FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jan 31, 2024

Anthony Taylor of NYLife Securities LLC

DID ANTHONY JAMES TAYLOR CAUSE YOU INVESTMENT LOSSES? Anthony Taylor Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Anthony Taylor Customer Complaint Anthony Taylor has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for inaccurate information related to the charges associated with customers mutual fund account which resulted in unanticipated withdrawal charges. The complaint was recently filed with NYLIFE Securities and is still pending. Anthony Taylor Red Flags & Your Rights As An Investor Of course, Anthony Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Taylor at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Anthony Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Anthony Taylor If you have questions about NYLife Securities LLC and/or Anthony Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 31, 2024

Connor Todd of Cambridge Investment Research, Inc

DID CONNOR JOSEPH TODD CAUSE YOU INVESTMENT LOSSES? Connor Todd Of Cambridge Investment Research, Inc. Has A Customer Complaint For Alleged Broker Misconduct Connor Todd Customer Complaint Connor Todd has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where a check was dated and deposited to customers account for the purchase of a certificate of deposit without her consent or knowledge. Cambridge Investment Research, Inc. denied the customer complaint and so far, the investor has not filed in the arbitration proceedings. Connor Todd Red Flags & Your Rights As An Investor Of course, Connor Todd did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Connor Todd at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Connor Todd has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Connor Todd If you have questions about Cambridge Investment Research, Inc. and/or Connor Todd and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 30, 2024

Ralph Thompson, Jr. of NYLife Securities LLC

DID RALPH EDWARD THOMPSON JR CAUSE YOU INVESTMENT LOSSES? Ralph Thompson, Jr. Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Ralph Thompson, Jr. Customer Complaint Ralph Thompson, Jr. has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misleading statements in connection with the purchase of a variable universal life insurance policy. The customer complaint was settled by NYLIFE Securities in favor of the investor. Ralph Thompson, Jr. Red Flags & Your Rights As An Investor Of course, Ralph Thompson, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ralph Thompson, Jr.at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Ralph Thompson, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Ralph Thompson, Jr. If you have questions about NYLife Securities LLC and/or Ralph Thompson, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 30, 2024

Fidel Trejo, Jr. of UBS Financial Services Inc

DID FIDEL FRANCISCO TREJO JR CAUSE YOU INVESTMENT LOSSES? Fidel Trejo, Jr. Of UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Fidel Trejo, Jr. Customer Complaints Fidel Trejo, Jr. has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One of the customer complaints settled by UBS Financial Services favors the investor. Another customer complaint was denied by the same brokerage firm and the investor took no further action. There is currently one FINRA arbitration proceeding still pending against UBS Financial Services for Fidel Trejo’s alleged misconduct. Allegations Against Fidel Trejo, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Fidel Trejo, Jr. Red Flags & Your Rights As An Investor Of course, Fidel Trejo, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fidel Trejo, Jr.at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Fidel Trejo, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Fidel Trejo, Jr. If you have questions about UBS Financial Services Inc. and/or Fidel Trejo, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 30, 2024

Garrett Tognozzi of J.P. Morgan Securities LLC

DID GARRETT TOGNOZZI CAUSE YOU INVESTMENT LOSSES? Garrett Tognozzi Of J.P. Morgan Securities LLC And Formerly With Morgan Stanley, Has A Customer Complaint For Alleged Broker Misconduct Garrett Tognozzi Customer Complaint Garrett Tognozzi has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation and unsuitable recommendation regarding managed account. The customer complaint evolved into a FINRA arbitration proceeding that was recently filed and is still pending. Garrett Tognozzi Red Flags & Your Rights As An Investor Of course, Garrett Tognozzi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Garrett Tognozzi at J.P. Morgan Securities LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Garrett Tognozzi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Garrett Tognozzi If you have questions about J.P. Morgan Securities LLC, Morgan Stanley and/or Garrett Tognozzi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2024

Deanna Quintanilla of Wells Fargo Clearing Services, LLC

DID DEANNA MARIE QUINTANILLA CAUSE YOU INVESTMENT LOSSES? Deanna Quintanilla Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Deanna Quintanilla Customer Complaint Deanna Quintanilla has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor omitted facts about the status of an investment. Wells Fargo Advisors recently denied the customer complaint and’s date, the investor has not taken any further action. Deanna Quintanilla Red Flags & Your Rights As An Investor Of course, Deanna Quintanilla did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Deanna Quintanilla at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Deanna Quintanilla has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Deanna Quintanilla If you have questions about Wells Fargo Clearing Services, LLC and/or Deanna Quintanilla and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2024

Eric Diamond of Fidelity Brokerage Services LLC

DID ERIC LEE DIAMOND CAUSE YOU INVESTMENT LOSSES? Eric Diamond Of Fidelity Brokerage Services LLC Has 3 Customer Complaints For Alleged Broker Misconduct Eric Diamond Customer Complaints Eric Diamond has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were denied by Fidelity Brokerage Services and the investors took no further action. There is currently one customer complaint pending against Fidelity Brokerage Services in the amount of $25 million for Eric Diamond’s alleged misconduct. Allegations Against Eric Diamond A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Eric Diamond Red Flags & Your Rights As An Investor Of course, Eric Diamond did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Diamond at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Diamond has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Eric Diamond If you have questions about Fidelity Brokerage Services LLC and/or Eric Diamond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2024

Thomas Dietrich of Truist Investment Services, Inc

DID THOMAS FRANKLIN DIETRICH CAUSE YOU INVESTMENT LOSSES? Thomas Dietrich Of Truist Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Thomas Dietrich Customer Complaints Thomas Dietrich has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was denied by Thomas Franklin Dietrich’s former employer and the investor took no further action. The other customer complaint was recently filed and still pending against Truist Investment Services for Thomas Dietrich’s alleged misconduct. Allegations Against Thomas Dietrich A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Dietrich Red Flags & Your Rights As An Investor Of course, Thomas Dietrich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Dietrich at Truist Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Dietrich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To Thomas Dietrich If you have questions about Truist Investment Services, Inc. and/or Thomas Dietrich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2024

Marco Diflorio of NYLife Securities LLC

DID MARCO DIFLORIO CAUSE YOU INVESTMENT LOSSES? Marco Diflorio Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Marco Diflorio Customer Complaint Marco Diflorio has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misleading statements relating to the surrender charges of a variable annuity contract. NYLIFE settled the customer complaint in favor of the investor. Marco Diflorio Red Flags & Your Rights As An Investor Of course, Marco Diflorio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marco Diflorio at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Marco Diflorio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Marco Diflorio If you have questions about NYLife Securities LLC and/or Marco Diflorio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2024

Gayle Dilla of NBC Securities, Inc

DID GAYLE ANNE DILLA CAUSE YOU INVESTMENT LOSSES? Gayle Dilla Of NBC Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Gayle Dilla Customer Complaint Gayle Dilla has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized withdrawals that because the client to incur a tax liability. The customer complaint was recently filed with NBC Securities and awaiting the firm’s determination on the merits of the claim. Gayle Dilla Red Flags & Your Rights As An Investor Of course, Gayle Dilla did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gayle Dilla at NBC Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gayle Dilla has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NBC Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NBC Securities, Inc. Due To Gayle Dilla If you have questions about NBC Securities, Inc. and/or Gayle Dilla and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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