FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Nov 24, 2023

Edward Barfield of Geneos Wealth Management, Inc.

DID EDWARD JOSEPH BARFIELD CAUSE YOU INVESTMENT LOSSES? Edward Barfield Of Geneos Wealth Management, Inc. And Formerly With Cetera Advisor Networks LLC Has Had Seven Customer Complaints For Alleged Broker Misconduct Edward Barfield Customer Complaints Edward Barfield has been the subject of at least one customer complaint that we know about seeking to recover investment losses. Three of the customer complaints were settled by OneAmerica Securities in favor of the investors. The same brokerage firm denied 3 other customer complaints, and, to date, those investors have not taken any further action. There is currently one customer complaint made against the advisor in connection with his employment at Geneos Wealth Management that was recently filed and is still pending. Allegations Against Edward Barfield A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Edward Barfield Red Flags & Your Rights As An Investor Of course, Edward Barfield did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Barfield at Geneos Wealth Management, Inc. and Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Barfield has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Geneos Wealth Management, Inc., and Cetera Advisor Networks LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Geneos Wealth Management, Inc. Due To Edward Barfield If you have questions about Geneos Wealth Management, Inc., Cetera Advisor Networks LLC and/or Edward Barfield and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 24, 2023

Theodore Balthazor of Osaic Wealth, Inc.

DID THEODORE THOMAS BALTHAZOR CAUSE YOU INVESTMENT LOSSES? Theodore Balthazor Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Theodore Balthazor Customer Complaint Theodore Balthazor has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were transactions were effected in the client’s account without authorization. Sagepoint Financial recently denied the customer complaint and, to date, the investor has not taken any further action. Theodore Balthazor Red Flags & Your Rights As An Investor Of course, Theodore Balthazor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Balthazor at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Theodore Balthazor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Theodore Balthazor If you have questions about Osaic Wealth, Inc., Sagepoint Financial, Inc. and/or Theodore Balthazor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 23, 2023

Mohsen Babaeian of Ameriprise Financial Services, LLC

DID MOHSEN BABAEIAN CAUSE YOU INVESTMENT LOSSES? Mohsen Babaeian Of Ameriprise Financial Services, LLC And Bankers Life Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Mohsen Babaeian Customer Complaints Mohsen Babaeianhas been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by either Mohsen Babaeian’s current or former employers and, to date, the investors have not taken any further action. Allegations Against Mohsen Babaeian A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mohsen Babaeian Red Flags & Your Rights As An Investor Of course, Mohsen Babaeian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mohsen Babaeian at Ameriprise Financial Services, LLC and Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mohsen Babaeianhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Bankers Life Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Mohsen Babaeian If you have questions about Ameriprise Financial Services, LLC, Bankers Life Securities, Inc. and/or Mohsen Babaeian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 23, 2023

Frederick Azzurro of Securities America, Inc.

DID FREDERICK JOSEPH AZZURRO CAUSE YOU INVESTMENT LOSSES? Frederick Azzurro Of Securities America, Inc. And Formerly With Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Frederick Azzurro Customer Complaint Frederick Azzurro has been the subject of at least one customer complaint that we know about seeking to recover misappropriated funds. The allegations made in the FINRA reported customer complaint for investment losses were funds were misappropriated with the assistance of the registered representative to the customer’s spouse. A lawsuit was recently filed in June 2023 and is pending in the Supreme Court of the State of New York. Frederick Azzurro Red Flags & Your Rights As An Investor Of course, Frederick Azzurro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frederick Azzurro at Securities America, Inc. and Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Frederick Azzurro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Frederick Azzurro If you have questions about Securities America, Inc., Equitable Advisors, LLC and/or Frederick Azzurro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 23, 2023

Troy Aucoin of Commonwealth Financial Network

DID TROY JEAN AUCOIN CAUSE YOU INVESTMENT LOSSES? Troy Aucoin Of Commonwealth Financial Network And Formerly With Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct Troy Aucoin Customer Complaints Troy Aucoin has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Edward Jones for more than the amount initially demanded by the investor. The other 2 customer complaints were denied by Troy Aucoin’s current and former employers and, to date, the investors have not taken any further action. Allegations Against Troy Aucoin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Troy Aucoin Red Flags & Your Rights As An Investor Of course, Troy Aucoin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Troy Aucoin at Commonwealth Financial Network and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Troy Aucoin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Troy Aucoin If you have questions about Commonwealth Financial Network, Edward Jones and/or Troy Aucoin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 23, 2023

Phil Andrews, II of LPL Financial LLC

DID PHIL MARTIN ANDREWS II CAUSE YOU INVESTMENT LOSSES? Phil Andrews, II Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Phil Andrews, II Customer Complaint Phil Andrews, II has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor made an unsuitable recommendation of alternative investments. The complaint was recently filed and is still pending with the brokerage firm for resolution. Phil Andrews, II Red Flags & Your Rights As An Investor Of course, Phil Andrews, II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Phil Andrews, II at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Phil Andrews, II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Phil Andrews, II If you have questions about LPL Financial LLC and/or Phil Andrews, II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 23, 2023

Robert Alkins of LPL Financial LLC

DID ROBERT DUNCAN AIKINS CAUSE YOU INVESTMENT LOSSES? Robert Alkins Of LPL Financial LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith and J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Robert Alkins Customer Complaint Robert Aikins has been the subject of at least one customer complaint that we know about where the customer sought to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading in the account from July 2021 through April 2023. Merrill Lynch Pierce Fenner and Smith denied the recently made customer complaint and so far the investor has not taken any further action. Robert Alkins Red Flags & Your Rights As An Investor Of course, Robert Alkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Alkins at LPL Financial LLC, Merrill Lynch, Pierce, Fenner & Smith and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Alkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, Merrill Lynch, Pierce, Fenner & Smith and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Robert Alkins If you have questions about LPL Financial LLC, Merrill Lynch, Pierce, Fenner & Smith, J.P. Morgan Securities LLC and/or Robert Alkins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 22, 2023

Paul Addo, III of UBS Financial Services Inc

DID PAUL K ADDO III CAUSE YOU INVESTMENT LOSSES? Paul Addo, III Of UBS Financial Services Inc And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Paul Addo, III Customer Complaint Paul Addo, III has been the subject of at least one customer complaint that we know about where the investor is seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor made unsuitable investment recommendations and engaged in unauthorized trading. The FINRA arbitration proceeding was filed in July and is still pending. Paul Addo, III Red Flags & Your Rights As An Investor Of course, Paul Addo, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Addo, III at UBS Financial Services Inc and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Paul Addo, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc Due To Paul Addo, III If you have questions about UBS Financial Services Inc, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Paul Addo, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 22, 2023

Jose Zorrilla formerly with Kovack Securities Inc.

DID JOSE IGNACIO ZORRILLA CAUSE YOU INVESTMENT LOSSES? Jose Zorrilla Formerly With Kovack Securities Inc. Has 13 Customer Complaints For Alleged Broker Misconduct Jose Zorrilla Customer Complaints Jose Zorrilla has been the subject of 13 customer complaints that we know about seeking to recover investment losses. Ten of the customer complaints were settled by UBS Financial Services in favor the investors. Two of the customer complaints were denied by José Zorrilla’s former employers and the investors took no further action. There is currently one FINRA arbitration proceeding pending against UBS Financial Services for the advisor’s alleged misconduct. Allegations Against Jose Zorrilla A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jose Zorrilla Red Flags & Your Rights As An Investor Of course, Jose Zorrilla did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Zorrilla at Kovack Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Jose Zorrilla has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kovack Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kovack Securities Inc. Due To Jose Zorrilla If you have questions about Kovack Securities Inc. and/or Jose Zorrilla and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 22, 2023

Michael Zimmer of Securities America, Inc.

DID MICHAEL FRANCIS ZIMMER CAUSE YOU INVESTMENT LOSSES? Michael Zimmer Of Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Zimmer Customer Complaint Michael Zimmer has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and unsuitable recommendation of variable universal life insurance policy. Securities America recently denied the customer complaint and to date, the investor has not taken any further action. Michael Zimmer Red Flags & Your Rights As An Investor Of course, Michael Zimmer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Zimmer at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Zimmer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Michael Zimmer If you have questions about Securities America, Inc. and/or Michael Zimmer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading