FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jul 30, 2023

Vincent Mazza formerly with National Securities Corporation

DID VINCENT JAMES MAZZA CAUSE YOU INVESTMENT LOSSES? Vincent Mazza Formerly With National Securities Corporation Has 6 Customer Complaints For Alleged Broker Misconduct Vincent Mazza Customer Complaints Vincent Mazza has been the subject of 6 customer complaints that we know about to recover investment losses. Two of the customer to suits were settled in favor of the investors. The other customer complaints were denied by Vincent Mazza’s former employers and the investors took no further action. Allegations Against Vincent Mazza A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Vincent Mazza Red Flags & Your Rights As An Investor Of course, Vincent Mazza did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vincent Mazza at National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Vincent Mazza has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At National Securities Corporation Due To Vincent Mazza If you have questions about National Securities Corporation and/or Vincent Mazza and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 29, 2023

Victor Tomassini of UBS Financial Services Inc.

DID VICTOR MIGUEL TOMASSINI CAUSE YOU INVESTMENT LOSSES? Victor Tomassini Of UBS Financial Services Inc. Has 51 Customer Complaints For Alleged Broker Misconduct Victor Tomassini Customer Complaints Victor Tomassini has been the subject of 51 customer complaints that we know about to recover investment losses. Forty-eight of the customer complaints were settled. The other customer complaints were denied by UBS Financial Services, and no further action was taken. Allegations Against Victor Tomassini A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses arose out of the offer and sale of Puerto Rico municipal bonds and closed-end bond funds. The allegations were generally that the investments were unsuitable investment recommendations, overconcentrated in client’s accounts, and that the risk of the Puerto Rico investments were misrepresented. Victor Tomassini Red Flags & Your Rights As An Investor Of course, Victor Tomassini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Victor Tomassini at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Victor Tomassini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Victor Tomassini If you have questions about UBS Financial Services Inc. and/or Victor Tomassini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 29, 2023

Troy Goldberg of B. Riley Wealth Management

DID TROY JASON GOLDBERG CAUSE YOU INVESTMENT LOSSES? Troy Goldberg Of B. Riley Wealth Management And Formerly With National Securities Corporation Has 14 Customer Complaints For Alleged Broker Misconduct Troy Goldberg Customer Complaints Troy Goldberg has been the subject of 14 customer complaints that we know about to recover investment losses. One customer complaint went to arbitration and resulted in an arbitration award against his employer for Troy Goldberg’s misconduct. Eleven customer complaints were settled by Troy Goldberg’s former employers. The remaining 2 customer complaints was denied and, to date, the customers have not taken any further action. Allegations Against Troy Goldberg A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Troy Goldberg Red Flags & Your Rights As An Investor Of course, Troy Goldberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Troy Goldberg at B. Riley Wealth Management and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Troy Goldberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Wealth Management and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At B. Riley Wealth Management Due To Troy Goldberg If you have questions about B. Riley Wealth Management, National Securities Corporation and/or Troy Goldberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 29, 2023

Travis Jennings formerly with Dempsey Lord Smith, LLC

DID TRAVIS SCOTT JENNINGS CAUSE YOU INVESTMENT LOSSES? Travis Jennings Formerly With Dempsey Lord Smith, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Travis Jennings Customer Complaints Travis Jennings has been the subject of 2 customer complaints that we know about to recover investment losses. One customer dispute was denied and, to date, the customer has not taken any further action. The other customer dispute is still pending. Allegations Against Travis Jennings A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Travis Jennings Red Flags & Your Rights As An Investor Of course, Travis Jennings did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis Jennings at Dempsey Lord Smith, LLC on alert to review carefully the activity and performance of their accounts and question whether Travis Jennings has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dempsey Lord Smith, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Dempsey Lord Smith, LLC Due To Travis Jennings If you have questions about Dempsey Lord Smith, LLC and/or Travis Jennings and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 28, 2023

Travis Lippmann of Spartan Capital Securities, LLC

DID TRAVIS J LIPPMANN CAUSE YOU INVESTMENT LOSSES? Travis Lippmann Of Spartan Capital Securities, LLC And Formerly With Joseph Stone Capital L.L.C., Primary Capital, LLC and Newbridge Securities Corporation Has 4 Customer Complaints For Alleged Broker Misconduct Travis Lippmann Customer Complaints Travis Lippmann has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors. The other 2 customer complaints was denied by Travis Lippmann’s former employers and, to date, the customers have not taken any further action. Allegations Against Travis Lippmann A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Travis Lippmann Red Flags & Your Rights As An Investor Of course, Travis Lippmann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis Lippmann at Spartan Capital Securities, LLC, Joseph Stone Capital L.L.C., Primary Capital, LLC and Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Travis Lippmann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC, Joseph Stone Capital L.L.C., Primary Capital, LLC and Newbridge Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Travis Lippmann If you have questions about Spartan Capital Securities, LLC, Joseph Stone Capital L.L.C., Primary Capital, LLC, Newbridge Securities Corporation and/or Travis Lippmann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 27, 2023

Todd Puentes formerly with Peachcap Securities, Inc.

DID TOM ABEL PUENTES CAUSE YOU INVESTMENT LOSSES? Todd Puentes Formerly With Peachcap Securities, Inc. and Kestra Investment Services, LLC Has 30 Customer Complaints For Alleged Broker Misconduct Todd Puentes Customer Complaints Todd Puentes has been the subject of 30 customer complaints that we know about to recover investment losses. Twenty-three of the customer complaints were settled in favor the investors. The other 7 customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Todd Puentes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses were focused on the offer and sale of Puerto Rico Bonds. The allegations were generally unauthorized trading and unsuitable investment recommendations. Todd Puentes Red Flags & Your Rights As An Investor Of course, Todd Puentes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Puentes at Peachcap Securities, Inc. and Kestra Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Todd Puentes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Peachcap Securities, Inc. and Kestra Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Peachcap Securities, Inc. Due To Todd Puentes If you have questions about Peachcap Securities, Inc., Kestra Investment Services, LLC and/or Todd Puentes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 26, 2023

Todd Slingerland of LPL Financial LLC

DID TODD ARTHUR SLINGERLAND CAUSE YOU INVESTMENT LOSSES? Todd Slingerland Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Todd Slingerland Customer Complaints Todd Slingerland has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were denied by Todd Slingerland’s employers and, to date, the customers took no further action. Allegations Against Todd Slingerland A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Todd Slingerland Red Flags & Your Rights As An Investor Of course, Todd Slingerland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Slingerland at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Todd Slingerland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Todd Slingerland If you have questions about LPL Financial LLC and/or Todd Slingerland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 26, 2023

Richard DeYoung, Jr. of LPL Financial LLC

DID RICHARD CLARENCE DEYOUNG JR CAUSE YOU INVESTMENT LOSSES? Richard DeYoung, Jr. Of LPL Financial LLC And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Richard DeYoung, Jr. Customer Complaints Richard DeYoung, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints evolved into a FINRA arbitration proceeding and an arbitration award against Wells Fargo Clearing Services and Richard DeYoung in the amount of $750,000 plus expenses. The other customer complaint was denied by the same brokerage firm and, to date, no further action has been taken. Allegations Against Richard DeYoung, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard DeYoung, Jr. Red Flags & Your Rights As An Investor Of course, Richard DeYoung, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard DeYoung, Jr. at LPL Financial LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard DeYoung, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Richard DeYoung, Jr. If you have questions about LPL Financial LLC, Wells Fargo Clearing Services, LLC and/or Richard DeYoung, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 26, 2023

Todd Warner formerly with LPL Financial LLC

DID TODD ALAN WARNER CAUSE YOU INVESTMENT LOSSES? Todd Warner Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Todd Warner Customer Complaint Todd Warner has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser misrepresented the speculative nature of an alternative investment in a business development company and made the unsuitable recommendation in pursuit of higher commissions. The FINRA arbitration proceeding is still pending. Todd Warner Red Flags & Your Rights As An Investor Of course, Todd Warner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Warner at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Todd Warner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Todd Warner If you have questions about LPL Financial LLC and/or Todd Warner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 26, 2023

Timothy Corbett of NYLife Securities LLC

DID TIMOTHY ROBERT CORBETT CAUSE YOU INVESTMENT LOSSES? Timothy Corbett Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Timothy Corbett Customer Complaint Timothy Corbett has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were documentation in connection with 3 variable annuities did not accurately identify her liquid assets and net worth and therefore, was unsuitable. NYLife Securities settled the customer complaint in favor of the investor. Timothy Corbett Red Flags & Your Rights As An Investor Of course, Timothy Corbett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Corbett at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Corbett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Timothy Corbett If you have questions about NYLife Securities LLC and/or Timothy Corbett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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