FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Steven Kenny of Truist Investment Services, Inc.

DID STEVEN KENNY CAUSE YOU INVESTMENT LOSSES? Steven Kenny Of Truist Investment Services, Inc. And Formerly With BB&T Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Steven Kenny Customer Complaint Steven Kenny has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were  the investments were allegedly procured by false statements concerning the risks and suitability of such investments for claimants. The financial adviser allegedly heavily invested various accounts in an assortment of oil and gas sectors and failed to disclose the conflicted financial interest. The customer complaint is still pending in a FINRA arbitration proceeding. Steven Kenny Red Flags & Your Rights As An Investor Of course, Steven Kenny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Kenny at Truist Investment Services, Inc. and BB&T Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Kenny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. and BB&T Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To Steven Kenny If you have questions about Truist Investment Services, Inc., BB&T Securities, LLC and/or Steven Kenny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Steven Hein of Kestra Investment Services, LLC

DID STEVEN IRA HEIN CAUSE YOU INVESTMENT LOSSES? Steven Hein Of Kestra Investment Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Steven Hein Customer Complaints Steven Hein has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by NFP Securities and the customer took no further action. The other customer complaint remains pending in a FINRA arbitration proceeding filed against Steven Hein’s employer Kestra Investment Services for his alleged misconduct. Allegations Against Steven Hein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Hein Red Flags & Your Rights As An Investor Of course, Steven Hein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Hein at Kestra Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Hein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Steven Hein If you have questions about Kestra Investment Services, LLC and/or Steven Hein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Steven Fairchild of LPL Financial LLC

DID STEVEN EDWIN FAIRCHILD CAUSE YOU INVESTMENT LOSSES? Steven Fairchild Of LPL Financial LLC And Formerly With National Planning Corporation Has 3 Customer Complaints For Alleged Broker Misconduct Steven Fairchild Customer Complaints Steven Fairchild has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Steven Fairchild’s former employers in favor of the investors. Allegations Against Steven Fairchild A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Fairchild Red Flags & Your Rights As An Investor Of course, Steven Fairchild did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Fairchild at LPL Financial LLC and National Planning Corporation on alert to review carefully the activity and performance of their accounts and question whether Steven Fairchild has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and National Planning Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Steven Fairchild If you have questions about LPL Financial LLC, National Planning Corporation and/or Steven Fairchild and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Steven Rose formerly with LPL Financial LLC

DID STEVEN EDWARD ROSE CAUSE YOU INVESTMENT LOSSES? Steven Rose Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Steven Rose Customer Complaint Steven Rose has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative forged her signature on a variable life insurance policy. MML Investors Services denied the customer complaint and, to date, the customer has not taken any further action. Steven Rose Red Flags & Your Rights As An Investor Of course, Steven Rose did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Rose at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Rose has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Steven Rose If you have questions about LPL Financial LLC and/or Steven Rose and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Steven Felton of Ameriprise Financial Services, LLC

DID STEVEN DANIEL FELTON CAUSE YOU INVESTMENT LOSSES? Steven Felton Of Ameriprise Financial Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Steven Felton Customer Complaints Steven Felton has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by Ameriprise Financial Services and, to date, the customers have not taken any further action. Allegations Against Steven Felton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Felton Red Flags & Your Rights As An Investor Of course, Steven Felton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Felton at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Felton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Steven Felton If you have questions about Ameriprise Financial Services, LLC and/or Steven Felton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Steven Lovell of Morgan Stanley

DID STEVEN CHRISTOPHER LOVELL CAUSE YOU INVESTMENT LOSSES? Steven Lovell Of Morgan Stanley And Formerly With Key Investment Services LLC Has 3 Customer Complaints For Alleged Broker Misconduct Steven Lovell Customer Complaints Steven Lovell has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Key Investment Services in favor of the investor. The same brokerage firm denied the other 2 customer complaints and, to date, the customers have not taken any further action. Allegations Against Steven Lovell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Lovell Red Flags & Your Rights As An Investor Of course, Steven Lovell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Lovell at Morgan Stanley and Key Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Lovell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Key Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Steven Lovell If you have questions about Morgan Stanley, Key Investment Services LLC and/or Steven Lovell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Steven Greer formerly with G.F. Investment Services, LLC

DID STEVEN ANDREW GREER MR CAUSE YOU INVESTMENT LOSSES? Steven Greer Formerly With G.F. Investment Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Steven Greer Customer Complaints Steven Greer has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was denied by G.F. Investment Services and, to date, the customer has not taken any further action. The other 2 customer complaints are still pending, one in state court, and the other in arbitration. Allegations Against Steven Greer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Greer Red Flags & Your Rights As An Investor Of course, Steven Greer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Greer at G.F. Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Greer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at G.F. Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At G.F. Investment Services, LLC Due To Steven Greer If you have questions about G.F. Investment Services, LLC and/or Steven Greer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Steve Stofflet of J.P. Morgan Securities LLC

DID STEVE PATRICK STOFFLET CAUSE YOU INVESTMENT LOSSES? Steve Stofflet Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Steve Stofflet Customer Complaint Steve Stofflet has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor recommendations regarding managed account. J.P. Morgan Securities denied the customer complaint and, to date, the customer has not taken any further action. Steve Stofflet Red Flags & Your Rights As An Investor Of course, Steve Stofflet did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steve Stofflet at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Steve Stofflet has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Steve Stofflet If you have questions about J.P. Morgan Securities LLC and/or Steve Stofflet and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Stephen Mills of Morgan Stanley

DID STEPHEN WEBER MILLS CAUSE YOU INVESTMENT LOSSES? Stephen Mills Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Stephen Mills Customer Complaint Stephen Mills has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to prevent conversion of funds by a POA from accounts of a now deceased client. Morgan Stanley settled the customer complaint for $695,000. Stephen Mills Red Flags & Your Rights As An Investor Of course, Stephen Mills did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Mills at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Stephen Mills has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Stephen Mills If you have questions about Morgan Stanley and/or Stephen Mills and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Stephen Levin Corecap Investments, Inc.

DID STEPHEN ROBERT LEVIN CAUSE YOU INVESTMENT LOSSES? Stephen Levin Formerly With Corecap Investments, Inc. and LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Stephen Levin Customer Complaints Stephen Levin has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Berthel Fisher and Co. Financial Services in favor of the investors. Allegations Against Stephen Levin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stephen Levin Red Flags & Your Rights As An Investor Of course, Stephen Levin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Levin at Corecap Investments, Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Stephen Levin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Corecap Investments, Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Corecap Investments, Inc. Due To Stephen Levin If you have questions about Corecap Investments, Inc., LPL Financial LLC and/or Stephen Levin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading