FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Oct 24, 2023

Mitchell Letwin of Northwestern Mutual Investment Services, LLC

DID MITCHELL DAVID LETWIN CAUSE YOU INVESTMENT LOSSES? Mitchell Letwin Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Mitchell Letwin Customer Complaint Mitchell Letwin has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative did not address customers’ concerns about market losses. The brokerage firm recently denied the customer complaint and, to date, the investor has not taken any further action. Mitchell Letwin Red Flags & Your Rights As An Investor Of course, Mitchell Letwin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mitchell Letwin at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mitchell Letwin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Mitchell Letwin If you have questions about Northwestern Mutual Investment Services, LLC and/or Mitchell Letwin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 24, 2023

 Paul Lekousis formerly with Pruco Securities, LLC

DID PAUL N LEKOUSIS CAUSE YOU INVESTMENT LOSSES? Paul Lekousis Formerly With Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Paul Lekousis Customer Complaint Paul Lekousis has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative did not fully disclose the facts regarding churning (twisting) of insurance policies and the fees associated therewith. Customer complaint is still pending with PRUCO Securities. Paul Lekousis’ employment with PRUCO Securities was recently terminated for allegedly submitting non-genuine electronic client signatures on policy applications and for failure to timely report client complaints to firm management. Paul Lekousis Red Flags & Your Rights As An Investor Of course, Paul Lekousis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Lekousis at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Paul Lekousis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Paul Lekousis If you have questions about Pruco Securities, LLC and/or Paul Lekousis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 24, 2023

Jerome Kusey of Osaic Wealth, Inc.

DID JEROME THOMAS KUSEY CAUSE YOU INVESTMENT LOSSES? Jerome Kusey Osaic Wealth, Inc. And Formerly With The O.N. Equity Sales Company Has A Customer Complaint For Alleged Broker Misconduct Jerome Kusey Customer Complaint Jerome Kusey has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an exchange of variable annuities which resulted in penalties and lost interest income. The customer complaint is still pending with the brokerage firm. Jerome Kusey Red Flags & Your Rights As An Investor Of course, Jerome Kusey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerome Kusey at Osaic Wealth, Inc. and The O.N. Equity Sales Company on alert to review carefully the activity and performance of their accounts and question whether Jerome Kusey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and The O.N. Equity Sales Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Jerome Kusey If you have questions about Osaic Wealth, Inc., The O.N. Equity Sales Company and/or Jerome Kusey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 23, 2023

Kurt Kleinle of J.P. Morgan Securities LLC

DID KURT KLEINLE CAUSE YOU INVESTMENT LOSSES? Kurt Kleinle Of J.P. Morgan Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct Kurt Kleinle Customer Complaints Kurt Kleinle has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Janney Montgomery Scott in favor of the investor. One customer complaint was denied and the investor took no further action. There is currently one customer complaint pending with J.P. Morgan Securities. Allegations Against Kurt Kleinle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kurt Kleinle Red Flags & Your Rights As An Investor Of course, Kurt Kleinle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kurt Kleinle at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Kurt Kleinle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Kurt Kleinle If you have questions about J.P. Morgan Securities LLC and/or Kurt Kleinle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 23, 2023

Parker King of Western International Securities, Inc.

DID PARKER E KING CAUSE YOU INVESTMENT LOSSES? Parker King Of Western International Securities, Inc. And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Parker King Customer Complaint Parker King has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations and negligence involving equity listed common and preferred stocks. The FINRA arbitration proceeding filed against Western International Securities for Parker King’s alleged misconduct is still pending. Parker King Red Flags & Your Rights As An Investor Of course, Parker King did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Parker King at Western International Securities, Inc. and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Parker King has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc.  Due To Parker King If you have questions about Western International Securities, Inc., Edward Jones and/or Parker King and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 23, 2023

Jae Kim of E1 Asset Management, Inc.

DID JAE HUN KIM CAUSE YOU INVESTMENT LOSSES? Jae Kim E1 Asset Management, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Jae Kim Customer Complaints Jae Kim has been the subject of 9 customer complaints that we know about to recover investment losses.  Six of the customer complaints are settled by Jae Kim’s current and former employers in favor of the investors.  One customer complaint was denied, and the customer took no further action. There are currently 2 FINRA arbitration proceedings pending against E1 Asset Management for the advisor’s alleged misconduct. Allegations Against Jae Kim A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jae Kim Red Flags & Your Rights As An Investor Of course, Jae Kim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jae Kim at E1 Asset Management, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jae Kim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at E1 Asset Management, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At E1 Asset Management, Inc. Due To Jae Kim If you have questions about E1 Asset Management, Inc. and/or Jae Kim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 23, 2023

Stephen Kerutis of LPL Financial LLC

DID STEPHEN THOMAS KERUTIS CAUSE YOU INVESTMENT LOSSES? Stephen Kerutis Of LPL Financial LLC And Formerly With Truist Investment Services, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Stephen Kerutis Customer Complaints Stephen Kerutis has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint was settled by Edward Jones in favor of the investor. Three of the customer complaints were denied by the advisors former employers and, to date, the customers have not taken any further action. The last customer complaint is still pending with LPL Financial. Allegations Against Stephen Kerutis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stephen Kerutis Red Flags & Your Rights As An Investor Of course, Stephen Kerutis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Kerutis at LPL Financial LLC and Truist Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Kerutis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Truist Investment Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Stephen Kerutis If you have questions about LPL Financial LLC, Truist Investment Services, Inc. and/or Stephen Kerutis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 23, 2023

Abraham Kepecs of NYLIFE Securities LLC

DID ABRAHAM KEPECS CAUSE YOU INVESTMENT LOSSES? Abraham Kepecs Of NYLIFE Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Abraham Kepecs Customer Complaint Abraham Kepecs has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were a mutual fund account was liquidated and transferred without her knowledge. NYLIFE Securities denied the customer complaint recently and, so far, the investor has not taken any further action. Abraham Kepecs Red Flags & Your Rights As An Investor Of course, Abraham Kepecs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Abraham Kepecs at NYLIFE Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Abraham Kepecs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLIFE Securities LLC Due To Abraham Kepecs If you have questions about NYLIFE Securities LLC and/or Abraham Kepecs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 22, 2023

Raymond Harrison of Morgan Stanley

DID RAYMOND ERIC HARRISON CAUSE YOU INVESTMENT LOSSES? Raymond Harrison Of Morgan Stanley And Formerly With E-Trade Capital Management, LLC Has A Customer Complaint For Alleged Broker Misconduct Raymond Harrison Customer Complaint Raymond Harrison has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty for permitting clients father to trade and withdrawal of funds from clients custodial account for father’s own benefit. The recently filed FINRA arbitration proceeding is still pending. Raymond Harrison Red Flags & Your Rights As An Investor Of course, Raymond Harrison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Harrison at Morgan Stanley and E-Trade Capital Management, LLC on alert to review carefully the activity and performance of their accounts and question whether Raymond Harrison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and E-Trade Capital Management, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Raymond Harrison If you have questions about Morgan Stanley, E-Trade Capital Management, LLC and/or Raymond Harrison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 22, 2023

Rick Kent of LPL Financial LLC

DID RICK LEE KENT CAUSE YOU INVESTMENT LOSSES? Rick Kent Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Rick Kent Customer Complaint Rick Kent has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow client’s instructions and unauthorized withdrawals from an annuity. The customer complaint is still pending with the firm. Rick Kent Red Flags & Your Rights As An Investor Of course, Rick Kent did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rick Kent at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Rick Kent has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Rick Kent If you have questions about LPL Financial LLC and/or Rick Kent and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading