Formerly With Capital One Investing, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Anthony Macaluso Customer Complaints Anthony Macaluso has been the subject of 3 customer complaints that we know about seeking to recover investment losses. All 3 customer complaints were denied by Anthony Macaluso’s current or former employers and, to date, the investors have not taken any further action. Allegations Against Anthony Macaluso A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Anthony Macaluso Red Flags & Your Rights As An Investor Of course, Anthony Macaluso did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Macaluso at Woodbury Financial Services, Inc. and Capital One Investing, LLC on alert to review carefully the activity and performance of their accounts and question whether Anthony Macaluso has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. and Capital One Investing, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Anthony Macaluso If you have questions about Woodbury Financial Services, Inc., Capital One Investing, LLC and/or Anthony Macaluso and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Rahn Lund of Stifel Nicolaus & Company, Incorporated

DID RAHN STUART LUND CAUSE YOU INVESTMENT LOSSES? Rahn Lund Of Stifel Nicolaus & Company, Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Rahn Lund Customer Complaints Rahn Lund has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by RBC Capital Markets in favor of the investor. The other 2 customer complaints were denied by the brokerage firm recently and, so far, the investors have not taken any further action. Allegations Against Rahn Lund A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rahn Lund Red Flags & Your Rights As An Investor Of course, Rahn Lund did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rahn Lund at Stifel Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Rahn Lund has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel Nicolaus & Company, Incorporated, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel Nicolaus & Company, Incorporated Due To Rahn Lund If you have questions about Stifel Nicolaus & Company, Incorporated and/or Rahn Lund and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Scott Lee formerly with Ausdal Financial Partners, Inc.

DID SCOTT JASON LEE CAUSE YOU INVESTMENT LOSSES? Scott Lee Formerly With Of Ausdal Financial Partners, Inc. And Moloney Securities Co., Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Scott Lee Customer Complaints Scott Lee has been the subject of 8 customer complaints that we know about seeking to recover investment losses. Two of the FINRA arbitration proceedings were settled by Ausdal Financial Partners in favor the investors. There are currently 6 more arbitration proceedings pending against Moloney Securities Co., Inc. for Scott Lee’s alleged misconduct. Allegations Against Scott Lee A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Lee Red Flags & Your Rights As An Investor Of course, Scott Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Lee at Ausdal Financial Partners, Inc. and Moloney Securities Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ausdal Financial Partners, Inc. and Moloney Securities Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ausdal Financial Partners, Inc. Due To Scott Lee If you have questions about Ausdal Financial Partners, Inc., Moloney Securities Co., Inc. and/or Scott Lee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Alexa Lawson of Edward Jones

DID ALEXA VANESSA LAWSON CAUSE YOU INVESTMENT LOSSES? Alexa Lawson Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Alexa Lawson Customer Complaint Alexa Lawson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the account did not grow as expected and financial advisor allegedly committed a theft. Edward Jones recently denied the customer complaint and, to date, the investor has not taken any further action. Alexa Lawson Red Flags & Your Rights As An Investor Of course, Alexa Lawson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexa Lawson at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Alexa Lawson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Alexa Lawson If you have questions about Edward Jones and/or Alexa Lawson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Joseph Latour of Center Street Securities, Inc.

DID JOSEPH MARTIN LATOUR CAUSE YOU INVESTMENT LOSSES? Joseph Latour Of Center Street Securities, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Joseph Latour Customer Complaints Joseph Latour has been the subject of 4 customer complaints that we know about seeking to recover investment losses. All 4 customer complaints were filed as FINRA arbitration proceedings and are still pending. Allegations Against Joseph Latour A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Latour Red Flags & Your Rights As An Investor Of course, Joseph Latour did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Latour at Center Street Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Latour has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Center Street Securities, Inc. Due To Joseph Latour If you have questions about Center Street Securities, Inc. and/or Joseph Latour and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Russ Kory formerly with David Lerner Associates, Inc.

DID RUSS KORY CAUSE YOU INVESTMENT LOSSES? Russ Kory Formerly With David Lerner Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Russ Kory Customer Complaints Russ Kory has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by David Lerner Associates in favor the investors. The other customer complaint is still pending against David Lerner Associates for Russ Kory’s alleged misconduct. Allegations Against Russ Kory A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Russ Kory Red Flags & Your Rights As An Investor Of course, Russ Kory did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russ Kory at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Russ Kory has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Russ Kory If you have questions about David Lerner Associates, Inc. and/or Russ Kory and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Andrea Klipfel of Grove Point Investments, LLC

DID ANDREA RUTH KLIPFEL CAUSE YOU INVESTMENT LOSSES? Andrea Klipfel Of Grove Point Investments, LLC And Formerly With Independent Financial Group, LLC and LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Andrea Klipfel Customer Complaints Andrea Klipfel has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Edward Jones in favor the investor. The other customer complaint filed in a FINRA arbitration proceeding against Independent Financial Group for Andrea Klipfel’s alleged misconduct is still pending. Allegations Against Andrea Klipfel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Andrea Klipfel Red Flags & Your Rights As An Investor Of course, Andrea Klipfel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrea Klipfel at Grove Point Investments, LLC, Independent Financial Group, LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Andrea Klipfel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Grove Point Investments, LLC, Independent Financial Group, LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Grove Point Investments, LLC Due To Andrea Klipfel If you have questions about Grove Point Investments, LLC, Independent Financial Group, LLC, LPL Financial LLC and/or Andrea Klipfel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

 Marcus Kline of Morgan Stanley

DID MARCUS F KLINE CAUSE YOU INVESTMENT LOSSES? Marcus Kline Of Morgan Stanley And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Marcus Kline Customer Complaint Marcus Kline has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of the rate customer will be charged on her managed accounts. Morgan Stanley recently denied the customer complaint and, to date, the investor has not filed any arbitration proceeding. Marcus Kline Red Flags & Your Rights As An Investor Of course, Marcus Kline did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcus Kline at Morgan Stanley and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Marcus Kline has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Marcus Kline If you have questions about Morgan Stanley, J.P. Morgan Securities LLC and/or Marcus Kline and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading