FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jul 4, 2023

Shawn McChesney formerly with Innovation Partners LLC

DID SHAWN PAUL MCCHESNEY CAUSE YOU INVESTMENT LOSSES? Shawn McChesney Formerly With Innovation Partners LLC, Newbridge Securities Corporation and Alexander Capital, L.P. Has A Customer Complaint For Alleged Broker Misconduct Shawn McChesney Customer Complaint Shawn McChesney has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were negligence, unsuitable investment recommendations, and lack of authority to invest in a mutual fund. First Securities Northwest settled the customer complaint in favor of the investor. Shawn McChesney Red Flags & Your Rights As An Investor Of course, Shawn McChesney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shawn McChesney at Innovation Partners LLC, Newbridge Securities Corporation and Alexander Capital, L.P. on alert to review carefully the activity and performance of their accounts and question whether Shawn McChesneyhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Innovation Partners LLC, Newbridge Securities Corporation and Alexander Capital, L.P. also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Innovation Partners LLC Due To Shawn McChesney If you have questions about Innovation Partners LLC, Newbridge Securities Corporation, Alexander Capital, L.P. and/or Shawn McChesney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 4, 2023

Shawn Hawke of Paychex Securities Corporation

DID SHAWN DANIEL HAWKE CAUSE YOU INVESTMENT LOSSES? Shawn Hawke Of Paychex Securities Corporation And Formerly With AXA Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Shawn Hawke Customer Complaint Shawn Hawke has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation of an insurance policy. Equitable Advisors settled the customer complaint in favor of the investor. Shawn Hawke Red Flags & Your Rights As An Investor Of course, Shawn Hawke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shawn Hawke at Paychex Securities Corporation and AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Shawn Hawke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Paychex Securities Corporation and AXA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Paychex Securities Corporation Due To Shawn Hawke If you have questions about Paychex Securities Corporation, AXA Advisors, LLC and/or Shawn Hawke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 4, 2023

Shawn Parker formerly with Ameriprise Financial Services, LLC

DID SHAWN ELIZABETH PARKER CAUSE YOU INVESTMENT LOSSES? Shawn Parker Formerly With Ameriprise Financial Services, LLC Has 8 Customer Complaints For Alleged Broker Misconduct Shawn Parker Customer Complaints Shawn Parker has been the subject of 8 customer complaints that we know about to recover investment losses. One customer complaint was settled by Ameriprise Financial Services in favor of the investor. The other 7 customer complaints were denied and, to date, the investors have not taken any further action. Allegations Against Shawn Parker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Shawn Parker Red Flags & Your Rights As An Investor Of course, Shawn Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shawn Parker at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Shawn Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Shawn Parker If you have questions about Ameriprise Financial Services, LLC and/or Shawn Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 4, 2023

Shaun Weber of Edward Jones

DID SHAUN M WEBER CAUSE YOU INVESTMENT LOSSES? Shaun Weber Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Shaun Weber Customer Complaint Shaun Weber has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to advise customer that taking a RMD from her variable annuity would reduce her monthly payments and further that the financial advisor invested RMDs in non-retirement accounts without her permission. Edward Jones denied the customer complaint and, to date, the investor has not taken any further action. Shaun Weber Red Flags & Your Rights As An Investor Of course, Shaun Weber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shaun Weber at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Shaun Weber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Shaun Weber If you have questions about Edward Jones and/or Shaun Weber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 3, 2023

Sharon Kwan of Globalink Securities, Inc.

DID SHARON MELINDA KWAN CAUSE YOU INVESTMENT LOSSES? Sharon Kwan Of Globalink Securities, Inc. And Formerly With Royal Alliance Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Sharon Kwan Customer Complaints Sharon Kwan has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by her former employer and, to date, the customers have not taken any further action. Allegations Against Sharon Kwan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sharon Kwan Red Flags & Your Rights As An Investor Of course, Sharon Kwan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sharon Kwan at Globalink Securities, Inc. and Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sharon Kwan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Globalink Securities, Inc. and Royal Alliance Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Globalink Securities, Inc. Due To Sharon Kwan If you have questions about Globalink Securities, Inc., Royal Alliance Associates, Inc. and/or Sharon Kwan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 3, 2023

Shane Falcon formerly with National Securities Corporation

DID SHANE RENE FALCON CAUSE YOU INVESTMENT LOSSES? Shane Falcon Formerly With National Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Shane Falcon Customer Complaints Shane Falcon has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by National Securities Corp. in favor of the investor. The brokerage firm denied the other customer complaint and no further action was taken. Allegations Against Shane Falcon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Shane Falcon Red Flags & Your Rights As An Investor Of course, Shane Falcon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shane Falcon at National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Shane Falcon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At National Securities Corporation Due To Shane Falcon If you have questions about National Securities Corporation and/or Shane Falcon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 2, 2023

Seth Mason formerly with Morgan Stanley

DID SETH GORDON MASON CAUSE YOU INVESTMENT LOSSES? Seth Mason Formerly With Morgan Stanley Has 7 Customer Complaints For Alleged Broker Misconduct Seth Mason Customer Complaints Seth Mason has been the subject of 7 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Seth Mason’s employers in favor of the investor. Two of the customer complaints were denied and, to date, the investors have taken no further action. There is currently one arbitration proceeding still pending for Seth Mason’s alleged misconduct. Allegations Against Seth Mason A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Seth Mason Red Flags & Your Rights As An Investor Of course, Seth Mason did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Seth Mason at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Seth Mason has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Seth Mason If you have questions about Morgan Stanley and/or Seth Mason and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 2, 2023

Seth Renaud of Commonwealth Financial Network

DID SETH AARON RENAUD CAUSE YOU INVESTMENT LOSSES? Seth Renaud Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Seth Renaud Customer Complaint Seth Renaud has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendations of investments in Excess Energy and Power, FS Capital Corp., and various REITs. Seth Renaud Red Flags & Your Rights As An Investor Of course, Seth Renaud did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Seth Renaud at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Seth Renaud has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Seth Renaud If you have questions about Commonwealth Financial Network and/or Seth Renaud and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 2, 2023

Sean Grubb of Northwest Investment Advisors, Inc.

DID SEAN MICHAEL GRUBB CAUSE YOU INVESTMENT LOSSES? Sean Grubb Of Northwest Investment Advisors, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Sean Grubb Customer Complaints Sean Grubb has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration resulted in an award of $360,000 in favor of the investor. The other 3 customer complaints were settled by Northwest Investment Advisors in favor of the investors. Allegations Against Sean Grubb A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sean Grubb Red Flags & Your Rights As An Investor Of course, Sean Grubb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Grubb at Northwest Investment Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sean Grubb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwest Investment Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwest Investment Advisors, Inc. Due To Sean Grubb If you have questions about Northwest Investment Advisors, Inc. and/or Sean Grubb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 1, 2023

Sean Kelly formerly with Center Street Securities, Inc.

DID SEAN JOSEPH KELLY CAUSE YOU INVESTMENT LOSSES? Sean Kelly Formerly With Center Street Securities, Inc. and Capital Financial Services, Inc. Has 10 Customer Complaints For Alleged Broker Misconduct Sean Kelly Customer Complaints Sean Kelly has been the subject of 10 customer complaints that we know about to recover investment losses. Two of the customer complaints resulted in arbitration awards being entered against Sean Kelly’s employers for his alleged misconduct. Two of the customer complaints were settled in favor of the investors. Another two customer complaints were denied. There are currently 4 FINRA arbitration proceedings pending against Sean Kelly’s former employers for his alleged misconduct. Allegations Against Sean Kelly A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sean Kelly Red Flags & Your Rights As An Investor Of course, Sean Kelly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Kelly at Center Street Securities, Inc. and Capital Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sean Kelly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Inc. and Capital Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Center Street Securities, Inc. Due To Sean Kelly If you have questions about Center Street Securities, Inc., Capital Financial Services, Inc. and/or Sean Kelly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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