FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Dec 26, 2023

Daniel Raupp of Concorde Investment Services, LLC

DID DANIEL PHILIP RAUPP CAUSE YOU INVESTMENT LOSSES? Daniel Raupp Of Concorde Investment Services, LLC Has 12 Customer Complaints For Alleged Broker Misconduct Daniel Raupp Customer Complaints Daniel Raupp has been the subject of 12 customer complaints that we know about seeking to recover investment losses. Nine of the customer complaints were settled by Daniel Raupp’s employers in favor the investors. Only one customer complaint was denied by Concorde Investment Services and thus far does not appear that the investor has taken any further action. The other customer complaint was denied by J.P. Turner & Co. in the investor did not take any further action. There is currently one FINRA arbitration proceeding still pending against Concorde Investment Services for the advisor’s alleged misconduct. Allegations Against Daniel Raupp A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Daniel Raupp Red Flags & Your Rights As An Investor Of course, Daniel Raupp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Raupp at Concorde Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Raupp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concorde Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Concorde Investment Services, LLC Due To Daniel Raupp If you have questions about Concorde Investment Services, LLC and/or Daniel Raupp management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 25, 2023

Raymond Samuels of Fidelity Brokerage Services LLC

DID RAYMOND QUINN SAMUELS CAUSE YOU INVESTMENT LOSSES? Raymond Samuels Of Fidelity Brokerage Services LLC And Formerly With UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Raymond Samuels Customer Complaints Raymond Samuels has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints recently denied by UBS Financial Services and thus far, the investors have not taken any further action. Allegations Against Raymond Samuels A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Raymond Samuels Red Flags & Your Rights As An Investor Of course, Raymond Samuels did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Samuels at Fidelity Brokerage Services LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Raymond Samuels has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Raymond Samuels If you have questions about Fidelity Brokerage Services LLC, UBS Financial Services Inc. and/or Raymond Samuels and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 25, 2023

Chad Reyes of Northwestern Mutual investment Services, LLC

DID CHAD REYES CAUSE YOU INVESTMENT LOSSES? Chad Reyes Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Chad Reyes Customer Complaint Chad Reyes has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendation related to insurance policies. Northwestern Mutual Investment Services recently denied the customer complaint and thus far, it appears that the investor has not taken any further action. Chad Reyes Red Flags & Your Rights As An Investor Of course, Chad Reyes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Reyes at Northwestern Mutual investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Chad Reyes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual investment Services, LLC Due To Chad Reyes If you have questions about Northwestern Mutual investment Services, LLC and/or Chad Reyes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 25, 2023

Jeffrey Scott of Centaurus Financial, Inc

DID JEFFREY DEE SCOTT CAUSE YOU INVESTMENT LOSSES? Jeffrey Scott Of Centaurus Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jeffrey Scott Customer Complaint Jeffrey Scott has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor recommended a high risk, speculative in illiquid investment that was not appropriate for the customer. The FINRA arbitration proceeding is filed against Centaurus Financial for Jeffrey Scott’s alleged misconduct and is still pending. Jeffrey Scott Red Flags & Your Rights As An Investor Of course, Jeffrey Scott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Scott at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Scott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Jeffrey Scott If you have questions about Centaurus Financial, Inc. and/or Jeffrey Scott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 25, 2023

Donna Seymour of Centaurus Financial, Inc

DID DONNA MARIA SEYMOUR CAUSE YOU INVESTMENT LOSSES? Donna Seymour Of Centaurus Financial, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Donna Seymour Customer Complaints Donna Seymour has been the subject of 3 customer complaints that we know about seeking to recover investment losses. All 3 customer complaints evolved into FINRA arbitration proceedings against Centaurus Financial for Donna Seymour’s alleged misconduct and are still pending. Allegations Against Donna Seymour A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Donna Seymour Red Flags & Your Rights As An Investor Of course, Donna Seymour did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donna Seymour at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donna Seymour has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Donna Seymour If you have questions about Centaurus Financial, Inc. and/or Donna Seymour and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 24, 2023

Leonard Segal of J.P. Morgan Securities LLC

DID LEONARD ANDREW SEGAL CAUSE YOU INVESTMENT LOSSES? Leonard Segal Of J.P. Morgan Securities LLC And Formerly With Raymond James & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Leonard Segal Customer Complaint Leonard Segal has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses were for poor recommendations related to managed accounts. J.P. Morgan Securities recently denied the customer complaint and so far, it appears that the investor has not taken any further action that has been reported. Leonard Segal Red Flags & Your Rights As An Investor Of course, Leonard Segal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leonard Segal at J.P. Morgan Securities LLC and Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Leonard Segal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Leonard Segal If you have questions about J.P. Morgan Securities LLC, Raymond James & Associates, Inc. and/or Leonard Segal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 24, 2023

Rylan Wistrom of Charles Schwab & Co. Inc

DID RYLAN JEFFREY WISTROM CAUSE YOU INVESTMENT LOSSES? Rylan Wistrom Of Charles Schwab & Co. Inc. Has A Customer Complaint For Alleged Broker Misconduct Rylan Wistrom Customer Complaint Rylan Wistrom has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were purport advised related to fee-based accounts. Charles Schwab and Co. recently denied the customer complaint and thus far does not appear that the investor has taken any further action. Rylan Wistrom Red Flags & Your Rights As An Investor Of course, Rylan Wistrom did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rylan Wistrom at Charles Schwab & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Rylan Wistrom has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co. Inc. Due To Rylan Wistrom If you have questions about Charles Schwab & Co. Inc. and/or Rylan Wistrom and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 24, 2023

Norman Harp of B.B. Graham & Company, Inc

DID NORMAN RAY HARP CAUSE YOU INVESTMENT LOSSES? Norman Harp Of B.B. Graham & Company, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Norman Harp Customer Complaints Norman Harp has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Royal Alliance Associates and the investor took no further action. The other customer complaint filed against Moloney Securities for Norman Harp’s alleged misconduct is still pending in a FINRA arbitration. Allegations Against Norman Harp A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Norman Harp Red Flags & Your Rights As An Investor Of course, Norman Harp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Norman Harp at B.B. Graham & Company, Inc. on alert to review carefully the activity and performance of their accounts and question whether Norman Harp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B.B. Graham & Company, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At B.B. Graham & Company, Inc. Due To Norman Harp If you have questions about B.B. Graham & Company, Inc. and/or Norman Harp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 24, 2023

Mark Elias of UBS Financial Services Inc

DID MARK STEVEN ELIAS CAUSE YOU INVESTMENT LOSSES? Mark Elias Of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Mark Elias Customer Complaints Mark Elias has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint proceeded to arbitration resulted in an arbitration award in favor of the investor. The other 3 customer complaints are all filed and pending FINRA arbitration proceedings. Allegations Against Mark Elias A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Elias Red Flags & Your Rights As An Investor Of course, Mark Elias did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Elias at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Elias has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Mark Elias If you have questions about UBS Financial Services Inc. and/or Mark Elias and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 24, 2023

Daryl Devillier of Ameriprise Financial Services, LLC

DID DARYL F DEVILLIER CAUSE YOU INVESTMENT LOSSES? Daryl Devillier Of Ameriprise Financial Services, LLC And Formerly With Raymond James & Associates, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Daryl Devillier Customer Complaints Daryl Devillier has been the subject of 7 customer complaints that we know about seeking to recover investment losses. One customer complaint resulted in an arbitration award against Raymond James Financial Services and Raymond James and Associates for the advisor’s alleged misconduct. Two of the customer complaints were settled by Daryl Devillier’s former employers in favor of the investors. Three of the customer complaints were denied by the advisor’s former employers and the investor took no further action. There is currently one customer complaint pending against Ameriprise Financial Services in Massachusetts Superior Court for Daryl Devillier’s alleged misconduct. Allegations Against Daryl Devillier A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Daryl Devillier Red Flags & Your Rights As An Investor Of course, Daryl Devillier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daryl Devillier at Ameriprise Financial Services, LLC and Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daryl Devillier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Daryl Devillier If you have questions about Ameriprise Financial Services, LLC, Raymond James & Associates, Inc. and/or Daryl Devillier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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