FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Sep 20, 2023

Clarence Patton, Jr. formerly with Alexander Capital, L.P.

DID CLARENCE RONALD PATTON, JR CAUSE YOU INVESTMENT LOSSES? Clarence Patton, Jr. Formerly With Alexander Capital, L.P., Cetera Advisor Networks LLC and Summit Brokerage Services, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Clarence Patton, Jr. Customer Complaints Clarence Patton, Jr. has been the subject of 8 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award in favor of the investor. Two of the customer complaints were settled by Clarence Patton’s former employers. Another 2 of the customer complaints were denied by the advisor’s former employers and the customers took no further action. There are currently 3 arbitration proceedings pending against Alexander Capital for Clarence Patton’s alleged misconduct. Allegations Against Clarence Patton, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clarence Patton, Jr. Red Flags & Your Rights As An Investor Of course, Clarence Patton, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clarence Patton, Jr. at Alexander Capital, L.P., Cetera Advisor Networks LLC and Summit Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Clarence Patton, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Alexander Capital, L.P., Cetera Advisor Networks LLC and Summit Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Alexander Capital, L.P. Due To Clarence Patton, Jr. If you have questions about Alexander Capital, L.P., Cetera Advisor Networks LLC, Summit Brokerage Services, Inc. and/or Clarence Patton, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 20, 2023

David Owen of First Citizens Investor Services, Inc.

DID DAVID LANCE OWEN CAUSE YOU INVESTMENT LOSSES? David Owen Of First Citizens Investor Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct David Owen Customer Complaint David Owen has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that annuities were purchased for customers without their consent. First Citizens Investor Services recently denied the customer complaint and, to date, the investors have not taken any action. David Owen Red Flags & Your Rights As An Investor Of course, David Owen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Owen at First Citizens Investor Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Owen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Citizens Investor Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At First Citizens Investor Services, Inc. Due To David Owen If you have questions about First Citizens Investor Services, Inc. and/or David Owen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 19, 2023

Kraig Osborne of Edward Jones

DID KRAIG DAVID OSBORNE CAUSE YOU INVESTMENT LOSSES? Kraig Osborne Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Kraig Osborne Customer Complaints Kraig Osborne has been the subject of 2 customer complaints that we know about recovering investment losses. Both customer complaints filed against Edward Jones for Kraig Osborne’s alleged misconduct are currently pending. Allegations Against Kraig Osborne A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kraig Osborne Red Flags & Your Rights As An Investor Of course, Kraig Osborne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kraig Osborne at Edward Joneson alert to review carefully the activity and performance of their accounts and question whether Kraig Osborne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Kraig Osborne If you have questions about Edward Jones and/or Kraig Osborne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 19, 2023

Ryan Oestreich of MML Investors Services, LLC

DID RYAN D. OESTREICH CAUSE YOU INVESTMENT LOSSES? Ryan Oestreich Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Ryan Oestreich Customer Complaint Ryan Oestreich has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor’s recommendation to customer to surrender their variable annuity contract which resulted in significant monetary loss. MML Investors Services recently denied the customer complaint and, to date, no further action has been taken. Ryan Oestreich Red Flags & Your Rights As An Investor Of course, Ryan Oestreich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Oestreich at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Oestreich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Ryan Oestreich If you have questions about MML Investors Services, LLC and/or Ryan Oestreich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 19, 2023

Dean Nowak formerly with Newbridge Securities Corporation

DID DEAN ROBERT NOWAK CAUSE YOU INVESTMENT LOSSES? Dean Nowak Formerly With Newbridge Securities Corporation and Formerly With Taylor Capital Management Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Dean Nowak Customer Complaints Dean Nowak has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Dean Nowak’s 5 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Dean Nowak’s former employer Taylor Capital Management for investment losses caused by the alleged misconduct. Two of his customers’ complaints were denied and the customers did not take any further action. Allegations Against Dean Nowak A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Dean Nowak Red Flags & Your Rights As An Investor Of course, Dean Nowak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dean Nowak at Newbridge Securities Corporation and Taylor Capital Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Dean Nowak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation and Taylor Capital Management Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation Due To Dean Nowak If you have questions about Newbridge Securities Corporation, Taylor Capital Management Inc. and/or Dean Nowak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 18, 2023

Lawrence Napolitano of Independent Financial Group, LLC

DID LAWRENCE ANTHONY NAPOLITANO CAUSE YOU INVESTMENT LOSSES? Lawrence Napolitano Of Independent Financial Group, LLC And Formerly With Kalos Capital, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Lawrence Napolitano Customer Complaints Lawrence Napolitano has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Kalos Capital in favor of the investor. His former employer Sammons Securities Co. denied the other customer’s complaint and no further action was taken. There is currently one pending FINRA arbitration proceeding against Kalos Capital for Lawrence Napolitano’s alleged misconduct. Allegations Against Lawrence Napolitano A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lawrence Napolitano Red Flags & Your Rights As An Investor Of course, Lawrence Napolitano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Napolitano at Independent Financial Group, LLC and Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lawrence Napolitano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Lawrence Napolitano If you have questions about Independent Financial Group, LLC, Kalos Capital, Inc. and/or Lawrence Napolitano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 18, 2023

Antoine Nader of Western International Securities, Inc.

DID ANTOINE SAMIR ABI NADER CAUSE YOU INVESTMENT LOSSES? Antoine Nader of Western International Securities, Inc. And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Antoine Nader Customer Complaint Antoine Nader has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for negligence and misrepresentation related to GWG Holdings corporate debt transactions. Western International Securities settle the customer complaint in favor of the investor. Antoine Nader Red Flags & Your Rights As An Investor Of course, Antoine Nader did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Antoine Nader at Western International Securities, Inc. and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Antoine Nader has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Antoine Nader If you have questions about Western International Securities, Inc., J.P. Morgan Securities LLC and/or Antoine Nader and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 18, 2023

Jason Murphy of Stifel, Nicolaus & Company, Incorporated

DID JASON FILIP MURPHY CAUSE YOU INVESTMENT LOSSES? Jason Murphy Of Stifel, Nicolaus & Company, Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Jason Murphy Customer Complaints Jason Murphy has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were recently denied by Stifel, Nicolaus & Co. and, to date, the investors have not taken any further action. Allegations Against Jason Murphy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jason Murphy Red Flags & Your Rights As An Investor Of course, Jason Murphy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Murphy at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Jason Murphy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Jason Murphy If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Jason Murphy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 17, 2023

David Mulford formerly with J.P. Morgan Securities LLC

DID DAVID WHITNEY MULFORD CAUSE YOU INVESTMENT LOSSES? David Mulford Formerly With J.P. Morgan Securities LLC and Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct David Mulford Customer Complaint David Mulford has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation of an exchange of variable annuity contracts. Wells Fargo Clearing Services settled the customer complaint in favor of the investor. David Mulford Red Flags & Your Rights As An Investor Of course, David Mulford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Mulford at J.P. Morgan Securities LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether David Mulford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To David Mulford If you have questions about J.P. Morgan Securities LLC, Wells Fargo Clearing Services, LLC and/or David Mulford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 17, 2023

Clovis Morrison of Centaurus Financial, Inc.

DID CLOVIS MIKE MORRISON CAUSE YOU INVESTMENT LOSSES? Clovis Morrison Of Centaurus Financial, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Clovis Morrison Customer Complaints Clovis Morrison has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were denied by Centaurus Financial and the investors took no further action. There is currently 1 pending court case against Centaurus Financial in Denton County, Texas that was recently filed. Allegations Against Clovis Morrison A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clovis Morrison Red Flags & Your Rights As An Investor Of course, Clovis Morrison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clovis Morrison at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Clovis Morrison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Clovis Morrison If you have questions about Centaurus Financial, Inc. and/or Clovis Morrison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading