FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Dec 5, 2023

John Klaasen, IV of UBS Financial Services Inc.

DID JOHN H KLAASEN IV CAUSE YOU INVESTMENT LOSSES? John Klaasen, IV Of UBS Financial Services Inc. And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct John Klaasen, IV Customer Complaint John Klaasen, IV has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations and unauthorized trading. The FINRA arbitration proceeding filed against Merrill Lynch Pierce Fenner and Smith for John Klaasen’s alleged misconduct is still pending. John Klaasen, IV Red Flags & Your Rights As An Investor Of course, John Klaasen, IV did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Klaasen, IV at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether John Klaasen, IV has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To John Klaasen, IV If you have questions about UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or John Klaasen, IV and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 5, 2023

Colin Kelty of Cetera Investment Services LLC

DID COLIN CHRISTY KELTY CAUSE YOU INVESTMENT LOSSES? Colin Kelty Of Cetera Investment Services LLC Has 4 Customer Complaints For Alleged Broker Misconduct Colin Kelty Customer Complaints Colin Kelty has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint was settled by Cetera Investment Services in favor of the investor. The brokerage firm denied another customer complaint and the investor took no further action. There are currently 2 FINRA arbitration proceedings pending against Cetera Investment Services for Colin Kelty’s alleged misconduct. Allegations Against Colin Kelty A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Colin Kelty Red Flags & Your Rights As An Investor Of course, Colin Kelty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Colin Kelty at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Colin Kelty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Colin Kelty If you have questions about Cetera Investment Services LLC and/or Colin Kelty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 4, 2023

Christopher Kelly of MML Investors Services, LLC

DID CHRISTOPHER GEORGE KELLY CAUSE YOU INVESTMENT LOSSES? Christopher Kelly Of MML Investors Services, LLC And Formerly With NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Christopher Kelly Customer Complaint Christopher Kelly has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for negligence in connection with the sale of mutual funds that triggered additional taxes. MML Investors Services recently denied the customer complaint and, so far, the investor has not taken any further action. Christopher Kelly Red Flags & Your Rights As An Investor Of course, Christopher Kelly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Kelly at MML Investors Services, LLC and NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Kelly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and NYLife Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Christopher Kelly If you have questions about MML Investors Services, LLC, NYLife Securities LLC and/or Christopher Kelly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 4, 2023

Michael Kearney of Arkadios Capital

DID MICHAEL ALEXANDER KEARNEY CAUSE YOU INVESTMENT LOSSES? Michael Kearney Of Arkadios Capital And Formerly With Thrivent Investment Management Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Michael Kearney Customer Complaints Michael Kearney has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were recently denied by Thrivent Investment Management and, to date, the investors have not taken any further action. Allegations Against Michael Kearney A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Kearney Red Flags & Your Rights As An Investor Of course, Michael Kearney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Kearney at Arkadios Capital and Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Kearney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital and Thrivent Investment Management Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Arkadios Capital Due To Michael Kearney If you have questions about Arkadios Capital, Thrivent Investment Management Inc. and/or Michael Kearney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 4, 2023

 Craig Kapp of Fidelity Brokerage Services LLC

DID CRAIG R KAPP CAUSE YOU INVESTMENT LOSSES? Craig Kapp Of Fidelity Brokerage Services LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Craig Kapp Customer Complaint Craig Kapp has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor was not acting in her best interest when he surrendered her investment accounts creating a tax liability. Merrill Lynch Pierce Fenner and Smith settled the customer complaint in favor the investor. Craig Kapp Red Flags & Your Rights As An Investor Of course, Craig Kapp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Kapp at Fidelity Brokerage Services LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Craig Kapp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Craig Kapp If you have questions about  Fidelity Brokerage Services LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Craig Kapp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 4, 2023

Maureen Kane of Edward Jones

DID MAUREEN EVRARD KANE CAUSE YOU INVESTMENT LOSSES? Maureen Kane Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Maureen Kane Customer Complaint Maureen Kane has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for a sale of Anthem stock without customer’s knowledge. Edward Jones recently denied the customer complaint and, to date, the investor has not filed any arbitration proceeding. Maureen Kane Red Flags & Your Rights As An Investor Of course, Maureen Kane did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maureen Kane at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Maureen Kane has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Maureen Kane If you have questions about  Edward Jones and/or Maureen Kane and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 4, 2023

Timothy Judson of Osaic Wealth, Inc.

DID TIMOTHY HAROLD JUDSON CAUSE YOU INVESTMENT LOSSES? Timothy Judson Of Osaic Wealth, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Timothy Judson Customer Complaints Timothy Judson has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Timothy Judson’s employers in favor of the investors. There is currently one customer complaint pending in a FINRA arbitration proceeding against Royal Alliance Associates for Timothy Judson’s alleged misconduct. Allegations Against Timothy Judson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Timothy Judson Red Flags & Your Rights As An Investor Of course, Timothy Judson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Judson at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Timothy Judson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Timothy Judson If you have questions about Osaic Wealth, Inc.  and/or Timothy Judson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 3, 2023

 Joseph Johnson of Vanderbilt Securities, LLC

DID JOSEPH HENRY JOHNSON CAUSE YOU INVESTMENT LOSSES? Joseph Johnson Of Vanderbilt Securities, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Joseph Johnson Customer Complaints Joseph Johnson has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Joseph Johnson’s former employers in favor the investors. There is currently one customer FINRA arbitration proceeding pending against Vanderbilt Securities for Joseph Johnson’s alleged misconduct. Allegations Against Joseph Johnson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Johnson Red Flags & Your Rights As An Investor Of course, Joseph Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Johnson at Vanderbilt Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanderbilt Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vanderbilt Securities, LLC Due To Joseph Johnson If you have questions about Vanderbilt Securities, LLC and/or Joseph Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 3, 2023

Joshua Jenkins of Northwestern Mutual Investment Services, LLC

DID JOSHUA LEON JENKINS CAUSE YOU INVESTMENT LOSSES? Joshua Jenkins of Northwestern Mutual Investment Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Joshua Jenkins Customer Complaints Joshua Jenkins has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Northwestern Mutual Investment Services in favor of the investors. Allegations Against Joshua Jenkins A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joshua Jenkins Red Flags & Your Rights As An Investor Of course, Joshua Jenkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Jenkins at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Joshua Jenkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Joshua Jenkins If you have questions about Northwestern Mutual Investment Services, LLC and/or Joshua Jenkins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 3, 2023

George Howard, III of Centaurus Financial, Inc.

DID GEORGE REYNOLDS HOWARD III CAUSE YOU INVESTMENT LOSSES? George Howard, III Of Centaurus Financial, Inc. And Formerly with Berthel, Fisher & Company Financial Services, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct George Howard, III Customer Complaints George Howard, III has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by George Howard’s current and former employers in favor the investors. His former employer denied another customer complaint and the investor took no further action. Allegations Against George Howard, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: George Howard, III Red Flags & Your Rights As An Investor Of course, George Howard, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Howard, III at Centaurus Financial, Inc. and Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether George Howard, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. and Berthel, Fisher & Company Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To George Howard, III If you have questions about Centaurus Financial, Inc., Berthel, Fisher & Company Financial Services, Inc. and/or George Howard, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading