FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jul 18, 2023

Thomas Kieffer formerly with Ceros Financial Services, Inc.

DID THOMAS ANTHONY KIEFFER CAUSE YOU INVESTMENT LOSSES? Thomas Kieffer Formerly With Ceros Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Thomas Kieffer Customer Complaints Thomas Kieffer has been the subject of 3 customer complaints that we know about to recover investment losses. All three customer complaints were settled in favor of the investors. Allegations Against Thomas Kieffer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Kieffer Red Flags & Your Rights As An Investor Of course, Thomas Kieffer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Kieffer at Ceros Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Kieffer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ceros Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ceros Financial Services, Inc. Due To Thomas Kieffer If you have questions about Ceros Financial Services, Inc. and/or Thomas Kieffer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 18, 2023

Theodore Nebel formerly with Commonwealth Financial Network

DID THEODORE HOWARD NEBEL CAUSE YOU INVESTMENT LOSSES? Theodore Nebel Formerly With Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Theodore Nebel Customer Complaint Theodore Nebel has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions to exit stock market positions in the account. Commonwealth Financial Network denied the customer complaint and, to date, the customer has not taken any further action. Theodore Nebel Red Flags & Your Rights As An Investor Of course, Theodore Nebel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Nebel at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Theodore Nebel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Theodore Nebel If you have questions about Commonwealth Financial Network and/or Theodore Nebel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 17, 2023

Terry Bailey of LPL Financial LLC

DID TERRY LEE BAILEY CAUSE YOU INVESTMENT LOSSES? Terry Bailey Of LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Terry Bailey Customer Complaints Terry Bailey has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint evolved into a FINRA arbitration proceeding and an award in favor of the investor. The other customer complaint was settled by LPL Financial in favor of the investor. Wells Fargo Advisors denied another customer complaint and the customer did not pursue any action thereafter. Allegations Against Terry Bailey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Terry Bailey Red Flags & Your Rights As An Investor Of course, Terry Bailey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Terry Bailey at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Terry Bailey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Terry Bailey If you have questions about LPL Financial LLC and/or Terry Bailey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 17, 2023

Terrence Volk of Wells Fargo Clearing Services, LLC

DID TERRENCE CHARLES VOLK CAUSE YOU INVESTMENT LOSSES? Terrence Volk Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Terrence Volk Customer Complaints Terrence Volk has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Wells Fargo Advisors in favor of the investor. Terrence Volk’s former employer denied the other customer complaint and no further action was taken. Allegations Against Terrence Volk A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Terrence Volk Red Flags & Your Rights As An Investor Of course, Terrence Volk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Terrence Volk at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Terrence Volk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Terrence Volk If you have questions about Wells Fargo Clearing Services, LLC and/or Terrence Volk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 17, 2023

Teresa Owsley of LPL Financial LLC

DID TERESA DIANA OWSLEY CAUSE YOU INVESTMENT LOSSES? Teresa Owsley Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Teresa Owsley Customer Complaint Teresa Owsley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to a mutual fund investment was inappropriate for customer’s grandchildren’s growth objective. The Huntington Investment Company denied the customer complaint and the customer took no further action as of this date. Teresa Owsley Red Flags & Your Rights As An Investor Of course, Teresa Owsley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Teresa Owsley at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Teresa Owsley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Teresa Owsley If you have questions about LPL Financial LLC and/or Teresa Owsley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 17, 2023

Ted Norman of Ameriprise Financial Services, LLC

DID TED J NORMAN CAUSE YOU INVESTMENT LOSSES? Ted Norman Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Ted Norman Customer Complaint Ted Norman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions. Ameriprise Financial Services denied the customer complaint and, to date, the customer has not taken any further action. Ted Norman Red Flags & Your Rights As An Investor Of course, Ted Norman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ted Norman at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ted Norman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Ted Norman If you have questions about Ameriprise Financial Services, LLC and/or Ted Norman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 16, 2023

Tawnya Schwartz formerly with MML Investors Services, LLC

DID TAWNYA C SCHWARTZ CAUSE YOU INVESTMENT LOSSES? Tawnya Schwartz Formerly With MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Tawnya Schwartz Customer Complaint Tawnya Schwartz has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer’s signature was allegedly forged multiple times on an application for a variable annuity. MML Investors Services settled the customer complaint in favor of the investor. Tawnya Schwartz Red Flags & Your Rights As An Investor Of course, Tawnya Schwartz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tawnya Schwartz at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Tawnya Schwartz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Tawnya Schwartz If you have questions about MML Investors Services, LLC and/or Tawnya Schwartz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 16, 2023

Tatyana Bunich of Independent Financial Group, LLC

DID TATYANA MOYSEEVNA BUNICH CAUSE YOU INVESTMENT LOSSES? Tatyana Bunich Of Independent Financial Group, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Tatyana Bunich Customer Complaints Tatyana Bunich has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Tatyana Bunich’s former employer Cabot Lodge Securities in favor of the investors. Allegations Against Tatyana Bunich A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Tatyana Bunich Red Flags & Your Rights As An Investor Of course, Tatyana Bunich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tatyana Bunich at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Tatyana Bunich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Tatyana Bunich If you have questions about Independent Financial Group, LLC and/or Tatyana Bunich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 16, 2023

Tarek Mohamed of Bankers Life Securities, Inc.

DID TAREK MOHSEN MOHAMED CAUSE YOU INVESTMENT LOSSES? Tarek Mohamed Of Bankers Life Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Tarek Mohamed Customer Complaint Tarek Mohamed has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for taking 2 personal checks from a customer made out to a company called Perfect Media Promotions that was initially registered to the financial representative and no longer active. Bankers Life Securities settled the customer complaint for the full amount of the checks. Tarek Mohamed Red Flags & Your Rights As An Investor Of course, Tarek Mohamed did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tarek Mohamed at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Tarek Mohamed has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Tarek Mohamed If you have questions about Bankers Life Securities, Inc. and/or Tarek Mohamed and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 15, 2023

Tamber Proctor formerly with Securities America, Inc.

DID TAMBER KING PROCTOR CAUSE YOU INVESTMENT LOSSES? Tamber Proctor Formerly With Securities America, Inc. and LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Tamber Proctor Customer Complaints Tamber Proctor has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by LPL Financial in favor of the investors. Allegations Against Tamber Proctor A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Tamber Proctor Red Flags & Your Rights As An Investor Of course, Tamber Proctor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tamber Proctor at Securities America, Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Tamber Proctor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Tamber Proctor If you have questions about Securities America, Inc., LPL Financial LLC and/or Tamber Proctor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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