FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Nov 6, 2023

Joseph Roop formerly with Dempsey Lord Smith, LLC

DID JOSEPH PATRICK ROOP CAUSE YOU INVESTMENT LOSSES? Joseph Roop Formerly With Dempsey Lord Smith, LLC and Kalos Capital, Inc. Has 14 Customer Complaints For Alleged Broker Misconduct Joseph Roop Customer Complaints Joseph Roop has been the subject of 14 customer complaints that we know about to recover investment losses. Ten customer complaints were settled by Joseph Roop’s former employers in favor of the investors. One dispute was denied by Kalos Capital and to date, the investor has not taken any further action. There are currently 3 arbitrations pending against the advisor’s current and former employers. Allegations Against Joseph Roop A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Joseph Roop Red Flags & Your Rights As An Investor Of course, Joseph Roop did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Roop at Dempsey Lord Smith, LLC and Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Roop has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dempsey Lord Smith, LLC and Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Dempsey Lord Smith, LLC Due To Joseph Roop If you have questions about Dempsey Lord Smith, LLC, Kalos Capital, Inc.  and/or Joseph Roop and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 6, 2023

Richard Rogers, Jr formerly with Wells Fargo Clearing Services, LLC

DID RICHARD SHERMAN ROGERS JR CAUSE YOU INVESTMENT LOSSES? Richard Rogers, Jr Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Richard Rogers, Jr Customer Complaints Richard Rogers, Jr has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by First Commodity Corporation of Boston in favor of the investor. The other customer complaint was denied by First Union Securities and the investor took no further action. Allegations Against Richard Rogers, Jr A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Richard Rogers, Jr Red Flags & Your Rights As An Investor Of course, Richard Rogers, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Rogers, Jr at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Rogers, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Richard Rogers, Jr If you have questions about Wells Fargo Clearing Services, LLC and/or Richard Rogers, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 6, 2023

Edgar Rodriguez of NYLife Securities LLC

DID EDGAR LORENZO RODRIGUEZ CAUSE YOU INVESTMENT LOSSES? Edgar Rodriguez Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Edgar Rodriguez Customer Complaint Edgar Rodriguez has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to fully explain the nature of investment in variable annuity contract. NYLife Securities denied the customer complaint and so far the investor has not taken for any further action. Edgar Rodriguez Red Flags & Your Rights As An Investor Of course, Edgar Rodriguez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edgar Rodriguez at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Edgar Rodriguez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Edgar Rodriguez If you have questions about NYLife Securities LLC and/or Edgar Rodriguez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 6, 2023

Michael Risko Infinex Investments, Inc.

DID MICHAEL WILLIAM RISKO CAUSE YOU INVESTMENT LOSSES? Michael Risko Of Infinex Investments, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Michael Risko Customer Complaints Michael Risko has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints are still pending, one with Infinex Investments and the other with Essex National Securities in a recently filed FINRA arbitration proceeding. Allegations Against Michael Risko A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Michael Risko Red Flags & Your Rights As An Investor Of course, Michael Risko did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Risko at Infinex Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Risko has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinex Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Infinex Investments, Inc. Due To Michael Risko If you have questions about Infinex Investments, Inc. and/or Michael Risko and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 5, 2023

Matthew Rigoli of Citigroup Global Markets Inc.

DID MATTHEW J RIGOLI CAUSE YOU INVESTMENT LOSSES? Matthew Rigoli Of Citigroup Global Markets Inc. And Formerly With BBVA Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Matthew Rigoli Customer Complaint Matthew Rigoli has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow client’s instructions to sell mutual fund investments and reinvest the proceeds and the variable annuity. The customer complaint is still pending and awaiting a response from Citigroup Global Markets. Matthew Rigoli Red Flags & Your Rights As An Investor Of course, Matthew Rigoli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Rigoli at Citigroup Global Markets Inc. and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Rigoli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citigroup Global Markets Inc. and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Citigroup Global Markets Inc. Due To Matthew Rigoli If you have questions about Citigroup Global Markets Inc., BBVA Securities Inc. and/or Matthew Rigoli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 5, 2023

Cheryl Richardson of MML Investors Services, LLC

DID CHERYL DIANE RICHARDSON CAUSE YOU INVESTMENT LOSSES? Cheryl Richardson Of MML Investors Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Cheryl Richardson Customer Complaints Cheryl Richardson has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by MML Investors Services for Cheryl Richardson’s alleged misconduct in favor of the investors. The other customer dispute was denied by the brokerage firm and the investor took no further action. Allegations Against Cheryl Richardson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Cheryl Richardson Red Flags & Your Rights As An Investor Of course, Cheryl Richardson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cheryl Richardson at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Cheryl Richardson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Cheryl Richardson If you have questions about MML Investors Services, LLC and/or Cheryl Richardson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 5, 2023

Aaron Rice of PNC Investments

DID AARON V RICE CAUSE YOU INVESTMENT LOSSES? Aaron Rice Of PNC Investments And Formerly With BBVA Securities Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Aaron Rice Customer Complaints Aaron Rice has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint was settled by BBVA Securities in favor of the investor. The other 3 customer complaints were denied by the same brokerage firm and, to date, the investors have not taken any further action. Allegations Against Aaron Rice A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Aaron Rice Red Flags & Your Rights As An Investor Of course, Aaron Rice did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Rice at PNC Investments and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Aaron Rice has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PNC Investments and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PNC Investments Due To Aaron Rice If you have questions about PNC Investments, BBVA Securities Inc. and/or Aaron Rice and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 5, 2023

Harold Reinstein of First Republic Securities Company, LLC

DID HAROLD LOUIS REINSTEIN CAUSE YOU INVESTMENT LOSSES? Harold Reinstein Of First Republic Securities Company, LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Harold Reinstein Customer Complaint Harold Reinstein has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations and misrepresentations related to a managed account. If an arbitration proceeding which was recently filed is still pending. Harold Reinstein Red Flags & Your Rights As An Investor Of course, Harold Reinstein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harold Reinstein at First Republic Securities Company, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Harold Reinstein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Republic Securities Company, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At First Republic Securities Company, LLC Due To Harold Reinstein If you have questions about First Republic Securities Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Harold Reinstein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 5, 2023

Kevin Reed formerly with U.S. Bancorp Investments, Inc.

DID KEVIN MILAN REED CAUSE YOU INVESTMENT LOSSES? Kevin Reed Formerly With U.S. Bancorp Investments, Inc., PNC Investments and BBVA Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Kevin Reed Customer Complaint Kevin Reed has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client was solicited to invest in a brokerage account and assured investment was safe which appears to be untrue. Wells Fargo Advisors denied the customer complaint and the investor took no further action. Kevin Reed Red Flags & Your Rights As An Investor Of course, Kevin Reed did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Reed at U.S. Bancorp Investments, Inc., PNC Investments and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Kevin Reed has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc., PNC Investments and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To Kevin Reed If you have questions about U.S. Bancorp Investments, Inc., PNC Investments, BBVA Securities Inc. and/or Kevin Reed and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 4, 2023

Lawrence Raymond of Sentinel Securities, Inc.

DID LAWRENCE BRIAN RAYMOND CAUSE YOU INVESTMENT LOSSES? Lawrence Raymond Of Sentinel Securities, Inc. And Formerly With Valmark Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Lawrence Raymond Customer Complaints Lawrence Raymond has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by EQ Financial Consultants in favor of the investor. His former employer, Equitable Advisors, recently denied the other customer complaint and to date the investor has not taken any further action. Allegations Against Lawrence Raymond A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Lawrence Raymond Red Flags & Your Rights As An Investor Of course, Lawrence Raymond did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Raymond at Sentinel Securities, Inc. and Valmark Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lawrence Raymond has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sentinel Securities, Inc. and Valmark Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sentinel Securities, Inc. Due To Lawrence Raymond If you have questions about Sentinel Securities, Inc., Valmark Securities, Inc. and/or Lawrence Raymond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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