FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Sep 28, 2023

Lance Silva of Pruco Securities, LLC

DID LANCE ANTHONY SILVA CAUSE YOU INVESTMENT LOSSES? Lance Silva Of Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Lance Silva Customer Complaint Lance Silva has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations and misrepresentations about the guarantees and risk of investments. Pruco Securities recently denied a customer complaint, and, to date, the investor has not taken any further action. Lance Silva Red Flags & Your Rights As An Investor Of course, Lance Silva did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lance Silva at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Lance Silva has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Lance Silva If you have questions about Pruco Securities, LLC and/or Lance Silva and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 27, 2023

Sean Hosein of PHX Financial, Inc.

DID SEAN HOSEIN CAUSE YOU INVESTMENT LOSSES? Sean Hosein Of PHX Financial, Inc. And Formerly With National Securities Corporation Has A Customer Complaint For Alleged Broker Misconduct Sean Hosein Customer Complaint Sean Hosein has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations with excessive commissions and pre-IPO alternative investments. The FINRA arbitration proceeding was just filed and is still pending. Sean Hosein Red Flags & Your Rights As An Investor Of course, Sean Hosein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Hosein at PHX Financial, Inc. and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Sean Hosein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PHX Financial, Inc. and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PHX Financial, Inc. Due To Sean Hosein If you have questions about PHX Financial, Inc., National Securities Corporation and/or Sean Hosein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 27, 2023

Larry Schwartzman of Oppenheimer & Co. Inc.

DID LARRY ALAN SCHWARTZMAN CAUSE YOU INVESTMENT LOSSES? Larry Schwartzman Of Oppenheimer & Co. Inc. and Formerly with Wells Fargo Clearing Services, LLC, Has A Customer Complaint For Alleged Broker Misconduct Larry Schwartzman Customer Complaint Larry Schwartzman has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitability, breach of fiduciary duty, churning and excessive trading, unauthorized trading, and violation of FINRA rules and regulations. The FINRA arbitration proceeding filed against Oppenheimer & Co. for Larry Schwartzman’s alleged misconduct is still pending. Larry Schwartzman Red Flags & Your Rights As An Investor Of course, Larry Schwartzman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Schwartzman at Oppenheimer & Co. Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Larry Schwartzman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Larry Schwartzman If you have questions about Oppenheimer & Co. Inc., Wells Fargo Clearing Services, LLC and/or Larry Schwartzman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 27, 2023

James Schrack of Center Street Securities, Inc.

DID JAMES ALLEN SCHRACK CAUSE YOU INVESTMENT LOSSES? James Schrack Of Center Street Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct James Schrack Customer Complaints James Schrack has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints are pending in FINRA arbitration proceedings filed against Center Street Securities for James Schrack’s alleged misconduct. Allegations Against James Schrack A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Schrack Red Flags & Your Rights As An Investor Of course, James Schrack did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Schrack at Center Street Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Schrack has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Center Street Securities, Inc. Due To James Schrack If you have questions about Center Street Securities, Inc. and/or James Schrack and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 27, 2023

Thomas Scheiman of Independence Capital Co., Inc.

DID THOMAS GREGORY SCHEIMAN CAUSE YOU INVESTMENT LOSSES? Thomas Scheiman Of Independence Capital Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct Thomas Scheiman Customer Complaint Thomas Scheiman has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations related to an alternative investment in a private bond transaction. Independence Capital Co. settled the customer dispute in favor of the investor. Thomas Scheiman Red Flags & Your Rights As An Investor Of course, Thomas Scheiman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Scheiman at Independence Capital Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Scheiman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independence Capital Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independence Capital Co., Inc. Due To Thomas Scheiman If you have questions about Independence Capital Co., Inc. and/or Thomas Scheiman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 26, 2023

Rami Sassoon of Cetera Advisors LLC

DID RAMI SASSOON CAUSE YOU INVESTMENT LOSSES? Rami Sassoon Of Cetera Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct Rami Sassoon Customer Complaints Rami Sassoon has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by J.P. Morgan Securities and the investor took no further action.  There is currently one customer complaint in a FINRA arbitration proceeding that is still pending against Cetera Advisors for Rami Sassoon’s alleged misconduct. Allegations Against Rami Sassoon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rami Sassoon Red Flags & Your Rights As An Investor Of course, Rami Sassoon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rami Sassoon at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Rami Sassoon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Rami Sassoon If you have questions about Cetera Advisors LLC and/or Rami Sassoon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 26, 2023

Sally Ann Weger of Morgan Stanley

DID SALLY ANN WEGER CAUSE YOU INVESTMENT LOSSES? Sally Ann Weger Of Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Sally Ann Weger Customer Complaints Sally Ann Weger has been the subject of 5 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Merrill Lynch, Pierce, Fenner & Smith in favor of the investor. Morgan Stanley and Merrill Lynch denied 3 of the other customer complaints and no further action was taken by the investors. There is currently one FINRA arbitration proceeding pending against Morgan Stanley for Sally Ann Weger’s alleged misconduct. Allegations Against Sally Ann Weger A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sally Ann Weger Red Flags & Your Rights As An Investor Of course, Sally Ann Weger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sally Ann Weger at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Sally Ann Weger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Sally Ann Weger If you have questions about Morgan Stanley and/or Sally Ann Weger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 26, 2023

George Salidas of Morgan Stanley

DID GEORGE JAMES SALIDAS CAUSE YOU INVESTMENT LOSSES? George Salidas Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct George Salidas Customer Complaint George Salidas has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized sales of stock. Morgan Stanley denied the customer complaint and, to date, no further action was taken by the investor. George Salidas Red Flags & Your Rights As An Investor Of course, George Salidas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Salidas at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether George Salidas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To George Salidas If you have questions about Morgan Stanley and/or George Salidas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 26, 2023

Robert Rumley, III of William Blair

DID ROBERT J RUMLEY III CAUSE YOU INVESTMENT LOSSES? Robert Rumley, III Of William Blair And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Robert Rumley, III Customer Complaints Robert Rumley, III has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Morgan Stanley and the investor took no further action. There is currently one recently filed customer complaint against Morgan Stanley for Robert Bromley’s alleged misconduct which is still pending. Allegations Against Robert Rumley, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Rumley, III Red Flags & Your Rights As An Investor Of course, Robert Rumley, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Rumley, III at William Blair and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Robert Rumley, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at William Blair and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At William Blair Due To Robert Rumley, III If you have questions about William Blair, Morgan Stanley and/or Robert Rumley, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 25, 2023

Roman Anaya of Edward Jones

DID ROMAN ANAYA CAUSE YOU INVESTMENT LOSSES? Roman Anaya Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Roman Anaya Customer Complaint Roman Anaya has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor placed various unauthorized trades in customer’s account. The customer complaint was recently filed with Edward Jones and is still pending. Roman Anaya Red Flags & Your Rights As An Investor Of course, Roman Anaya did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roman Anaya at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Roman Anaya has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Roman Anaya If you have questions about Edward Jones and/or Roman Anaya and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading