FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Oct 4, 2023

Timothy Fitzgerald of NYLife Securities LLC

DID TIMOTHY COLLINS FITZGERALD CAUSE YOU INVESTMENT LOSSES? Timothy Fitzgerald Of NYLife Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct Timothy Fitzgerald Customer Complaints Timothy Fitzgerald has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by NYLIFE Securities in favor of the investors. The other customer complaint that was recently filed is still pending against the brokerage firm for Timothy Fitzgerald’s alleged misconduct. Allegations Against Timothy Fitzgerald A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Timothy Fitzgerald Red Flags & Your Rights As An Investor Of course, Timothy Fitzgerald did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Fitzgerald at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Fitzgerald has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Timothy Fitzgerald If you have questions about NYLife Securities LLC and/or Timothy Fitzgerald and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 4, 2023

Timothy Brown of Emerson Equity LLC

DID TIMOTHY EUGENE BROWN CAUSE YOU INVESTMENT LOSSES? Timothy Brown Of Emerson Equity LLC Has 2 Customer Complaints For Alleged Broker Misconduct Timothy Brown Customer Complaints Timothy Brown has been the subject of 2 customer complaints that we know about recovering investment losses. Both of the customer complaints are still pending in recently filed FINRA arbitration proceedings against Newbridge Securities Corporation and Emerson Equity. Allegations Against Timothy Brown A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Timothy Brown Red Flags & Your Rights As An Investor Of course, Timothy Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Brown at Emerson Equity LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerson Equity LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Emerson Equity LLC Due To Timothy Brown If you have questions about Emerson Equity LLC and/or Timothy Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 3, 2023

Timothy Brennan of Morgan Stanley

DID TIMOTHY J BRENNAN CAUSE YOU INVESTMENT LOSSES? Timothy Brennan Of Morgan Stanley And Formerly With Jeffries LLC Has A Customer Complaint For Alleged Broker Misconduct Timothy Brennan Customer Complaint Timothy Brennan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the investment strategy implemented in customer’s accounts involving structured products was not in their best interest. The FINRA arbitration proceeding that was recently filed is still pending. Timothy Brennan Red Flags & Your Rights As An Investor Of course, Timothy Brennan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Brennan at Morgan Stanley and Jeffries LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Brennan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Jeffries LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Timothy Brennan If you have questions about Morgan Stanley, Jeffries LLC and/or Timothy Brennan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 3, 2023

Thomas Bennett formerly with Unionbanc Investment Services, LLC

DID THOMAS FRANCIS BENNETT CAUSE YOU INVESTMENT LOSSES? Thomas Bennett Formerly With Unionbanc Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Thomas Bennett Customer Complaint Thomas Bennett has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative sold securities without client’s authorization. The customer complaint was denied by Unionbanc Investment Services and to date, the investor has not taken any further action. Thomas Bennett Red Flags & Your Rights As An Investor Of course, Thomas Bennett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Bennett at Unionbanc Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Thomas Bennett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Unionbanc Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Unionbanc Investment Services, LLC Due To Thomas Bennett If you have questions about Unionbanc Investment Services, LLC and/or Thomas Bennett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 3, 2023

Taylor Cole of U.S. Bancorp Investments, Inc.

DID TAYLOR KENT COLE CAUSE YOU INVESTMENT LOSSES? Taylor Cole Of U.S. Bancorp Investments, Inc. And Formerly With PNC Investments Has A Customer Complaint For Alleged Broker Misconduct Taylor Cole Customer Complaint Taylor Cole has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose nature of bond fund investment in terms of fluctuation relative to individual bonds. The customer complaint was just filed with US Bancorp Investments for Taylor Cole’s alleged misconduct and is pending review. Taylor Cole Red Flags & Your Rights As An Investor Of course, Taylor Cole did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Taylor Cole at U.S. Bancorp Investments, Inc. and PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Taylor Cole has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. and PNC Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To Taylor Cole If you have questions about U.S. Bancorp Investments, Inc., PNC Investments and/or Taylor Cole and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 3, 2023

Mark Tangen of PFS Investments Inc.

DID MARK EVAN TANGEN CAUSE YOU INVESTMENT LOSSES? Mark Tangen Of PFS Investments Inc. Has A Customer Complaint For Alleged Broker Misconduct Mark Tangen Customer Complaint Mark Tangen has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an investment recommendation of an annuity was not suitable and that the back-end fees were not properly disclosed. PFS Investments has recently denied the customer complaint and, to date, the investor has not taken any further action. Mark Tangen Red Flags & Your Rights As An Investor Of course, Mark Tangen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Tangen at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Tangen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Mark Tangen If you have questions about PFS Investments Inc. and/or Mark Tangen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 2, 2023

Thomas Swan of Western International Securities

DID THOMAS BRIAN SWAN CAUSE YOU INVESTMENT LOSSES? Thomas Swan Of Western International Securities Has 4 Customer Complaints For Alleged Broker Misconduct Thomas Swan Customer Complaints Thomas Swan has been the subject of 4 customer complaints that we know about to recover investment losses. Three customer complaints were settled by Western International Securities in favor of the investors. Another customer complaint was denied by Thomas Swan’s former employer and the customer took no further action. There is currently one arbitration proceeding pending against Western International Securities for Thomas Swan’s alleged misconduct. Allegations Against Thomas Swan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Swan Red Flags & Your Rights As An Investor Of course, Thomas Swan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Swan at Western International Securities on alert to review carefully the activity and performance of their accounts and question whether Thomas Swan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities Due To Thomas Swan If you have questions about Western International Securities and/or Thomas Swan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 2, 2023

Sean Sullivan of Sovereign Global Advisors LLC

DID SEAN T SULLIVAN CAUSE YOU INVESTMENT LOSSES? Sean Sullivan Of Sovereign Global Advisors LLC And Formerly With Spartan Capital Securities, LLC and Aegis Capital Corp. Has 7 Customer Complaints For Alleged Broker Misconduct Sean Sullivan Customer Complaints Sean Sullivan has been the subject of at least 7 customer complaints that we know about recovering investment losses. Three of the customer complaints have been settled by Aegis Capital Corp. in favor of the investors. One customer complaint was withdrawn by the customer. There are 3 FINRA arbitrations still pending for Sean Sullivan’s alleged misconduct while employed at Aegis Capital Corp. Allegations Against Sean Sullivan The allegations made in the FINRA reported in the multiple arbitration claim settlements and/or pending complaints for investment losses were unauthorized trading, excessive trading, unsuitable investment recommendations, fraud, and negligence. Sean Sullivan Red Flags & Your Rights As An Investor Of course, Sean Sullivan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Sullivan at Sovereign Global Advisors LLC, Spartan Capital Securities, LLC and Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Sean Sullivan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sovereign Global Advisors LLC, Spartan Capital Securities, LLC and Aegis Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sovereign Global Advisors LLC Due To Sean Sullivan If you have questions about Sovereign Global Advisors LLC, Spartan Capital Securities, LLC, Aegis Capital Corp. and/or Sean Sullivan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 2, 2023

Casey Styer of Edward Jones

DID CASEY CAUSE YOU INVESTMENT LOSSES? Casey Styer Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Casey Styer Customer Complaint Casey Styer has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose capital gains, tax consequences, and impact on Medicare premium from shift in investment strategy. Edward Jones recently denied the customer complaint and, to date, the investor has not taken any further action. Casey Styer Red Flags & Your Rights As An Investor Of course, Casey Styer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Casey Styer at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Casey Styer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Casey Styer If you have questions about Edward Jones and/or Casey Styer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 2, 2023

Matthew Stratman of Western International Securities, Inc.

DID MATTHEW THOMAS STRATMAN CAUSE YOU INVESTMENT LOSSES? Matthew Stratman Of Western International Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Matthew Stratman Customer Complaints Matthew Stratman has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Western International Securities in favor of the investor. The other customer complaint filed against Western International Securities for Matthew Stratman’s alleged misconduct is still pending in a FINRA arbitration proceeding. Allegations Against Matthew Stratman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Stratman Red Flags & Your Rights As An Investor Of course, Matthew Stratman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Stratman at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Stratman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Matthew Stratman If you have questions about Western International Securities, Inc. and/or Matthew Stratman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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