FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jan 19, 2024

Eric Luckey of SA Stone Wealth Management Inc

DID ERIC MICHAEL LUCKEY CAUSE YOU INVESTMENT LOSSES? Eric Luckey Of SA Stone Wealth Management Inc. Has A Customer Complaint For Alleged Broker Misconduct Eric Luckey Customer Complaint Eric Luckey has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations relating to switch from a variable annuity to a fixed annuity related to lump-sum death benefit rider. If an arbitration proceeding which was recently filed is still pending. Eric Luckey Red Flags & Your Rights As An Investor Of course, Eric Luckey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Luckey at SA Stone Wealth Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Eric Luckey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SA Stone Wealth Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. SA Stone Wealth Management Inc. and/or Eric Luckey If you have questions about SA Stone Wealth Management Inc. and/or Eric Luckey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 19, 2024

Michael Hardy of UBS Financial Services Inc

DID MICHAEL EDWARD HARDY CAUSE YOU INVESTMENT LOSSES? Michael Hardy Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Hardy Customer Complaint Michael Hardy has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations considering customers investment risk profile. UBS Financial Services settled the customer complaint in favor of the investor. Michael Hardy Red Flags & Your Rights As An Investor Of course, Michael Hardy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Hardy at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Hardy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Michael Hardy If you have questions about UBS Financial Services Inc. and/or Michael Hardy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 19, 2024

Renee Harris-Christian of Edward Jones

DID RENEE JANELLE HARRIS-CHRISTIAN CAUSE YOU INVESTMENT LOSSES? Renee Harris-Christian Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Renee Harris-Christian Customer Complaint Renee Harris-Christian has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were theft from client’s account. The customer complaint was recently denied and so far, no further action has been reported. Renee Harris-Christian Red Flags & Your Rights As An Investor Of course, Renee Harris-Christian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Renee Harris-Christian at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Renee Harris-Christian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Renee Harris-Christian If you have questions about Edward Jones and/or Renee Harris-Christian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 19, 2024

William Hayden formerly with Texas Securities, Inc

DID WILLIAM DALLAS HAYDEN CAUSE YOU INVESTMENT LOSSES? William Hayden Formerly With Texas Securities, Inc. and Nobles & Richards, Inc. Has A Customer Complaint For Alleged Broker Misconduct William Hayden Customer Complaint William Hayden has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to a joint venture agreement. Customer complaint the investment was not in her best interests and that manipulative methods were used to induce the purchase of the joint venture interest. The customer complaint was recently made and is still pending. William Hayden Red Flags & Your Rights As An Investor Of course, William Hayden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Hayden at Texas Securities, Inc. and Nobles & Richards, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Hayden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Texas Securities, Inc. and Nobles & Richards, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Texas Securities, Inc. Due To William Hayden If you have questions about Texas Securities, Inc., Nobles & Richards, Inc. and/or William Hayden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 18, 2024

Mark Heater of Vanguard Marketing Corporation

DID MARK DANIEL HEATER CAUSE YOU INVESTMENT LOSSES? Mark Heater Of Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct Mark Heater Customer Complaint Michael Henson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misleading statements related to a mutual fund investment. Cetera Investment Services recently denied the customer complaint and, to date, no further action has been taken by the investor. Mark Heater Red Flags & Your Rights As An Investor Of course, Mark Heater did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Heater at Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Mark Heater has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Mark Heater If you have questions about Vanguard Marketing Corporation and/or Mark Heater and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 18, 2024

Michael Henson of Raymond James Financial Services, Inc

DID MICHAEL DOUGLAS HENSON CAUSE YOU INVESTMENT LOSSES? Michael Henson Of Raymond James Financial Services, Inc. And Formerly With Cetera Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Henson Customer Complaint Michael Henson has been the subject ofat least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misleading statements related to a mutual fund investment. Cetera Investment Services recently denied the customer complaint and, to date, no further action has been taken by the investor. Michael Henson Red Flags & Your Rights As An Investor Of course, Michael Henson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Henson at Raymond James Financial Services, Inc. and Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Henson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Cetera Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Michael Henson If you have questions about Raymond James Financial Services, Inc., Cetera Investment Services LLC and/or Michael Henson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 18, 2024

Morgan Hill of Arete Wealth Management, LLC

DID MORGAN DARBY HILL CAUSE YOU INVESTMENT LOSSES? Morgan Hill Of Arete Wealth Management, LLC and Center Street Securities, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Morgan Hill Customer Complaints Morgan Hill has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints are settled by Center Street Securities in favor of the investors. There are currently 3 arbitration proceedings still pending against Center Street Securities for Morgan Hill’s alleged misconduct. Allegations Against Morgan Hill A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Morgan Hill Red Flags & Your Rights As An Investor Of course, Morgan Hill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Morgan Hill at Arete Wealth Management, LLC and Center Street Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Morgan Hill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arete Wealth Management, LLC and Center Street Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Arete Wealth Management, LLC Due To Morgan Hill If you have questions about AArete Wealth Management, LLC, Center Street Securities, Inc. and/or Morgan Hill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 18, 2024

Kevin Hobbs of PFS Investments Inc

DID KEVIN ANDREW HOBBS CAUSE YOU INVESTMENT LOSSES? Kevin Hobbs Formerly With PFS Investments Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Kevin Hobbs Customer Complaints Kevin Hobbs has been the subject of 7 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by PFS Investments in favor the investors. Two customer complaints were denied by the brokerage firm and the investors did not take any further action. There are currently 3 customer complaints open and pending with the firm or in FINRA arbitration proceedings. Allegations Against Kevin Hobbs A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Hobbs Red Flags & Your Rights As An Investor Of course, Kevin Hobbs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Hobbs at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Kevin Hobbs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Kevin Hobbs If you have questions about PFS Investments Inc. and/or Kevin Hobbs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 17, 2024

Holland of Cetera Advisor Networks LLC

DID GARY WILLIAM HOLLAND CAUSE YOU INVESTMENT LOSSES? Gary Holland Of Cetera Advisor Networks LLC And Formerly With Voya Financial Advisors, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Gary Holland Customer Complaints Gary Holland has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Ameriprise Financial Services in favor of the investors. The other for customer complaints were denied by Gary Hollands employers in the investors took no further action. Allegations Against Gary Holland A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Holland Red Flags & Your Rights As An Investor Of course, Gary Holland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Holland at Cetera Advisor Networks LLC  and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gary Holland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Gary Holland If you have questions about Cetera Advisor Networks LLC, Voya Financial Advisors, Inc. and/or Gary Holland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 17, 2024

Diogo Holstein HSBC Securities (USA) Inc

DID DIOGO SOUSA HOLSTEIN CAUSE YOU INVESTMENT LOSSES? Diogo Holstein Of HSBC Securities (USA) Inc. Has A Customer Complaint For Alleged Broker Misconduct Diogo Holstein Customer Complaint Diogo Holstein has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were dissatisfaction with the registered representative’s investment advice related to mutual funds. The customer complaint was recently filed with HSBC Securities (USA), Inc. and is still pending. Diogo Holstein Red Flags & Your Rights As An Investor Of course, Diogo Holstein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Diogo Holstein at HSBC Securities (USA) Inc. on alert to review carefully the activity and performance of their accounts and question whether Diogo Holstein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at HSBC Securities (USA) Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At HSBC Securities (USA) Inc. Due To Diogo Holstein If you have questions about HSBC Securities (USA) Inc. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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