FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jan 8, 2024

Mark Spiegel of Wells Fargo Clearing Services, LLC

DID MARC JOHN SPIEGEL CAUSE YOU INVESTMENT LOSSES? Mark Spiegel Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Mark Spiegel Customer Complaints Mark Spiegel has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by the broker in favor of the investor. Wells Fargo Advisors recently denied the other customer complaint and to date, does not appear that the investor has taken any further action. Allegations Against Mark Spiegel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Spiegel Red Flags & Your Rights As An Investor Of course, Mark Spiegel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Spiegel at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Spiegel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Mark Spiegel If you have questions about Wells Fargo Clearing Services, LLC and/or Mark Spiegel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 8, 2024

Derek Taylor of The Huntington Investment Company

DID DEREK ROBERT TAYLOR CAUSE YOU INVESTMENT LOSSES? Derek Taylor Of The Huntington Investment Company Has A Customer Complaint For Alleged Broker Misconduct Derek Taylor Customer Complaint Derek Taylor has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor made an unsuitable recommendation to invest in a REIT. The customer complaint was filed with The Huntington Investment Company and is still awaiting its review and disposition. Derek Taylor Red Flags & Your Rights As An Investor Of course, Derek Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Derek Taylor at The Huntington Investment Company on alert to review carefully the activity and performance of their accounts and question whether Derek Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Huntington Investment Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Huntington Investment Company Due To Derek Taylor If you have questions about The Huntington Investment Company and/or Derek Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 8, 2024

Trey Toifel of Cetera Investment Services LLC

DID TREY ANDREW TOIFEL CAUSE YOU INVESTMENT LOSSES? Trey Toifel Of Cetera Investment Services LLC Has 2 Customer Complaints For Alleged Broker Misconduct Trey Toifel Customer Complaints Trey Toifel has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Cetera Investment Services recently denied one of the customer complaints and thus far, does not appear that the investor’s taking any further action. The other customer complaint filed against Cetera Investment Services for Andrew Toifel’s alleged misconduct is still pending in a FINRA arbitration proceeding. Allegations Against Aubrey Lee, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Trey Toifel Red Flags & Your Rights As An Investor Of course, Trey Toifel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Trey Toifel at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Trey Toifel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Trey Toifel If you have questions about Cetera Investment Services LLC and/or Trey Toifel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 8, 2024

Michael Velez of Northwestern Mutual Investment Services, LLC

DID MICHAEL VELEZ CAUSE YOU INVESTMENT LOSSES? Michael Velez Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Velez Customer Complaint Michael Velez has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of the variable universal life insurance policy. Further, the investment was not suitable for the customer due to the premium obligations. Northwestern Mutual Investment Services settled the customer complaint in favor of the investor. Michael Velez Red Flags & Your Rights As An Investor Of course, Michael Velez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Velez at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Velez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Michael Velez If you have questions about Northwestern Mutual Investment Services, LLC and/or Michael Velez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 8, 2024

Gordon Tuthill of Goldman Sachs & Co. LLC

DID GORDON BRADLEY TUTHILL CAUSE YOU INVESTMENT LOSSES? Gordon Tuthill Of Goldman Sachs & Co. LLC Has A Customer Complaint For Alleged Broker Misconduct Gordon Tuthill Customer Complaint Gordon Tuthill has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to investments in corporate bonds through a discretionary investment account. The investment was not in alignment with an investment plan agreed to with the client. The FINRA arbitration proceeding filed against Goldman Sachs for Gordon Tuthill’s alleged misconduct is still pending. Gordon Tuthill Red Flags & Your Rights As An Investor Of course, Gordon Tuthill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gordon Tuthill at Goldman Sachs & Co. LLC on alert to review carefully the activity and performance of their accounts and question whether Gordon Tuthill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Goldman Sachs & Co. LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Goldman Sachs & Co. LLC Due To Gordon Tuthill If you have questions about Fidelity about Goldman Sachs & Co. LLC and/or Gordon Tuthill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 7, 2024

Joseph Wagstaff of Fidelity Brokerage Services LLC

DID JOSEPH GRANT WAGSTAFF CAUSE YOU INVESTMENT LOSSES? Joseph Wagstaff Of Fidelity Brokerage Services LLC Has A Customer Complaint For Alleged Broker Misconduct Joseph Wagstaff Customer Complaint Joseph Wagstaff has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation to transfer and annuity a because the tax event. The FINRA arbitration proceeding that was recently filed against Fidelity Brokerage Services for the advisor’s alleged misconduct is still pending. Joseph Wagstaff Red Flags & Your Rights As An Investor Of course, Joseph Wagstaff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Wagstaff at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Wagstaff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Joseph Wagstaff If you have questions about Fidelity Brokerage Services LLC and/or Joseph Wagstaff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 7, 2024

Andrew Waldbaum of Raymond James & Associates, Inc

DID ANDREW M WALDBAUM CAUSE YOU INVESTMENT LOSSES? Andrew Waldbaum Of Raymond James & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Andrew Waldbaum Customer Complaint Andrew Waldbaum has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the unauthorized transfer of assets and sharing of information with client’s former spouse. Raymond James and Associates recently denied the customer complaint and thus far, it does not appear that the investor has taken any further action. Andrew Waldbaum Red Flags & Your Rights As An Investor Of course, Andrew Waldbaum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Waldbaum at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Waldbaum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Andrew Waldbaum If you have questions about Raymond James & Associates, Inc. and/or Andrew Waldbaum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 7, 2024

Michael Zanders of Ameriprise Financial Services, LLC

DID MICHAEL FRED ZANDERS CAUSE YOU INVESTMENT LOSSES? Michael Zanders Of Ameriprise Financial Services, LLC Has 6 Customer Complaints For Alleged Broker Misconduct Michael Zanders Customer Complaints Michael Zanders has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Four of the customer complaints were settled by Michael Zanders former employers in favor of the investors. Ameriprise Financial Services denied another customer complaint and to date it does not appear that the investor has taken any further action. Allegations Against Michael Zanders A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Zanders Red Flags & Your Rights As An Investor Of course, Michael Zanders did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Zanders at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Zanders has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Jeffrey Labelle If you have questions about Ameriprise Financial Services, LLC and/or Michael Zanders and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 7, 2024

Jason Wright of Woodbury Financial Services, Inc

DID JASON WRIGHT CAUSE YOU INVESTMENT LOSSES? Jason Wright Of Woodbury Financial Services, Inc. And Formerly With Capital One Investing, LLC Has A Customer Complaint For Alleged Broker Misconduct Jason Wright Customer Complaint Jason Wright has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized and unsuitable transactions involving mutual funds. The FINRA arbitration proceeding filed against Woodberry Financial Services for Jason Wright’s alleged misconduct is still pending. Jason Wright Red Flags & Your Rights As An Investor Of course, Jason Wright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Wright at Woodbury Financial Services, Inc. and Capital One Investing, LLC on alert to review carefully the activity and performance of their accounts and question whether Jason Wright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. and Capital One Investing, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Jason Wright If you have questions about Woodbury Financial Services, Inc., Capital One Investing, LLC and/or Jason Wright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 6, 2024

Luke Lannister of Grove Point Investments, LLC

DID LUKE LANNISTER CAUSE YOU INVESTMENT LOSSES? Luke Lannister Of Grove Point Investments, LLC And Formerly With Cuso Financial Services, L.P., Has 3 Customer Complaints For Alleged Broker Misconduct Luke Lannister Customer Complaints Luke Lannisterhas been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Grove Point Investments in favor of the investor for the full amount of the damages requested. There are currently 2 customer complaints pending from Luke N Esther’s current and former employers. Allegations Against Luke Lannister A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Luke Lannister Red Flags & Your Rights As An Investor Of course, Luke Lannister did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luke Lannister at Grove Point Investments, LLC and Cuso Financial Services, L.P. on alert to review carefully the activity and performance of their accounts and question whether Luke Lannister has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Grove Point Investments, LLC and Cuso Financial Services, L.P. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Grove Point Investments, LLC Due To Luke Lannister If you have questions about Grove Point Investments, LLC, Cuso Financial Services, L.P. and/or Luke Lannister and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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