FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

John Florio of Northwestern Mutual Investment Services, LLC

DID JOHN D FLORIO CAUSE YOU INVESTMENT LOSSES? John Florio Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct John Florio Customer Complaint John Florio has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer was not informed about the back load surrender charge on a variable life insurance policy. The customer complaint was recently filed and is still pending with Northwestern Mutual Investment Services for the broker’s alleged misconduct. John Florio Red Flags & Your Rights As An Investor Of course, John Florio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Florio at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether John Florio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To John Florio If you have questions about Northwestern Mutual Investment Services, LLC and/or John Florio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

John Abrams of Equitable Advisors, LLC

DID JOHN LAWRENCE ABRAMS CAUSE YOU INVESTMENT LOSSES? John Abrams Of Equitable Advisors, LLC And Formerly With Sagepoint Financial, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct John Abrams Customer Complaints John Abrams has been the subject of 5 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Metlife Securities in favor of the investors. One customer complaint was denied by the brokerage firm and the investor took no further action. There are currently 2 customer complaints with Equitable Advisors for John Abrams’ alleged misconduct that were recently filed and are still pending. Allegations Against John Abrams A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Abrams Red Flags & Your Rights As An Investor Of course, John Abrams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Abrams at Equitable Advisors, LLC and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Abrams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To John Abrams If you have questions about Equitable Advisors, LLC, Sagepoint Financial, Inc. and/or John Abrams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Joe Celotto Jr of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JOE CELOTTO JR CAUSE YOU INVESTMENT LOSSES? Joe Celotto Jr Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Joe Celotto Jr Customer Complaint Joe Celotto Jr has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor made an unsuitable recommendation and misrepresentations concerning a variable annuity contract. The FINRA arbitration proceeding was recently filed against Merrill Lynch, Pierce, Fenner & Smith for the advisor’s alleged misconduct and is still pending. Joe Celotto Jr Red Flags & Your Rights As An Investor Of course, Joe Celotto Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joe Celotto Jr at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Joe Celotto Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Joe Celotto Jr If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Joe Celotto Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

James Green formerly with Edward Jones

DID JAMES MICHAEL GREEN CAUSE YOU INVESTMENT LOSSES? James Green Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct James Green Customer Complaint James Green has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unauthorized purchase of mutual funds in customer’s account. The customer complaint filed with Edward Jones for James Green’s alleged misconduct is still pending. James Green Red Flags & Your Rights As An Investor Of course, James Green did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Green at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether James Green has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To James Green If you have questions about Edward Jones and/or James Green and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Adam Jacobs of Oppenheimer & Co. Inc.

DID ADAM RYAN JACOBS CAUSE YOU INVESTMENT LOSSES? Adam Jacobs Of Oppenheimer & Co. Inc. Has A Customer Complaint For Alleged Broker Misconduct Adam Jacobs Customer Complaint Adam Jacobs has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client suffered losses because of unsuitable investments, breach of advisors fiduciary duty, unauthorized trading, failure to act in client’s best interest, negligence, violation of state securities laws and breach of contract involving option transactions. The FINRA arbitration proceeding was recently filed and is still pending. Adam Jacobs Red Flags & Your Rights As An Investor Of course, Adam Jacobs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Jacobs at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Jacobs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Adam Jacobs If you have questions about Oppenheimer & Co. Inc. and/or Adam Jacobs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Frank Chiodi Jr of Osaic Wealth, Inc.

DID FRANK CHIODI JR CAUSE YOU INVESTMENT LOSSES? Frank Chiodi Jr Of Osaic Wealth, Inc. And Formerly With name of Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Frank Chiodi Jr Customer Complaint Frank Chiodi Jr has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor’s recommendations to invest in a speculative, high-risk REIT was misrepresented and unsuitable for the claimant. The customer complaint made in a FINRA arbitration proceeding is still pending. Frank Chiodi Jr Red Flags & Your Rights As An Investor Of course, Frank Chiodi Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Chiodi Jr at Osaic Wealth, Inc. and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Frank Chiodi Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Frank Chiodi Jr If you have questions about Osaic Wealth, Inc., Voya Financial Advisors, Inc. and/or Frank Chiodi Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Deborah Anderson formerly with LPL Financial LLC

DID DEBORAH SUE ANDERSON CAUSE YOU INVESTMENT LOSSES? Deborah Anderson Formerly With LPL Financial LLC and Centaurus Financial, Inc. Has 10 Customer Complaints For Alleged Broker Misconduct Deborah Anderson Customer Complaints Deborah Anderson has been the subject of 10 customer complaints that we know about to recover investment losses. One customer complaint was denied by Centaurus Financial and, to date, the investor has not taken any further action. There are currently 9 pending FINRA arbitration proceedings filed against Centaurus Financial for Deborah Anderson’s alleged misconduct. Deborah Anderson’s former employer LPL Financial terminated her for alleged misrepresentations of the value of alternative investments held by customers. Allegations Against Deborah Anderson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Deborah Anderson Red Flags & Your Rights As An Investor Of course, Deborah Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Deborah Anderson at LPL Financial LLC and Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Deborah Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Centaurus Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Deborah Anderson If you have questions about LPL Financial LLC, Centaurus Financial, Inc. and/or Deborah Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

David Hill Formerly With Securian Financial Services, Inc.

DID DAVID TAYLOR HILL CAUSE YOU INVESTMENT LOSSES? David Hill Formerly With Securian Financial Services, Inc., Hantz Financial Services, Inc. and Financial Telesis Inc. Has A Customer Complaint For Alleged Broker Misconduct David Hill Customer Complaint David Hill has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about misrepresentations made in connection with the sale of a variable annuity contract. David Hill’s former employer, Equitable Advisors, has denied the customer complaint it recently received and, to date, the investor has not taken any further action. David Hill Red Flags & Your Rights As An Investor Of course, David Hill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Hill at Securian Financial Services, Inc., Hantz Financial Services, Inc. and Financial Telesis Inc. on alert to review carefully the activity and performance of their accounts and question whether David Hill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securian Financial Services, Inc. Hantz Financial Services, Inc. and Financial Telesis Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securian Financial Services, Inc. Due To David Hill If you have questions about Securian Financial Services, Inc., Hantz Financial Services, Inc., Financial Telesis Inc. and/or David Hill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

David Burk of CUSO Financial Services, L.P.

DID DAVID GLENN BURK CAUSE YOU INVESTMENT LOSSES? David Burk Of CUSO Financial Services, L.P. Has A Customer Complaint For Alleged Broker Misconduct David Burk Customer Complaint David Burk has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about poor performance of a REIT investment recommended. CUSO Financial Services denied the customer complaint it recently received and thus far no further action has been taken by the investor. David Burk Red Flags & Your Rights As An Investor Of course, David Burk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Burk at CUSO Financial Services, L.P. on alert to review carefully the activity and performance of their accounts and question whether David Burk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CUSO Financial Services, L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At CUSO Financial Services, L.P. Due To David Burk If you have questions about CUSO Financial Services, L.P. and/or David Burk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Courtney Fellowes of Kenmar Securities, LLC

DID COURTNEY FELLOWES CAUSE YOU INVESTMENT LOSSES? Courtney Fellowes Of Kenmar Securities, LLC And Formerly With Seaport Global Securities LLC And Tellimer Markets Inc. Has A Customer Complaint For Alleged Broker Misconduct Courtney Fellowes Customer Complaint Courtney Fellowes has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were statements in sales materials were untrue, unfounded and exaggerated along with emails sent by advisor. Kenmar Securities has recently denied the customer complaint, and, to date, the investor has not taken any further action. Courtney Fellowes Red Flags & Your Rights As An Investor Of course, Courtney Fellowes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Courtney Fellowes at Kenmar Securities, LLC, Seaport Global Securities LLC and Tellimer Markets Inc. on alert to review carefully the activity and performance of their accounts and question whether Courtney Fellowes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kenmar Securities, LLC, Seaport Global Securities LLC, and Tellimer Markets Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kenmar Securities, LLC Due To Courtney Fellowes If you have questions about Kenmar Securities, LLC, Seaport Global Securities LLC, Tellimer Markets Inc. and/or Courtney Fellowes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading