FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jan 26, 2024

Rosa Fernandez formerly with UBS Financial Services Incorporated of Puerto Rico

DID ROSA MARIA FERNANDEZ CAUSE YOU INVESTMENT LOSSES? Rosa Fernandez Formerly With UBS Financial Services Incorporated of Puerto Rico Has 44 Customer Complaints For Alleged Broker Misconduct Rosa Fernandez Customer Complaints Rosa Fernandez has been the subject of 44 customer complaints that we know about seeking to recover investment losses. Forty-three of the customer complaints were settled by Rosa Fernandez’s former employer in favor of the investors. The only other customer complaint is still pending. Allegations Against Rosa Fernandez The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses were all related to the offer and sale of Puerto Rico municipal bonds and closed-end funds. The allegations generally were unsuitable investment recommendations, misrepresentations, material omissions of facts related to the investments, overconcentration, etc. Rosa Fernandez Red Flags & Your Rights As An Investor Of course, Rosa Fernandez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rosa Fernandez at UBS Financial Services Incorporated of Puerto Rico on alert to review carefully the activity and performance of their accounts and question whether Rosa Fernandez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Incorporated of Puerto Rico also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Incorporated of Puerto Rico Due To Rosa Fernandez If you have questions about UBS Financial Services Incorporated of Puerto Rico and/or Rosa Fernandez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 26, 2024

Angel Ferrer of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ANGEL FERRER CAUSE YOU INVESTMENT LOSSES? Angel Ferrer Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Citi Private Advisory, LLC Has A Customer Complaint For Alleged Broker Misconduct Angel Ferrer Customer Complaint Angel Ferrer has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty, negligence, fraud, breach of contract, violation of Regulation BRI, and negligent supervision related to and over concentrated position and alleged recommendation to use the line of credit further concentrate their assets. A customer complaint was recently filed against Citigroup Global Markets for Angel Ferrer’s alleged misconduct and still pending in a FINRA arbitration proceeding. Angel Ferrer Red Flags & Your Rights As An Investor Of course, Angel Ferrer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Angel Ferrer at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citi Private Advisory, LLC on alert to review carefully the activity and performance of their accounts and question whether Angel Ferrer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citi Private Advisory, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Angel Ferrer If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citi Private Advisory, LLC and/or Angel Ferrer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 26, 2024

Andrew Feyerabend of Moloney Securities Co., Inc

DID ANDREW LEE FEYERABEND CAUSE YOU INVESTMENT LOSSES? Andrew Feyerabend Of Moloney Securities Co., Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Andrew Feyerabend Customer Complaints Andrew Feyeabend has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints are still pending in the recently filed FINRA Arbitration proceedings against Moloney Securities Co., Inc. for Andrew Feyerabend’s alleged misconduct. Allegations Against Andrew Feyerabend The allegations made in the FINRA reported arbitration claims and/or pending complaints for investment losses are for unsuitable investment recommendations and negligence related to the offer and sale of corporate debt. Andrew Feyerabend Red Flags & Your Rights As An Investor Of course, Andrew Feyerabend did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Feyerabend at Moloney Securities Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Feyerabend has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Moloney Securities Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Moloney Securities Co., Inc. Due To Andrew Feyerabend If you have questions about Moloney Securities Co., Inc. and/or Andrew Feyerabend and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 26, 2024

Akiva Fialkoff of J.P. Morgan Securities LLC

DID AKIVA FIALKOFF CAUSE YOU INVESTMENT LOSSES? Akiva Fialkoff Of J.P. Morgan Securities LLC And Formerly With Deutsche Bank Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Akiva Fialkoff Customer Complaint Akiva Fialkoff has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation regarding managed account investments. The FINRA Arbitration proceeding filed against J.P. Morgan Securities for Akiva Fialkoff’s alleged misconduct is still pending. Akiva Fialkoff Red Flags & Your Rights As An Investor Of course, Akiva Fialkoff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Akiva Fialkoff at J.P. Morgan Securities LLC and Deutsche Bank Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Akiva Fialkoff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Deutsche Bank Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Akiva Fialkoff If you have questions about J.P. Morgan Securities LLC, Deutsche Bank Securities Inc. and/or Akiva Fialkoff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 25, 2024

Eric Perschke of Ameriprise Financial Services, LLC

DID ERIC MICHAEL PERSCHKE CAUSE YOU INVESTMENT LOSSES? Eric Perschke Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Eric Perschke Customer Complaint Eric Perschke has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where adviser did not follow customers dividend reinvestment instructions, charged excessive fees, and may poor investment recommendations. Ameriprise Financial Services recently denied the customer complaint, and, to date, no further action has been taken by the investor Eric Perschke Red Flags & Your Rights As An Investor Of course, Eric Perschke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Perschke at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Perschke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Eric Perschke If you have questions about Ameriprise Financial Services, LLC and/or Eric Perschke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 25, 2024

Christian Plaza of Vanguard Marketing Corporation

DID CHRISTIAN DEE PLAZA CAUSE YOU INVESTMENT LOSSES? Christian Plaza Of Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct Christian Plaza Customer Complaint Christian Plaza has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where registered representative did not follow instructions when processing a qualified charitable donation resulting in a realize capital gain an additional IRS tax liability. Vanguard Marketing Corporation settled the customer complaint in favor the investor. Christian Plaza Red Flags & Your Rights As An Investor Of course, Christian Plaza did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christian Plaza at Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Christian Plaza has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Christian Plaza If you have questions about Vanguard Marketing Corporation and/or Christian Plaza and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 25, 2024

Manuel Ramos of Centaurus Financial, Inc

DID MANUEL RAMOS CAUSE YOU INVESTMENT LOSSES? Manuel Ramos Of Centaurus Financial, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Manuel Ramos Customer Complaints Manuel Ramos has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Centaurus Financial in favor of the investor. Manuel Ramos former employers denied 3 other customer complaints and the investor took no further action. There is currently one customer complaint that was recently filed with Centaurus Financial that is awaiting resolution. Allegations Against Manuel Ramos A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Manuel Ramos Red Flags & Your Rights As An Investor Of course, Manuel Ramos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Manuel Ramos at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Manuel Ramos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Manuel Ramos If you have questions about Centaurus Financial, Inc. and/or Manuel Ramos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 25, 2024

Christopher Rhyne of Woodbury Financial Services, Inc

DID CHRISTOPHER ALLEN RHYNE CAUSE YOU INVESTMENT LOSSES? Christopher Rhyne Of Woodbury Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Christopher Rhyne Customer Complaint Christopher Rhyne has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the variable index annuity sold to customer was misrepresented at the time of purchase. Woodberry Financial Services recently denied the customer complaint, and to date, the investor has not filed any arbitration proceedings. Christopher Rhyne Red Flags & Your Rights As An Investor Of course, Christopher Rhyne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Rhyne at Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Rhyne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Christopher Rhyne If you have questions about Woodbury Financial Services, Inc. and/or Christopher Rhyne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 25, 2024

Andrew Rodgers of Raymond James Financial Services, Inc

DID ANDREW WILLIAM RODGERS CAUSE YOU INVESTMENT LOSSES? Andrew Rodgers Of Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Andrew Rodgers Customer Complaint Andrew Rodgers has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser failed to fulfill his fiduciary duties and management of a discretionary account. The FINRA arbitration proceeding filed against Raymond James Financial Services for Andrew Rog’s alleged misconduct is still pending. Andrew Rodgers Red Flags & Your Rights As An Investor Of course, Andrew Rodgers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Rodgers at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Rodgers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Andrew Rodgers If you have questions about Raymond James Financial Services, Inc. and/or Andrew Rodgers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 24, 2024

Scott Roslonowski of Ameriprise Financial Services, LLC

DID SCOTT J ROSLONOWSKI CAUSE YOU INVESTMENT LOSSES? Scott Roslonowski Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Scott Roslonowski Customer Complaints Scott Roslonowski has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both arbitration proceedings filed against Ameriprise Financial Services for Scott Roslonowski’s alleged misconduct are still pending. Allegations Against Scott Roslonowski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Roslonowski Red Flags & Your Rights As An Investor Of course, Scott Roslonowski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Roslonowski at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Roslonowski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Scott Roslonowski If you have questions about Ameriprise Financial Services, LLC and/or Scott Roslonowski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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