FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Scott Barcomb of Berthel, Fisher & Company Financial Services, Inc.

DID SCOTT CALLIS BARCOMB CAUSE YOU INVESTMENT LOSSES? Scott Barcomb Of Berthel, Fisher & Company Financial Services, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Scott Barcomb Customer Complaints Scott Barcomb has been the subject of 5 customer complaints that we know about to recover investment losses. All 5 customer complaints were  settled by Berthel, Fisher & Company Financial Services, Inc. In favor of the investors. Allegations Against Scott Barcomb A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Barcomb Red Flags & Your Rights As An Investor Of course, Scott Barcomb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Barcomb at Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Barcomb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel, Fisher & Company Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Berthel, Fisher & Company Financial Services, Inc. Due To Scott Barcomb If you have questions about Berthel, Fisher & Company Financial Services, Inc. and/or Scott Barcomb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Scott Fries formerly with Transamerica Financial Advisors, Inc.

DID SCOTT ALLEN FRIES CAUSE YOU INVESTMENT LOSSES? Scott Fries Formerly With Transamerica Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Scott Fries Customer Complaint Scott Fries has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative solicited the customer to invest money through the advisor’s own LLC and the customer has not received any of his money back. Transamerica Financial Advisors denied the customer complaint and, to date, the customer has not taken any further action Scott Fries Red Flags & Your Rights As An Investor Of course, Scott Fries did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Fries at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Fries has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Scott Fries If you have questions about Transamerica Financial Advisors, Inc. and/or Scott Fries and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Scott Sideras of D.A. Davidson & Co.

DID SCOTT ALLAN SIDERAS CAUSE YOU INVESTMENT LOSSES? Scott Sideras Of D.A. Davidson & Co. Has 3 Customer Complaints For Alleged Broker Misconduct Scott Sideras Customer Complaints Scott Sideras has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an arbitration award in favor of the investor for over $329,000. Another customer complaint was settled by D. A. Davidson & Co. in favor of the investor. The other customer complaint was denied by Scott Sideras’ former employer and the customer took no further action. Allegations Against Scott Sideras A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Sideras Red Flags & Your Rights As An Investor Of course, Scott Sideras did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Sideras at D.A. Davidson & Co. on alert to review carefully the activity and performance of their accounts and question whether Scott Sideras has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At D.A. Davidson & Co. Due To Scott Sideras If you have questions about D.A. Davidson & Co. and/or Scott Sideras and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Schuyler Grey, III of Morgan Stanley

DID SCHUYLER E GREY III CAUSE YOU INVESTMENT LOSSES? Schuyler Grey, III Of Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Schuyler Grey, III Customer Complaints Schuyler Grey, III has been the subject of 5 customer complaints that we know about to recover investment losses. Four customer complaints was settled by UBS Financial Securities in favor of the investors. Morgan Stanley denied the other customer complaint and the customer took no further action. Allegations Against Schuyler Grey, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Schuyler Grey, III Red Flags & Your Rights As An Investor Of course, Schuyler Grey, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Schuyler Grey, III at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Schuyler Grey, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Schuyler Grey, III If you have questions about Morgan Stanley and/or Schuyler Grey, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sarah Montoya of Morgan Stanley

DID SARAH GABRIELLE MONTOYA CAUSE YOU INVESTMENT LOSSES? Sarah Montoya Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Sarah Montoya Customer Complaint Sarah Montoya has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the risks associated with an option call strategy in customer’s account was not fully explained. Morgan Stanley denied the customer complaint and, to date, the investor has not taken any further action. Sarah Montoya Red Flags & Your Rights As An Investor Of course, Sarah Montoya did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sarah Montoya at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Sarah Montoya has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Sarah Montoya If you have questions about Morgan Stanley and/or Sarah Montoya and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sara Rhodes of Bankers Life Securities, Inc.

DID SARA CRUMPLEY RHODES CAUSE YOU INVESTMENT LOSSES? Sara Rhodes Of Bankers Life Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Sara Rhodes Customer Complaint Sara Rhodes has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the adviser misrepresented the terms of a guaranteed lifetime income annuity. Bankers Life Securities, Inc. denied the customer complaint and, to date, the investor has not taken any further action. Sara Rhodes Red Flags & Your Rights As An Investor Of course, Sara Rhodes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sara Rhodes at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sara Rhodes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Sara Rhodes If you have questions about Bankers Life Securities, Inc. and/or Sara Rhodes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sandy Dorson of Cetera Advisor Networks LLC

DID SANDY L DORSON CAUSE YOU INVESTMENT LOSSES? Sandy Dorson Of Cetera Advisor Networks LLC And Formerly With Voya Financial Advisors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Sandy Dorson Customer Complaints Sandy Dorson has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied and, to date, the investors have not taken any further action. Allegations Against Sandy Dorson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sandy Dorson Red Flags & Your Rights As An Investor Of course, Sandy Dorson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sandy Dorson at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sandy Dorson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Sandy Dorson If you have questions about  Cetera Advisor Networks LLC, Voya Financial Advisors, Inc. and/or Sandy Dorson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Samuel Vriezema formerly with Edward Jones

DID SAMUEL WAYNE VRIEZEMA CAUSE YOU INVESTMENT LOSSES? Samuel Vriezema Formerly With Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct Samuel Vriezema Customer Complaints Samuel Vriezema has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Edward Jones in favor of the investors. The brokerage firm denied the other customer complaint and no further action was taken. Allegations Against Samuel Vriezema A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Samuel Vriezema Red Flags & Your Rights As An Investor Of course, Samuel Vriezema did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Samuel Vriezema at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Samuel Vriezema has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Samuel Vriezema If you have questions about Edward Jones and/or Samuel Vriezema and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Samuel Izaguirre of LPL Financial LLC

DID SAMUEL IZAGUIRRE CAUSE YOU INVESTMENT LOSSES? Samuel Izaguirre Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Samuel Izaguirre Customer Complaint Samuel Izaguirre has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer was misled in connection with the alternative investments and annuity purchased in her account. LPL Financial settled the customer dispute in favor of the investor. Samuel Izaguirre Red Flags & Your Rights As An Investor Of course, Samuel Izaguirre did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Samuel Izaguirre at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Samuel Izaguirre has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Samuel Izaguirre If you have questions about LPL Financial LLC and/or Samuel Izaguirre and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Samuel Coquillard formerly with Pacific Global Fund Distributors, Inc.

DID SAMUEL CLARKE COQUILLARD CAUSE YOU INVESTMENT LOSSES? Samuel Coquillard Formerly With Pacific Global Fund Distributors, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Samuel Coquillard Customer Complaint Samuel Coquillard has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were this management of brokerage account. The customer dispute filed against Pacific Global Investment Management company for Samuel Coquillard’s alleged mismanagement of the account is still pending. Samuel Coquillard Red Flags & Your Rights As An Investor Of course, Samuel Coquillard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Samuel Coquillard at Pacific Global Fund Distributors, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Samuel Coquillard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pacific Global Fund Distributors, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pacific Global Fund Distributors, Inc. Due To Samuel Coquillard If you have questions about Pacific Global Fund Distributors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Samuel Coquillard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading