FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

John Bennett of Wells Fargo Clearing Services, LLC

DID JOHN GARY BENNETT CAUSE YOU INVESTMENT LOSSES? John Bennett Of Wells Fargo Clearing Services, LLC And Formerly With First Citizens Investor Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct John Bennett Customer Complaint John Bennett has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the structured note recommended and purchase was not liquid and therefore client was unable to take his required minimum distribution for 2022 and beyond. First Citizens Investor Services settled the customer complaint for John Bennett’s alleged misconduct in favor of the investor for almost 100% of the amount demanded. John Bennett Red Flags & Your Rights As An Investor Of course, John Bennett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Bennett at Wells Fargo Clearing Services, LLC and First Citizens Investor Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Bennett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and First Citizens Investor Services, Inc. also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To John Bennett If you have questions about Wells Fargo Clearing Services, LLC, First Citizens Investor Services, Inc. and/or John Bennett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Andrew Bellamah of Capitol Securities Management, Inc.

DID ANDREW ROLAND BELLAMAH CAUSE YOU INVESTMENT LOSSES? Andrew Bellamah Customer Complaints and Reviews 1 customer dispute is disclosed. Customer Dispute September 1, 2023 Allegations Against Andrew Bellamah Andrew Bellamah Red Flags & Your Rights As An Investor Of course, Andrew Bellamah did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Bellamah at Capitol Securities Management, Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Bellamah has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capitol Securities Management, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Capital Securities Management, Inc. Due To Andrew Bellamah If you have questions about Capitol Securities Management, Inc. and/or Andrew Bellamah and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Bradley Behrendt of Cetera Advisor Networks LLC

DID BRADLEY ROSS BEHRENDT CAUSE YOU INVESTMENT LOSSES? Bradley Behrendt Of Cetera Advisor Networks LLC And Formerly With Securian Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Bradley Behrendt Customer Complaint Bradley Behrendt has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow client’s instructions. Client allegedly authorized trades in her account to generate the requested cash specifically and did not want certain holding’s sold. The holdings were allegedly sold in error and caused a significant tax liability. Securian Financial Services settled the customer complaint in favor of the investor for the full amount demanded. Bradley Behrendt Red Flags & Your Rights As An Investor Of course, Bradley Behrendt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Behrendt at Cetera Advisor Networks LLC and Securian Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Bradley Behrendt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Securian Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Bradley Behrendt If you have questions about about Cetera Advisor Networks LLC, Securian Financial Services, Inc. and/or Bradley Behrendt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Michael Beers of Morgan Stanley

DID MICHAEL L BEERS CAUSE YOU INVESTMENT LOSSES? Michael Beers Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Michael Beers Customer Complaint Michael Beers has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about a recommendation to invest in a universal life insurance policy strategy that was not in the client’s best interest. Morgan Stanley recently denied the customer complaint, and thus far, the investor has not taken any further action. Michael Beers Red Flags & Your Rights As An Investor Of course, Michael Beers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Beers at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Beers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Beers If you have questions about Morgan Stanley and/or Michael Beers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Michael Battalini formerly with World Capital Brokerage, Inc.

DID MICHAEL A BATTALINI CAUSE YOU INVESTMENT LOSSES? Michael Battalini Formerly With World Capital Brokerage, Inc. and Coastal Equities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Michael Battalini Customer Complaints Michael Battalini has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints resulted in a FINRA arbitration proceedings that are still pending. Allegations Against Michael Battalini A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Battalini Red Flags & Your Rights As An Investor Of course, Michael Battalini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Battalini at World Capital Brokerage, Inc. and Coastal Equities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Battalini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at World Capital Brokerage, Inc. and Coastal Equities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At World Capital Brokerage, Inc. Due To Michael Battalini If you have questions about World Capital Brokerage, Inc., Coastal Equities, Inc. and/or Michael Battalini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jennifer Basey of Stifel, Nicolaus & Company, Incorporated

DID JENNIFER LILLIAN BASEY CAUSE YOU INVESTMENT LOSSES? Jennifer Basey Of Stifel, Nicolaus & Company, Incorporated And Formerly With Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct Jennifer Basey Customer Complaints Jennifer Basey has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Edward Jones in favor of the investors. Stifel, Nicholas and Co. recently denied the other customer’s complaint and thus far, the investor has not taken any further action in the form of an arbitration proceeding or otherwise. Allegations Against Jennifer Basey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jennifer Basey Red Flags & Your Rights As An Investor Of course, Jennifer Basey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jennifer Basey at Stifel, Nicolaus & Company, Incorporated and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jennifer Basey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Jennifer Basey If you have questions about Stifel, Nicolaus & Company, Incorporated, Edward Jones and/or Jennifer Basey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Matthew Barcia of J.P. Morgan Securities LLC

DID MATTHEW C BARCIA CAUSE YOU INVESTMENT LOSSES? Matthew Barcia Of J.P. Morgan Securities LLC Has 2 Customer Complaints for Alleged Broker Misconduct Matthew Barcia Customer Complaints Matthew Barcia has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were recently denied by J.P. Morgan Securities and so far, the investors have not taken any further action. Allegations Against Matthew Barcia The allegations made in the FINRA reported in both pending complaints for investment losses are the advisor made misrepresentations on August 26, 2021, related to managed accounts. Matthew Barcia Red Flags & Your Rights As An Investor Matthew Barcia Red Flags & Your Rights As An Investor Of course, Matthew Barcia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Barcia at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Matthew Barcia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Matthew Barcia If you have questions about .P. Morgan Securities LLC and/or Matthew Barcia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Alexandra Babb of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ALEXANDRA FIONA BABB CAUSE YOU INVESTMENT LOSSES? Alexandra Babb Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Oppenheimer & Co. Inc Has A Customer Complaint For Alleged Broker Misconduct Alexandra Babb Customer Complaint Alexandra Babb has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client was allegedly not consulted on transactions effected in a discretionary managed account which created unwanted tax implications. Oppenheimer & Co. denied the customer complaint recently. So far, the client has not filed any arbitration proceeding or taken any other action. Thomas Avant Red Flags & Your Rights As An Investor Of course, Alexandra Babb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexandra Babb at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Oppenheimer & Co. Inc on alert to review carefully the activity and performance of their accounts and question whether Alexandra Babb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Oppenheimer & Co. Inc also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Alexandra Babb If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Oppenheimer & Co. Inc and/or Alexandra Babb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Thomas Avant Wells Fargo Clearing Services, LLC

DID THOMAS HENRY AVANT CAUSE YOU INVESTMENT LOSSES? Thomas Avant Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Thomas Avant Customer Complaint Thomas Avant has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor applied and investment strategy that did not apply to their phase of life and investment objectives. The complaint was recently made to Wells Fargo Advisors and awaiting determination by the brokerage firm. Thomas Avant Red Flags & Your Rights As An Investor Of course, Thomas Avant did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Avant at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Thomas Avant has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Thomas Avant If you have questions about Wells Fargo Clearing Services, LLC and/or Thomas Avant and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jerome Aron of LPL Financial LLC

DID JEROME SAMUEL ARON CAUSE YOU INVESTMENT LOSSES? Jerome Aron Of LPL Financial LLC And Formerly With Western International Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jerome Aron Customer Complaint Jerome Aron has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative misrepresented the features of corporate debt, most likely GWG L Bonds. The customer complaint was recently filed and still pending in the FINRA arbitration forum. Jerome Aron Red Flags & Your Rights As An Investor Of course, Jerome Aron did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerome Aron at LPL Financial LLC and Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jerome Aron has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Western International Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Jerome Aron If you have questions about LPL Financial LLC, Western International Securities, Inc. and/or Jerome Aron and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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