FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Nov 17, 2023

Adam Thies of Fidelity Brokerage Services LLC

DID ADAM THIES CAUSE YOU INVESTMENT LOSSES? Adam Thies Of Fidelity Brokerage Services LLC And Formerly With Axa Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Adam Thies Customer Complaint Adam Thies has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor’s recommendation to sell certain equity positions in her account was unsuitable and not in her best interest considering the potential tax implications. Adam Thies Red Flags & Your Rights As An Investor Of course, Adam Thies did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Thies at Fidelity Brokerage Services LLC and Axa Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Thies has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and Axa Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Adam Thies If you have questions about Fidelity Brokerage Services LLC, Axa Advisors, LLC and/or Adam Thies and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 17, 2023

Scott Taylor, Jr. of Northwestern Mutual Investment Services, LLC

DID SCOTT JAMES TAYLOR JR CAUSE YOU INVESTMENT LOSSES? Scott Taylor, Jr. Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Scott Taylor, Jr. Customer Complaint Scott Taylor, Jr. has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative failed to act in customer’s best interest in offering and selling a variable universal life insurance policy to that customer. The customer complaint is under review by Northwestern Mutual Investment Services and still pending. Scott Taylor, Jr.  Red Flags & Your Rights As An Investor Of course, Scott Taylor, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Taylor, Jr. at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Taylor, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Scott Taylor, Jr. If you have questions about Northwestern Mutual Investment Services, LLC and/or Scott Taylor, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 16, 2023

Timothy Sweeney of Centaurus Financial, Inc.

DID TIMOTHY PATRICK SWEENEY CAUSE YOU INVESTMENT LOSSES? Timothy Sweeney Of Centaurus Financial, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Timothy Sweeney Customer Complaints Timothy Sweeney has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Raymond James Financial Services in favor of the investor. Another customer complaint was denied by the brokerage firm and the investor took no further action. There is currently one FINRA arbitration proceeding that was recently filed and still pending against Centaurus Financial for Timothy Sweeney’s alleged misconduct and still pending. Allegations Against Timothy Sweeney A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Timothy Sweeney Red Flags & Your Rights As An Investor Of course, Timothy Sweeney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Sweeney at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Timothy Sweeney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Timothy Sweeney If you have questions about Centaurus Financial, Inc. and/or Timothy Sweeney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 16, 2023

Thomas Swan of Western International Securities, Inc.

DID THOMAS BRIAN SWAN CAUSE YOU INVESTMENT LOSSES? Thomas Swan Of Western International Securities, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Thomas Swan Customer Complaints Thomas Swan has been the subject of 5 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Western International Securities in favor of the investors. One customer complaint was denied and the investor took no further action. Recently, investors filed 2 separate FINRA arbitration proceedings against Western International Securities for Thomas Swan’s alleged misconduct. Allegations Against Thomas Swan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Thomas Swan Red Flags & Your Rights As An Investor Of course, Thomas Swan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Swan at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Swan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Thomas Swan If you have questions about Western International Securities, Inc. and/or Thomas Swan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 16, 2023

Derek Su of USCA Securities LLC

DID DEREK SU CAUSE YOU INVESTMENT LOSSES? Derek Su Of USCA Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Derek Su Customer Complaint Derek Su has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to structure a client’s accounts to meet their retirement goals. The customers alleged that Derek Su was negligent and breached his fiduciary duties. The FINRA arbitration proceeding was recently filed and is still pending. Derek Su Red Flags & Your Rights As An Investor Of course, Derek Su did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Derek Su at USCA Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Derek Su has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USCA Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At USCA Securities LLC Due To Derek Su If you have questions about USCA Securities LLC and/or Derek Su and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 16, 2023

John Strickler of Cetera Investment Services LLC

DID JOHN DAVID STRICKLER CAUSE YOU INVESTMENT LOSSES? John Strickler Of Cetera Investment Services LLC And Formerly With Hancock Whitney Investment Services Inc. and Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct John Strickler Customer Complaint John Strickler has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations and inaccurate statements related to the offer and sale of a variable annuity contract. Hancock Whitney Investment Services denied the customer complaint recently and, so far, the investor has not taken any further action. John Strickler Red Flags & Your Rights As An Investor Of course, John Strickler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Strickler at Cetera Investment Services LLC, Hancock Whitney Investment Services Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether John Strickler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC, Hancock Whitney Investment Services Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To John Strickler If you have questions about Cetera Investment Services LLC. Hancock Whitney Investment Services Inc., Morgan Stanley and/or John Strickler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 16, 2023

Nicholas Stovall of Gradient Securities, LLC

DID NICHOLAS EDWARD STOVALL CAUSE YOU INVESTMENT LOSSES? Nicholas Stovall Formerly With Gradient Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Nicholas Stovall Customer Complaints Nicholas Stovall has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Gradient Advisors and the investor took no further action. The other customer complaint was recently filed in a FINRA arbitration proceeding and is still pending. Allegations Against Nicholas Stovall A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Nicholas Stovall Red Flags & Your Rights As An Investor Of course, Nicholas Stovall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Stovall at Gradient Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Nicholas Stovall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Gradient Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Gradient Securities, LLC Due To Nicholas Stovall If you have questions about Gradient Securities, LLC and/or Nicholas Stovall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 15, 2023

Alex Stolper of Wells Fargo Clearing Services, LLC

DID ALEX STOLPER CAUSE YOU INVESTMENT LOSSES? Alex Stolper Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Alex Stolper Customer Complaint Alex Stolper has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser wrongfully placed monies into joint trust account which caused significant tax consequences and losses. The FINRA arbitration proceeding was recently filed and is still pending. Alex Stolper Red Flags & Your Rights As An Investor Of course, Alex Stolper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alex Stolper at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Alex Stolper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Alex Stolper If you have questions about Wells Fargo Clearing Services, LLC and/or Alex Stolper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 15, 2023

Seth Stewart formerly with Center Street Securities, Inc.

DID SETH BARNES STEWART CAUSE YOU INVESTMENT LOSSES? Seth Stewart Formerly With Center Street Securities, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Seth Stewart Customer Complaints Seth Stewart has been the subject of 6 customer complaints that we know about to recover investment losses. One customer complaint was settled by Center Street Securities in favor of the investor. Two customer complaints resulted in arbitration awards being entered against Center Street Securities for Seth Stewart’s alleged misconduct. There are 3 customer complaints still pending in FINRA arbitration proceedings. Allegations Against Seth Stewart A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Seth Stewart Red Flags & Your Rights As An Investor Of course, Seth Stewart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Seth Stewart at Center Street Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Seth Stewart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Center Street Securities, Inc. Due To Seth Stewart If you have questions about Center Street Securities, Inc. and/or Seth Stewart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 15, 2023

Damon Stewart of Morgan Stanley

DID DAMON CHANNING STEWART CAUSE YOU INVESTMENT LOSSES? Damon Stewart Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Damon Stewart Customer Complaints Damon Stewart has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Morgan Stanley’s predecessor Smith Barney in favor the investor. The other customer complaint was recently filed against Morgan Stanley in a FINRA arbitration proceeding that is still pending. Allegations Against Damon Stewart A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Damon Stewart Red Flags & Your Rights As An Investor Of course, Damon Stewart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Damon Stewart at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Damon Stewart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Damon Stewart If you have questions about Morgan Stanley and/or Damon Stewart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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