FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Sep 13, 2023

Adam Marquardt formerly with Cetera Advisors LLC

DID ADAM THOMAS MARQUARDT CAUSE YOU INVESTMENT LOSSES? Adam Marquardt Formerly With Cetera Advisors LLC and Wells Fargo Advisors Financial Network, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Adam Marquardt Customer Complaints Adam Marquardt has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award against Wells Fargo Advisors Financial Network for Adam Marquardt’s alleged misconduct.  The other 2 customer complaints were settled by Wells Fargo Advisors Financial Network in favor of the investors. Allegations Against Adam Marquardt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Adam Marquardt Red Flags & Your Rights As An Investor Of course, Adam Marquardt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Marquardt at Cetera Advisors LLC or Wells Fargo Advisors Financial Network, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Marquardt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC and Wells Fargo Advisors Financial Network, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Adam Marquardt If you have questions about Cetera Advisors LLC and/or Adam Marquardt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2023

Paul Mandel of Morgan Stanley

DID PAUL STUART MANDEL CAUSE YOU INVESTMENT LOSSES? Paul Mandel Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Paul Mandel Customer Complaint Paul Mandel has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable use of margin accounts within the trust for which claimant was a beneficiary. A customer complaint recently filed in Arizona Superior Court is still pending. Paul Mandel Red Flags & Your Rights As An Investor Of course, Paul Mandel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Mandel at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Paul Mandel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Paul Mandel If you have questions about Morgan Stanley and/or Paul Mandel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2023

RJ Malcampo of Morgan Stanley

DID RJ ANTIMARO MALCAMPO CAUSE YOU INVESTMENT LOSSES? RJ Malcampo Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct RJ Malcampo Customer Complaint RJ Malcampo has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the purchases of certain investments in customer’s accounts were unsuitable. Morgan Stanley recently denied the customer complaint and, to date, no further action has been taken by the investor. RJ Malcampo Red Flags & Your Rights As An Investor Of course, RJ Malcampo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of RJ Malcampo at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether RJ Malcampo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To RJ Malcampo If you have questions about Morgan Stanley and/or RJ Malcampo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2023

Donna MacKay of Morgan Stanley

DID DONNA JEAN MACKAY CAUSE YOU INVESTMENT LOSSES? Donna MacKay Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Donna MacKay Customer Complaints Donna MacKay has been the subject of 2 customer complaints that we know about recovering investment losses. One of the customer complaints was denied by Morgan Stanley and the customer took no further action. The other customer complaint is pending in a recently filed FINRA arbitration proceeding against Morgan Stanley for Donna MacKay’s alleged misconduct. Allegations Against Donna MacKay A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Donna MacKay Red Flags & Your Rights As An Investor Of course, Donna MacKay did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donna MacKay at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Donna MacKay has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Donna MacKay If you have questions about Morgan Stanley and/or Donna MacKay and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2023

Duncan MacEachern of LPL Financial LLC

DID DUNCAN GERARD MACEACHERN CAUSE YOU INVESTMENT LOSSES? Duncan MacEachern Of LPL Financial LLC And Formerly With Centaurus Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Duncan MacEachern Customer Complaint Duncan MacEachern has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations of risky, illiquid investments and variable annuity contracts, REITs and corporate debt. The customer complaint is still pending in a recently filed arbitration proceeding against Centaurus Financial for Duncan MacEachern’s alleged misconduct. Duncan MacEachern Red Flags & Your Rights As An Investor Of course, Duncan MacEachern did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Duncan MacEachern at LPL Financial LLC and Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Duncan MacEachern has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Centaurus Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Duncan MacEachern If you have questions about LPL Financial LLC, Centaurus Financial, Inc. and/or Duncan MacEachern and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 11, 2023

Louis Desepoli of Cambridge Investment Research, Inc.

DID LOUIS JOSEPH DESEPOLI CAUSE YOU INVESTMENT LOSSES? Louis Desepoli Of Cambridge Investment Research, Inc. Has A Customer Complaint For Alleged Broker Misconduct Louis Desepoli Customer Complaint Louis Desepoli has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about the suitability of investment recommendations and misinformation related to real estate securities investments resulting in losses. The customer complaint was just filed by the investor with Cambridge Investment Research and is under review. Louis Desepoli Red Flags & Your Rights As An Investor Of course, Louis Desepoli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Louis Desepoli at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Louis Desepoli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Louis Desepoli If you have questions about Cambridge Investment Research, Inc. and/or Louis Desepoli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 11, 2023

King Cavalier of Raymond James Financial Services, Inc.

DID KING SUTTON CAVALIER CAUSE YOU INVESTMENT LOSSES? King Cavalier Of Raymond James Financial Services, Inc. And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct King Cavalier Customer Complaint King Cavalier has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer informed advisor she intended to use a specific amount of funds from her investment account in the short term to buy a home but that advisor improperly invested those funds in stocks and U.S. Treasury bonds resulting in a loss. King Cavalier Red Flags & Your Rights As An Investor Of course, King Cavalier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of King Cavalier at Raymond James Financial Services, Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether King Cavalier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To King Cavalier If you have questions about Raymond James Financial Services, Inc., Wells Fargo Clearing Services, LLC and/or King Cavalier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 11, 2023

Kerry Hoffman of B. Riley Wealth Management

DID KERRY L HOFFMAN CAUSE YOU INVESTMENT LOSSES? Kerry Hoffman Of B. Riley Wealth Management And Formerly With National Securities Corporation and Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Kerry Hoffman Customer Complaints Kerry Hoffman has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint was settled by National Securities Corporation in favor of the investor. Two customer complaints were denied by Kerry Hoffman’s former employers and no further action was taken by the investors. There is currently one FINRA arbitration proceeding that was recently filed and is still pending against National Securities Corporation for Kerry Hoffman’s alleged misconduct. Allegations Against Kerry Hoffman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kerry Hoffman Red Flags & Your Rights As An Investor Of course, Kerry Hoffman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kerry Hoffman at B. Riley Wealth Management, National Securities Corporation and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Kerry Hoffman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Wealth Management, National Securities Corporation and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At B. Riley Wealth Management Due To Kerry Hoffman If you have questions about B. Riley Wealth Management, National Securities Corporation, Morgan Stanley and/or Kerry Hoffman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 10, 2023

Kaye Anderson of Edward Jones

DID KAYE ANDERSON CAUSE YOU INVESTMENT LOSSES? Kaye Anderson Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Kaye Anderson Customer Complaint Kaye Anderson has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were a John Hancock variable Universal Life insurance policy was misrepresented and that the premium was guaranteed to never increase until the age 112 which was untrue. A customer complaint was recently filed with Edward Jones in May of this year and is still pending. Kaye Anderson Red Flags & Your Rights As An Investor Of course, Kaye Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kaye Anderson at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Kaye Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Kaye Anderson If you have questions about Edward Jones and/or Kaye Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 10, 2023

John Forster of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JOHN JAMES FORSTER CAUSE YOU INVESTMENT LOSSES? John Forster Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 6 Customer Complaints For Alleged Broker Misconduct John Forster Customer Complaints John Forster has been the subject of 6 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Citigroup Global Markets in favor of the investor. Four customer complaints were denied by the advisor’s former employers and no further action was taken. There is currently one FINRA arbitration proceeding that was recently filed and pending against Merrill Lynch Pierce Fenner & Smith for the broker’s alleged misconduct. Allegations Against John Forster A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Forster Red Flags & Your Rights As An Investor Of course, John Forster did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Forster at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether John Forster has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To John Forster If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or John Forster and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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