FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Oct 2, 2023

Sean Sullivan of Sovereign Global Advisors LLC

DID SEAN T SULLIVAN CAUSE YOU INVESTMENT LOSSES? Sean Sullivan Of Sovereign Global Advisors LLC And Formerly With Spartan Capital Securities, LLC and Aegis Capital Corp. Has 7 Customer Complaints For Alleged Broker Misconduct Sean Sullivan Customer Complaints Sean Sullivan has been the subject of at least 7 customer complaints that we know about recovering investment losses. Three of the customer complaints have been settled by Aegis Capital Corp. in favor of the investors. One customer complaint was withdrawn by the customer. There are 3 FINRA arbitrations still pending for Sean Sullivan’s alleged misconduct while employed at Aegis Capital Corp. Allegations Against Sean Sullivan The allegations made in the FINRA reported in the multiple arbitration claim settlements and/or pending complaints for investment losses were unauthorized trading, excessive trading, unsuitable investment recommendations, fraud, and negligence. Sean Sullivan Red Flags & Your Rights As An Investor Of course, Sean Sullivan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Sullivan at Sovereign Global Advisors LLC, Spartan Capital Securities, LLC and Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Sean Sullivan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sovereign Global Advisors LLC, Spartan Capital Securities, LLC and Aegis Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sovereign Global Advisors LLC Due To Sean Sullivan If you have questions about Sovereign Global Advisors LLC, Spartan Capital Securities, LLC, Aegis Capital Corp. and/or Sean Sullivan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 1, 2023

Thomas Stiller UBS Financial Services Inc.

DID THOMAS ALAN STILLER CAUSE YOU INVESTMENT LOSSES? Thomas Stiller Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Thomas Stiller Customer Complaints Thomas Stiller has been the subject of 2 customer complaints that we know about recovering investment losses. One customer complaint was settled by UBS Financial Services in favor of the investor. The brokerage firm denied the other customer complaint recently and to date, the investor has not taken any further action. Allegations Against Thomas Stiller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Stiller Red Flags & Your Rights As An Investor Of course, Thomas Stiller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Stiller at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Stiller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Thomas Stiller If you have questions about UBS Financial Services Inc. and/or Thomas Stiller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 1, 2023

Steven Gessner formerly with United Planners’ Financial Services of America A Limited Partner

DID STEVEN JOSEPH GESSNER CAUSE YOU INVESTMENT LOSSES? Steven Gessner Formerly With United Planners’ Financial Services of America A Limited Partner and Cambridge Investment Research, Inc. Has A Customer Complaint For Alleged Broker Misconduct Steven Gessner Customer Complaint Steven Gessner has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were oil and gas and real estate products sold to customer were too risky and unsuitable. The FINRA arbitration proceeding was recently filed and is still pending against Cambridge Investment Research for Steven Gessner’s alleged misconduct. Steven Gessner Red Flags & Your Rights As An Investor Of course, Steven Gessner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Gessner at United Planners’ Financial Services of America A Limited Partner and Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Steven Gessner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at United Planners’ Financial Services of America A Limited Partner and Cambridge Investment Research, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At United Planners’ Financial Services of America A Limited Partner Due To Steven Gessner If you have questions about United Planners’ Financial Services of America A Limited Partner, Cambridge Investment Research, Inc. and/or Steven Gessner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 30, 2023

Edward Speas formerly with Centaurus Financial, Inc.

DID EDWARD CLAYTON SPEAS CAUSE YOU INVESTMENT LOSSES? Edward Speas Formerly With Centaurus Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Edward Speas Customer Complaint Edward Speas has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor recommended high-risk, high-commission, and unsuitable investments in the equipment leasing and oil and gas sectors of the market. Centaurus Financial settled the customer complaint in favor of the investor. Edward Speas Red Flags & Your Rights As An Investor Of course, Edward Speas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Speas at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Edward Speas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Edward Speas If you have questions about Centaurus Financial, Inc. and/or Edward Speas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 30, 2023

Helen Smith of MML Investors Services, LLC

DID HELEN MARIE SMITH CAUSE YOU INVESTMENT LOSSES? Helen Smith Of MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Helen Smith Customer Complaints Helen Smith has been the subject of 2 customer complaints that we know about recovering investment losses. Both customer complaints were denied by MML Investors Services and, to date, the investors have not taken any further action. Allegations Against Helen Smith A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Helen Smith Red Flags & Your Rights As An Investor Of course, Helen Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Helen Smith at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Helen Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Helen Smith If you have questions about MML Investors Services, LLC and/or Helen Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 29, 2023

Bradley Small of Purshe Kaplan Sterling Investments

DID BRADLEY WAYNE SMALL CAUSE YOU INVESTMENT LOSSES? Bradley Small Of Purshe Kaplan Sterling Investments And Formerly With Triad Advisors LLC Has 4 Customer Complaints For Alleged Broker Misconduct Bradley Small Customer Complaints Bradley Small has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were denied by Bradley Small’s former employers and the customers took no further action. There is currently one pending complaint against Wells Fargo Clearing Services for Bradley Small’s alleged misconduct. Allegations Against Bradley Small A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Bradley Small Red Flags & Your Rights As An Investor Of course, Bradley Small did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Small at Purshe Kaplan Sterling Investments  and Triad Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Bradley Small has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments, and Triad Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Bradley Small If you have questions about Purshe Kaplan Sterling Investments Triad Advisors LLC and/or Bradley Small and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 29, 2023

Joshua Slocum formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JOSHUA MCCLELLAN SLOCUM CAUSE YOU INVESTMENT LOSSES? Joshua Slocum Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Joshua Slocum Customer Complaint Joshua Slocum has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint about investment losses were recommendation of unsuitable and undiversified investment strategy. The customer complaint against Advisory Services Network for Joshua Slocum’s alleged misconduct is still pending. Joshua Slocum Red Flags & Your Rights As An Investor Of course, Joshua Slocum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Slocum at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Joshua Slocum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Joshua Slocum If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Joshua Slocum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 29, 2023

Michael Sloan of Wintrust Investments LLC

DID MICHAEL PETER SLOAN CAUSE YOU INVESTMENT LOSSES? Michael Sloan Of Wintrust Investments LLC Has 7 Customer Complaints For Alleged Broker Misconduct Michael Sloan Customer Complaints Michael Sloan has been the subject of 7 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Michael Sloan’s employers in favor of the investors. Four other customer complaints were denied by the brokerage firm and, to date, the customers have not taken any further action. There is currently one FINRA arbitration proceeding pending against Wintrust Investments for Michael Sloan’s alleged misconduct. Allegations Against Michael Sloan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Sloan Red Flags & Your Rights As An Investor Of course, Michael Sloan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Sloan at Wintrust Investments LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Sloan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wintrust Investments LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wintrust Investments LLC Due To Michael Sloan If you have questions about Wintrust Investments LLC and/or Michael Sloan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 29, 2023

Jason Slezak of Landolt Securities, Inc.

DID JASON NICHOLAS SLEZAK CAUSE YOU INVESTMENT LOSSES? Jason Slezak Of Landolt Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Jason Slezak Customer Complaints Jason Slezak has been the subject of 3 customer complaints that we know about recovering investment losses. Two of the customer complaints were settled by Landolt Securities in favor of the investors. There is currently one FINRA arbitration proceeding still pending against Landolt Securities for Jason Slezak’s alleged misconduct. Allegations Against Jason Slezak A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jason Slezak Red Flags & Your Rights As An Investor Of course, Jason Slezak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Slezak at Landolt Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jason Slezak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Landolt Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Landolt Securities, Inc. Due To Jason Slezak If you have questions about Landolt Securities, Inc. and/or Jason Slezak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 29, 2023

Leonard Silvester of Oppenheimer & Co. Inc.

DID LEONARD JOSEPH SILVESTER CAUSE YOU INVESTMENT LOSSES? Leonard Silvester Of Oppenheimer & Co. Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Leonard Silvester Customer Complaints Leonard Silvester has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by Leonard Silvester’s former employers and the customers took no further action. Allegations Against Leonard Silvester A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Leonard Silvester Red Flags & Your Rights As An Investor Of course, Leonard Silvester did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leonard Silvester at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Leonard Silvester has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Leonard Silvester If you have questions about Oppenheimer & Co. Inc. and/or Leonard Silvester and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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