FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Nov 9, 2023

Raymond Samuels of Fidelity Brokerage Services LLC

DID RAYMOND QUINN SAMUELS CAUSE YOU INVESTMENT LOSSES? Raymond Samuels Of Fidelity Brokerage Services LLC And Formerly With UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Raymond Samuels Customer Complaints Raymond Samuels has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were recently denied by UBS Financial Services and to date, the investors have not taken any further action. Allegations Against Raymond Samuels A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Raymond Samuels Red Flags & Your Rights As An Investor Of course, Raymond Samuels did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Samuels at Fidelity Brokerage Services LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Raymond Samuels has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Raymond Samuels If you have questions about Fidelity Brokerage Services LLC, UBS Financial Services Inc. and/or Raymond Samuels and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 9, 2023

Jordan Samelson of Wells Fargo Clearing Services, LLC

DID JORDAN DAVID SAMELSON CAUSE YOU INVESTMENT LOSSES? Jordan Samelson Of Wells Fargo Clearing Services, LLC Has 6 Customer Complaints For Alleged Broker Misconduct Jordan Samelson Customer Complaints Jordan Samelson has been the subject of 6 customer complaints that we know about to recover investment losses. One customer complaint was settled by Wells Fargo Clearing Services in favor of the investor. The other 5 customer complaints were denied by Jordan David Samelson’s current and former employers and, to date, the investors have not taken any further action. Allegations Against Jordan Samelson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Jordan Samelson Red Flags & Your Rights As An Investor Of course, Jordan Samelson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jordan Samelson at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jordan Samelson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Jordan Samelson If you have questions about Wells Fargo Clearing Services, LLC and/or Jordan Samelson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 9, 2023

Monem Salam of Saturna Brokerage Services, Inc.

DID MONEM ABDUL SALAM CAUSE YOU INVESTMENT LOSSES? Monem Salam Of Saturna Brokerage Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Monem Salam Customer Complaint Monem Salam has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions on when to liquidate investments in the managed account. The FINRA arbitration proceeding is still pending against Saturna Brokerage Services. Monem Salam Red Flags & Your Rights As An Investor Of course, Monem Salam did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Monem Salam at Saturna Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Monem Salam has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Saturna Brokerage Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Saturna Brokerage Services, Inc. Due To Monem Salam If you have questions about Saturna Brokerage Services, Inc. and/or Monem Salam and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 8, 2023

Kenji Saito of Centaurus Financial, Inc.

DID KENJI SAITO CAUSE YOU INVESTMENT LOSSES? Kenji Saito Of Centaurus Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Kenji Saito Customer Complaints Kenji Saito has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Centaurus Financial for Kenji Saito’s alleged misconduct. The other customer complaint is currently pending in a recently filed FINRA arbitration proceeding against Centaurus Financial for the advisor’s alleged misconduct. Allegations Against Kenji Saito A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Kenji Saito Red Flags & Your Rights As An Investor Of course, Kenji Saito did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenji Saito at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kenji Saito has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Kenji Saito If you have questions about Centaurus Financial, Inc. and/or Kenji Saito and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 8, 2023

Daniel Ruben of Independent Financial Group, LLC

DID DANIEL RUBEN CAUSE YOU INVESTMENT LOSSES? Daniel Ruben Of Independent Financial Group, LLC Has A Customer Complaint For Alleged Broker Misconduct Daniel Ruben Customer Complaint Daniel Ruben has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were non-traded REIT investments were unsuitable for customer. The FINRA arbitration proceeding is still pending against the Independent Financial Group for Daniel Ruben’s alleged misconduct. Daniel Ruben Red Flags & Your Rights As An Investor Of course, Daniel Ruben did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Ruben at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Ruben has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Daniel Ruben If you have questions about Independent Financial Group, LLC and/or Daniel Ruben and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 8, 2023

Andrew Kubicsko, Jr. of Raymond James & Associates, Inc.

DID ANDREW JOSEPH KUBICSKO JR CAUSE YOU INVESTMENT LOSSES? Andrew Kubicsko, Jr. Of Raymond James & Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Andrew Kubicsko, Jr. Customer Complaints Andrew Kubicsko, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. One was settled by PaineWebber in favor the investor for Andrew Kubicsko’s alleged misconduct. Raymond James & and Associates recently denied the other customer complaint and, to date, the investor has not taken any further action. Allegations Against Andrew Kubicsko, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Andrew Kubicsko, Jr. Red Flags & Your Rights As An Investor Of course, Andrew Kubicsko, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Kubicsko, Jr. at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Kubicsko, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Andrew Kubicsko, Jr. If you have questions about Raymond James & Associates, Inc. and/or Andrew Kubicsko, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 7, 2023

Michael Kloubec of Ameriprise Financial Services, LLC

DID MICHAEL KEITH KLOUBEC CAUSE YOU INVESTMENT LOSSES? Michael Kloubec Of Ameriprise Financial Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Michael Kloubec Customer Complaints Michael Kloubec has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were recently denied by Ameriprise Financial Services and, to date, the investors have not taken any further action. Allegations Against Michael Kloubec A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Michael Kloubec Red Flags & Your Rights As An Investor Of course, Michael Kloubec did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Kloubec at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Kloubec has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Michael Kloubec If you have questions about Ameriprise Financial Services, LLC and/or Michael Kloubec and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 7, 2023

Michael Rosenmayer of Oppenheimer & Co. Inc.

DID MICHAEL HOWARD ROSENMAYER CAUSE YOU INVESTMENT LOSSES? Michael Rosenmayer Of Oppenheimer & Co. Inc. Has 23 Customer Complaints For Alleged Broker Misconduct Michael Rosenmayer Customer Complaints Michael Rosenmayer has been the subject of 23 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an arbitration award against RBC Capital Markets Corporation and Oppenheimer and Co., Inc. in favor the investor. 10 more customer complaints were settled by the advisor’s current and former employers in favor of the investors. Another 10 customer complaints were denied by Michael Rosenmayer’s current and former employers and the investors took no further action. There are currently 2 customer complaints pending in FINRA arbitration proceedings filed against Oppenheimer and & Co., Inc. for its advisor’s alleged misconduct. Allegations Against Michael Rosenmayer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Michael Rosenmayer Red Flags & Your Rights As An Investor Of course, Michael Rosenmayer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Rosenmayer at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Rosenmayer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Michael Rosenmayer If you have questions about Oppenheimer & Co. Inc. and/or Michael Rosenmayer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 7, 2023

Edward Rosenblatt of Cetera Advisor Networks LLC

DID EDWARD ISAAC ROSENBLATT CAUSE YOU INVESTMENT LOSSES? Edward Rosenblatt Of Cetera Advisor Networks LLC Has 6 Customer Complaints For Alleged Broker Misconduct Edward Rosenblatt Customer Complaints Edward Rosenblatt has been the subject of 6 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Edward Rosenblatt’s current and former employers in favor of the investors. Two of the customer complaints were denied by Financial Network Investment Corporation and the investors took no further action. There is currently one FINRA arbitration proceeding pending against Cetera Advisor Networks for Edward Rosenblatt’s alleged misconduct. Allegations Against Edward Rosenblatt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Edward Rosenblatt Red Flags & Your Rights As An Investor Of course, Edward Rosenblatt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Rosenblatt at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Rosenblatt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Edward Rosenblatt If you have questions about Cetera Advisor Networks LLC and/or Edward Rosenblatt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 7, 2023

Scott Rosenberg of UBS Financial Services Inc.

DID SCOTT MICHAEL ROSENBERG CAUSE YOU INVESTMENT LOSSES? Scott Rosenberg Of UBS Financial Services Inc. Has 27 Customer Complaints For Alleged Broker Misconduct Scott Rosenberg Customer Complaints Scott Rosenberg has been the subject of 27 customer complaints that we know about to recover investment losses. Five of the customer complaints proceeded to arbitration and resulted in arbitration awards in favor of the investors; one award was more than $5 million to the investor. Five of the customer complaints were settled by UBS Financial Services in favor of the investors. The same brokerage firm denied 10 other customer complaints and, to date, the investors have not taken any further action. There are currently 7 other FINRA arbitration proceedings pending against UBS Financial Services for Scott Rosenberg’s alleged misconduct. Allegations Against Scott Rosenberg The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses arise out of and options overlay strategy known as UBS YES Yield Enhancement Strategy. It was a complex options overlay investment strategy that affected hundreds of investors at the brokerage firm. The general allegations were unsuitable investment recommendations and misrepresentations with respect to the recommendations to invest in and hold that options overlay strategy. Scott Rosenberg Red Flags & Your Rights As An Investor Of course, Scott Rosenberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Rosenberg at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Rosenberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Scott Rosenberg If you have questions about UBS Financial Services Inc. and/or Scott Rosenberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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