FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Aug 27, 2023

Theodore Jenkin of Kestra Investment Services, LLC

DID THEODORE MICHAEL JENKIN CAUSE YOU INVESTMENT LOSSES? Theodore Jenkin Of Kestra Investment Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Theodore Jenkin Customer Complaints Theodore Jenkin has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was settled by Ameriprise Financial Services in favor of the investor. Another customer complaint was denied by Investacorp and the customer took no further action. The other customer complaint is pending in a recently filed FINRA arbitration proceeding against Kestra Investment Services for Theodore Jenkins alleged misconduct. Allegations Against Theodore Jenkin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Theodore Jenkin Red Flags & Your Rights As An Investor Of course, Theodore Jenkin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Jenkin at Kestra Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Theodore Jenkin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Theodore Jenkin If you have questions about Kestra Investment Services, LLC and/or Theodore Jenkin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 27, 2023

Thomas Jandt of Westpark Capital, Inc.

DID THOMAS EDWARD JANDT CAUSE YOU INVESTMENT LOSSES? Thomas Jandt Of Westpark Capital, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Thomas Jandt Customer Complaints Thomas Jandt has been the subject of 3 customer complaints that we know about to recover investment losses. Two of Thomas Jandt’s customer complaints were settled in favor of the investors. The other customer complaint is still pending in a recently filed FINRA arbitration proceeding. Allegations Against Thomas Jandt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Jandt Red Flags & Your Rights As An Investor Of course, Thomas Jandt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Jandt at Westpark Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Jandt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Westpark Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Westpark Capital, Inc. Due To Thomas Jandt If you have questions about Westpark Capital, Inc. and/or Thomas Jandt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 27, 2023

Virginia Jamka of PNC Investments

DID VIRGINIA JAMKA CAUSE YOU INVESTMENT LOSSES? Virginia Jamka Of PNC Investments And Formerly With BBVA Securities Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Virginia Jamka Customer Complaints Virginia Jamka has been the subject of 4 customer complaints that we know about to recover investment losses. All 4 customer complaints were denied by Virginia Jamka’s former employer and no further action has been taken to date by the investors. Allegations Against Virginia Jamka A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Virginia Jamka Red Flags & Your Rights As An Investor Of course, Virginia Jamka did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Virginia Jamka at PNC Investments and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Virginia Jamka has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PNC Investments and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PNC Investments Due To Virginia Jamka If you have questions about PNC Investments, BBVA Securities Inc. and/or Virginia Jamka and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 26, 2023

John Holly, Sr. of B. Riley Wealth Management

DID JOHN THOMAS HOLLY, SR CAUSE YOU INVESTMENT LOSSES? John Holly, Sr. Of B. Riley Wealth Management And Formerly With National Securities Corporation Has 5 Customer Complaints For Alleged Broker Misconduct John Holly, Sr. Customer Complaints John Holly, Sr. has been the subject of 5 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by John Holly’s former employer in favor of the investors. Two of the customer complaints were denied and, to date, investors have not taken any further action. Allegations Against John Holly, Sr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Holly, Sr. Red Flags & Your Rights As An Investor Of course, John Holly, Sr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Holly, Sr. at B. Riley Wealth Management and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether John Holly, Sr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Wealth Management and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At B. Riley Wealth Management Due To John Holly, Sr. If you have questions about B. Riley Wealth Management, National Securities Corporation and/or John Holly, Sr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 26, 2023

Ryan Hall of LPL Financial LLC

DID RYAN WILLIAM HALL CAUSE YOU INVESTMENT LOSSES? Ryan Hall Of LPL Financial LLC And Formerly With Centaurus Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Ryan Hall Customer Complaint Ryan Hall has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser made unsuitable recommendations to purchase risky, illiquid investments involving variable annuities, REITs, and other securities. The customer complaint is still pending in a FINRA arbitration proceeding. Ryan Hall Red Flags & Your Rights As An Investor Of course, Ryan Hall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Hall at LPL Financial LLC and Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ryan Hall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Centaurus Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Ryan Hall If you have questions about LPL Financial LLC, Centaurus Financial, Inc. and/or Ryan Hall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 24, 2023

Michael Giordano of Charles Schwab & Co., Inc.

DID MICHAEL GIORDANO CAUSE YOU INVESTMENT LOSSES? Michael Giordano Of Charles Schwab & Co., Inc. And Formerly With Ameriprise Financial Services, LLC and Stifel, Nicolaus & Company, Incorporated, Has A Customer Complaint For Alleged Broker Misconduct Michael Giordano Customer Complaint Michael Giordano has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendation. Charles Schwab recently denied the customer complaint and, to date, no further action has been taken. Michael Giordano Red Flags & Your Rights As An Investor Of course, Michael Giordano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Giordano at Charles Schwab & Co., Inc., Ameriprise Financial Services, LLC and Stifel, Nicolaus & Company on alert to review carefully the activity and performance of their accounts and question whether Michael Giordano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc., Ameriprise Financial Services, LLC, Stifel and Nicolaus & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Michael Giordano If you have questions about Charles Schwab & Co., Inc., Ameriprise Financial Services, LLC, Stifel, Nicolaus & Company and/or Michael Giordano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 24, 2023

David Geake formerly with American Trust Investment Services, Inc.

DID DAVID RICHARD GEAKE CAUSE YOU INVESTMENT LOSSES? David Geake Formerly With American Trust Investment Services, Inc. and Ausdal Financial Partners, Inc. Has 24 Customer Complaints For Alleged Broker Misconduct David Geake Customer Complaints David Geake has been the subject of 24 customer complaints that we know about to recover investment losses. Eleven of David Geake’s 24 customer complaints were settled in favor of investors. Five of David Geake’s customer complaints were denied and, to date, the customers have not taken any further action. There are currently 8 pending customer complaints filed against David Geake’s former employer Madison Avenue Securities, LLC for investment losses caused by his alleged misconduct. Allegations Against David Geake A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David Geake Red Flags & Your Rights As An Investor Of course, David Geake did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Geake at American Trust Investment Services, Inc. and Ausdal Financial Partners, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Geake has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Trust Investment Services, Inc. and Ausdal Financial Partners, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Trust Investment Services, Inc. Due To David Geake If you have questions about American Trust Investment Services, Inc., Ausdal Financial Partners, Inc. and/or David Geake and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 23, 2023

Bruce Galloway of Morgan Stanley

DID BRUCE MATHEW GALLOWAY CAUSE YOU INVESTMENT LOSSES? Bruce Galloway Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Bruce Galloway Customer Complaints Bruce Galloway has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by Morgan Stanley and, to date, the customers have not taken any further action. Allegations Against Bruce Galloway A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Bruce Galloway Red Flags & Your Rights As An Investor Of course, Bruce Galloway did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Galloway at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Bruce Galloway has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Bruce Galloway If you have questions about Morgan Stanley and/or Bruce Galloway and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 22, 2023

Royal Fisher of McNally Financial Services Corporation

DID ROYAL GREGORY FISHER CAUSE YOU INVESTMENT LOSSES? Royal Fisher Of McNally Financial Services Corporation And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Royal Fisher Customer Complaint Royal Fisher has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the recommended exchange of a whole life insurance policy to a variable universal life insurance policy was poor advice. The customer complaint was recently denied by Sagepoint Financial and, to date, the customer has not taken any further action. Interestingly, Royal Fisher was terminated by Sagepoint Financial for allegedly acting in the capacity of a trustee and beneficiary on a client account without proper notification to or approval by the brokerage firm. Royal Fisher Red Flags & Your Rights As An Investor Of course, Royal Fisher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Royal Fisher at McNally Financial Services Corporation and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Royal Fisher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at McNally Financial Services Corporation and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At McNally Financial Services Corporation Due To Royal Fisher If you have questions about McNally Financial Services Corporation, Sagepoint Financial, Inc.  and/or Royal Fisher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 22, 2023

Charles Fagan of Raymond James & Associates, Inc.

DID CHARLES MATTHEW FAGAN CAUSE YOU INVESTMENT LOSSES? Charles Fagan Of Raymond James & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Charles Fagan Customer Complaint Charles Fagan has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations related to asset-backed securities. Raymond James and Associates recently denied the customer complaint and, to date, the investor has not taken any further action. Charles Fagan Red Flags & Your Rights As An Investor Of course, Charles Fagan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Fagan at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Charles Fagan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Charles Fagan If you have questions about Raymond James & Associates, Inc. and/or Charles Fagan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading