FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Oct 12, 2023

Richard Beckert of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID RICHARD HOWARD BECKERT CAUSE YOU INVESTMENT LOSSES? Richard Beckert Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Richard Beckert Customer Complaint Richard Beckert has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the registered representative did not act in the customer’s best interests regarding fees and commissions. The customer complaint is still pending with Merrill Lynch Pierce Fenner & Smith. Richard Beckert Red Flags & Your Rights As An Investor Of course, Richard Beckert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Beckert at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Richard Beckert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Richard Beckert If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Richard Beckert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 11, 2023

Ryan Beck of Osaic Wealth, Inc.

DID RYAN ALBERT BECK CAUSE YOU INVESTMENT LOSSES? Ryan Beck Of Osaic Wealth, Inc. Has A Customer Complaint For Alleged Broker Misconduct Ryan Beck Customer Complaint Ryan Beck has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized transactions in customer’s account. Royal Alliance Associates recently died the customer complaint and, to date, the investor has not taken any further action. Ryan Beck Red Flags & Your Rights As An Investor Of course, Ryan Beck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Beck at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ryan Beck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Ryan Beck If you have questions about Osaic Wealth, Inc. and/or Ryan Beck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 11, 2023

Talal Bazzi of Morgan Stanley

DID TALAL BAZZI CAUSE YOU INVESTMENT LOSSES? Talal Bazzi Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Talal Bazzi Customer Complaint Talal Bazzi has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the investment strategy implemented in the investors managed accounts was not in her best interest. Morgan Stanley recently denied the customer complaint and the investor has yet to file any arbitration proceeding. Talal Bazzi Red Flags & Your Rights As An Investor Of course, Talal Bazzi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Talal Bazzi at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Talal Bazzi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Talal Bazzi If you have questions about Morgan Stanley and/or Talal Bazzi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 11, 2023

Griffin Barash of Woodbury Financial Services, Inc.

DID GRIFFIN BARASH WOODS CAUSE YOU INVESTMENT LOSSES? Griffin Barash Of Woodbury Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Griffin Barash Customer Complaint Griffin Barash has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of variable annuity contract. The custom dispute filed against Woodberry Financial Services for Griffin Woods alleged misconduct and still pending. Griffin Barash Red Flags & Your Rights As An Investor Of course, Griffin Barash did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Griffin Barash at Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Griffin Barash has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc.  Due To Griffin Barash If you have questions about Woodbury Financial Services, Inc. and/or Griffin Barash and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 11, 2023

Emil Babayans of Equitable Advisors, LLC

DID EMIL BABAYANS CAUSE YOU INVESTMENT LOSSES? Emil Babayans Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Emil Babayans Customer Complaints Emil Babayans has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by AXA Advisors in favor of the investor. Recently, equitable Advisors denied another customer complaint and the investor has yet to file any arbitration proceeding. Allegations Against Emil Babayans A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Emil Babayans Red Flags & Your Rights As An Investor Of course, Emil Babayans did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Emil Babayans at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Emil Babayans has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Emil Babayans If you have questions about Equitable Advisors, LLC and/or Emil Babayans and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 11, 2023

Paul Atala of Citigroup Global Markets Inc.

DID PAUL ATALA CAUSE YOU INVESTMENT LOSSES? Paul Atala Of Citigroup Global Markets Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Paul Atala Customer Complaints Paul Atala has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Citigroup Global Markets and, to date, the investors have not taken any further action. Allegations Against Paul Atala A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Atala Red Flags & Your Rights As An Investor Of course, Paul Atala did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Atala at Citigroup Global Markets Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Atala has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citigroup Global Markets Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Citigroup Global Markets Inc. Due To Paul Atala If you have questions about Citigroup Global Markets Inc. and/or Paul Atala and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 10, 2023

David Arlein formerly with Cabot Lodge Securities LLC

DID DAVID LESLIE ARLEIN CAUSE YOU INVESTMENT LOSSES? David Arlein Formerly With Cabot Lodge Securities LLC Has 22 Customer Complaints For Alleged Broker Misconduct David Arlein Customer Complaints David Arlein has been the subject of 22 customer complaints that we know about to recover investment losses. Four of the customer complaints proceeded to arbitration and resulted in arbitration awards entered in favor of the investors against Sigma Financial for the advisor’s misconduct. Fifteen more customer complaints were settled by David Arlein’s current and former employers in favor of investors. Twelve years ago, one of his former employers denied a customer complaint in the investor took no further action. There are still 2 customer complaints pending against Cabot Lodge Securities for the advisor’s alleged misconduct. Allegations Against David Arlein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David Arlein Red Flags & Your Rights As An Investor Of course, David Arlein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Arlein at Cabot Lodge Securities LLC on alert to review carefully the activity and performance of their accounts and question whether David Arlein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cabot Lodge Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cabot Lodge Securities LLC Due To David Arlein If you have questions about Cabot Lodge Securities LLC and/or David Arlein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 10, 2023

Christopher Gordon of Centaurus Financial, Inc.

DID CHRISTOPHER J GORDON CAUSE YOU INVESTMENT LOSSES? Christopher Gordon Of Centaurus Financial, Inc. And Formerly With Cambridge Investment Research, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Christopher Gordon Customer Complaints Christopher Gordon has been the subject of 5 customer complaints that we know about recovering investment losses. One customer complaint was settled by Lincoln Financial Securities Corporation in favor of the investor. The other for customer complaints filed against Lincoln Financial Securities Corporation for Christopher Gordon’s alleged misconduct are still pending in the FINRA arbitration forum. Allegations Against Christopher Gordon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Christopher Gordon Red Flags & Your Rights As An Investor Of course, Christopher Gordon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Gordon at Centaurus Financial, Inc. and Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Gordon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. and Cambridge Investment Research, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Christopher Gordon If you have questions about Centaurus Financial, Inc, Cambridge Investment Research, Inc. and/or Christopher Gordon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 10, 2023

Winston Felix of Edward Jones

DID WINSTON L FELIX CAUSE YOU INVESTMENT LOSSES? Winston Felix Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Winston Felix Customer Complaint Winston Felix has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the client did not authorize all the transactions executed in the account. Edward Jones settled the customer complaint in favor of the investor. Winston Felix Red Flags & Your Rights As An Investor Of course, Winston Felix did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Winston Felix at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Winston Felix has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Winston Felix If you have questions about Edward Jones and/or Winston Felix and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 10, 2023

William Burks II of Centaurus Financial, Inc.

DID WILLIAM CHARLES BURKS II CAUSE YOU INVESTMENT LOSSES? William Burks II Of Centaurus Financial, Inc. Has 14 Customer Complaints For Alleged Broker Misconduct William Burks II Customer Complaints William Burks II has been the subject of 14 customer complaints that we know about to recover investment losses. Seven of the customer complaints were settled by Centaurus Financial in favor of the investors. Four of the customer complaints were denied by William Burks’ employer and the customers took no further action. There are currently 3 FINRA arbitration proceedings still pending against Centaurus Financial for William Burks’ alleged misconduct. Allegations Against William Burks II A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Burks II Red Flags & Your Rights As An Investor Of course, William Burks II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Burks II at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Burks II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To William Burks II If you have questions about  Centaurus Financial, Inc. and/or William Burks II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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