FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Oct 7, 2023

Tek Wiegert of Northwestern Mutual Investment Services, LLC

DID TEK R WIEGERT CAUSE YOU INVESTMENT LOSSES? Tek Wiegert Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Tek Wiegert Customer Complaint Tek Wiegert has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were sales of life insurance policies did not address their financial needs and goals. Northwestern Mutual Investment Services settled the customer complaint in favor the investor. Tek Wiegert Red Flags & Your Rights As An Investor Of course, Tek Wiegert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tek Wiegert at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Tek Wiegert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Tek Wiegert If you have questions about Northwestern Mutual Investment Services, LLC and/or Tek Wiegert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 7, 2023

David White of Centaurus Financial, Inc.

DID DAVID BRUCE WHITE CAUSE YOU INVESTMENT LOSSES? David White Of Centaurus Financial, Inc. Has 15 Customer Complaints For Alleged Broker Misconduct David White Customer Complaints David White has been the subject of 15 customer complaints that we know about recovering investment losses. Eight of the customer complaints were settled by Centaurus Financial or David White’s former employer in favor of the investors. Four of the customer complaints were denied by David White’s employers and the investors took no further action. There are currently 3 FINRA arbitration proceedings still pending against Centaurus Financial for David White’s alleged misconduct. Allegations Against David White A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David White Red Flags & Your Rights As An Investor Of course, David White did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David White at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether David White has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To David White If you have questions about Centaurus Financial, Inc. and/or David White and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 6, 2023

Ann Werts of Madison Avenue Securities, LLC

DID ANN LOUISE WERTS CAUSE YOU INVESTMENT LOSSES? Ann Werts of Madison Avenue Securities, LLC And Formerly With Cabot Lodge Securities LLC Has 9 Customer Complaints For Alleged Broker Misconduct Ann Werts Customer Complaints Ann Werts has been the subject of 9 customer complaints that we know about recovering investment losses. Cabot Lodge Securities recently settled one of the customer complaints in favor the investors. Another one of the customer complaints was denied by Securities America and the investor took no further action. There are currently 7 customer complaints filed against Cabot Lodge Securities for Ann Werts’ alleged misconduct in FINRA arbitration proceedings that are still pending resolution. Allegations Against Ann Werts A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ann Werts Red Flags & Your Rights As An Investor Of course, Ann Werts did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ann Werts at Madison Avenue Securities, LLC and Cabot Lodge Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Ann Werts has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities, LLC and Cabot Lodge Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Madison Avenue Securities, LLC Due To Ann Werts If you have questions about Madison Avenue Securities, LLC, Cabot Lodge Securities LLC and/or Ann Werts and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 6, 2023

Jerome Wenner of Edward Jones

DID JEROME PETER WENNER CAUSE YOU INVESTMENT LOSSES? Jerome Wenner Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Jerome Wenner Customer Complaint Jerome Wenner has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor failed to follow client’s instructions and execute a partial 401(k) roll over into a Roth IRA. Instead, the advisor completed a full 401(k) roll over and caused unwanted tax consequences. The customer complaint against Edward Jones for Jerome Wenner’s alleged misconduct is still pending. Jerome Wenner Red Flags & Your Rights As An Investor Of course, Jerome Wenner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerome Wenner at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jerome Wenner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Jerome Wenner If you have questions about Edward Jones and/or Jerome Wenner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 6, 2023

Christopher Watkins of Silver Oak Securities, Incorporated

DID CHRISTOPHER NEIL WATKINS CAUSE YOU INVESTMENT LOSSES? Christopher Watkins Of Silver Oak Securities, Incorporated And Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Christopher Watkins Customer Complaints Christopher Watkins has been the subject of 2 customer complaints that we know about recovering investment losses. Both of those customer complaints were settled by LPL Financial in favor of the investors. Allegations Against Christopher Watkins A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Christopher Watkins Red Flags & Your Rights As An Investor Of course, Christopher Watkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Watkins at Silver Oak Securities, Incorporated and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Watkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Silver Oak Securities, Incorporated and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Silver Oak Securities, Incorporated Due To Christopher Watkins If you have questions about Silver Oak Securities, Incorporated, LPL Financial LLC and/or Christopher Watkins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 6, 2023

Timothy Van Dyken of Ameriprise Financial Services, LLC

DID TIMOTHY GERRIT VAN DYKEN CAUSE YOU INVESTMENT LOSSES? Timothy Van Dyken Of Ameriprise Financial Services, LLC And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Timothy Van Dyken Customer Complaint Timothy Van Dyken has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were securities were liquidated without customer’s knowledge or consent by a former financial advisor, and additionally customer alleged an excessive withdrawal on her annuity which nullified the rider. The customer dispute is still pending against the advisor’s employer. Timothy Van Dyken Red Flags & Your Rights As An Investor Of course, Timothy Van Dyken did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Van Dyken at Ameriprise Financial Services, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Timothy Van Dyken has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Timothy Van Dyken If you have questions about Ameriprise Financial Services, LLC, Edward Jones and/or Timothy Van Dyken and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 5, 2023

Harlem Valdez formerly with J.P. Morgan Securities LLC

DID HARLEM A VALDEZ CAUSE YOU INVESTMENT LOSSES? Harlem Valdez Formerly With J.P. Morgan Securities LLC and Northwestern Mutual Investment Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Harlem Valdez Customer Complaints Harlem Valdez has been the subject of 4 customer complaints that we know about to recover investment losses. All four customer complaints were recently denied by J.P. Morgan Securities, and to date, the customers have not taken any further action. Allegations Against Harlem Valdez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Harlem Valdez Red Flags & Your Rights As An Investor Of course, Harlem Valdez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harlem Valdez at J.P. Morgan Securities LLC and Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Harlem Valdez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Harlem Valdez If you have questions about J.P. Morgan Securities LLC, Northwestern Mutual Investment Services, LLC and/or Harlem Valdez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 5, 2023

James Unger of MML Investors Services, LLC

DID JAMES HAROLD UNGER CAUSE YOU INVESTMENT LOSSES? James Unger Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct James Unger Customer Complaint James Unger has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that their variable life insurance policy was misrepresented by James Unger in terms of subaccount returns and premiums being sufficient to fund the policy and the subaccounts being invested into the agreed upon asset allocations throughout the policy’s administration. The customer complaint filed against James Unger’s former employer, New England Securities, for investment losses caused by the alleged misconduct is still pending in Delaware County Court of Common Appeals as of the date of this report. James Unger Red Flags & Your Rights As An Investor Of course, James Unger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Unger at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Unger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To James Unger If you have questions about MML Investors Services, LLC and/or James Unger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 5, 2023

Amy Tucker of Edward Jones

DID AMY MARIE TUCKER CAUSE YOU INVESTMENT LOSSES? Amy Tucker Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Amy Tucker Customer Complaint Amy Tucker has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and other claims relating to the purchase of Lord Abbott Funds. The customer filed a FINRA arbitration proceeding which is still pending against Edward Jones for Amy Tucker’s alleged misconduct. Amy Tucker Red Flags & Your Rights As An Investor Of course, Amy Tucker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amy Tucker at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Amy Tucker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Amy Tucker If you have questions about Edward Jones and/or Amy Tucker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 5, 2023

Efrain Trujillo formerly with Western International Securities, Inc.

DID EFRAIN BALDERRAMA TRUJILLO CAUSE YOU INVESTMENT LOSSES? Efrain Trujillo Formerly With Western International Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Efrain Trujillo Customer Complaints Efrain Trujillo has been the subject of 2 customer complaints that we know about recovering investment losses. Financial West Group settled one of the customer complaints against the financial advisor in favor of the investor. There is currently one complaint filed against Western International Securities for Efrain Trujillo’s nonpayment of a promissory note and excessive trading. Allegations Against Efrain Trujillo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Efrain Trujillo Red Flags & Your Rights As An Investor Of course, Efrain Trujillo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Efrain Trujillo at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Efrain Trujillo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Efrain Trujillo If you have questions about Western International Securities, Inc. and/or Efrain Trujillo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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