FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Sep 5, 2023

Brandon Horton of Ameriprise Financial Services, LLC

DID BRANDON ASHLEY HORTON CAUSE YOU INVESTMENT LOSSES? Brandon Horton Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Brandon Horton Customer Complaint Brandon Horton has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor recommended unsuitable investments for customer’s portfolio. The customer complaint was recently made to Ameriprise Financial Services and is still pending. Brandon Horton Red Flags & Your Rights As An Investor Of course, Brandon Horton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brandon Horton at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Brandon Horton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Brandon Horton If you have questions about Ameriprise Financial Services, LLC and/or Brandon Horton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 5, 2023

Bobby Aycock of Morgan Stanley

DID BOBBY GERALD AYCOCK CAUSE YOU INVESTMENT LOSSES? Bobby Aycock Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Bobby Aycock Customer Complaint Bobby Aycock has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the adviser did not act in customer’s best interest with respect to management of portfolio. The customer complaint was recently filed and is still pending in the FINRA arbitration forum. Bobby Aycock Red Flags & Your Rights As An Investor Of course, Bobby Aycock did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bobby Aycock at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Bobby Aycock has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Bobby Aycock If you have questions about Morgan Stanley and/or Bobby Aycock and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 5, 2023

Arthur Caruso of Morgan Stanley

DID ARTHUR CARUSO CAUSE YOU INVESTMENT LOSSES? Arthur Caruso Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Arthur Caruso Customer Complaints Arthur Caruso has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by UBS Financial Services and its predecessor in favor of the investors. The other customer complaint recently filed against Morgan Stanley is still a pending FINRA arbitration proceeding. Allegations Against Arthur Caruso A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Arthur Caruso Red Flags & Your Rights As An Investor Of course, Arthur Caruso did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Arthur Caruso at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Arthur Caruso has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Arthur Caruso If you have questions about Morgan Stanley and/or Arthur Caruso and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 4, 2023

Archibald McMichael III of Avantax Investment Services, Inc.

DID ARCHIBALD WILLIAM MCMICHAEL III CAUSE YOU INVESTMENT LOSSES? Archibald McMichael III Of Avantax Investment Services, Inc. And Formerly With Lifemark Securities Corp. Has 2 Customer Complaints For Alleged Broker Misconduct Archibald McMichael III Customer Complaints Archibald McMichael III has been the subject of 2 customer complaints that we know about recovering investment losses. One customer complaint was denied by LifeMark Securities Corp. and, to date, the investor has not taken any further action. The other customer complaint against the same firm was recently filed and is still pending in a FINRA arbitration proceeding. Allegations Against Archibald McMichael III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Archibald McMichael III Red Flags & Your Rights As An Investor Of course, Archibald McMichael III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Archibald McMichael III at Avantax Investment Services, Inc. and Lifemark Securities Corp. on alert to review carefully the activity and performance of their accounts and question whether Archibald McMichael III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. and Lifemark Securities Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Archibald McMichael III If you have questions about Avantax Investment Services, Inc., Lifemark Securities Corp. and/or Archibald McMichael III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 4, 2023

Anthony Makransky of LPL Financial LLC

DID ANTHONY GEORGE MAKRANSKY CAUSE YOU INVESTMENT LOSSES? Anthony Makransky Of LPL Financial LLC And Formerly With Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Anthony Makransky Customer Complaints Anthony Makransky has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Bank of America Investment Services in favor of the investor. The other customer complaint was recently filed against Ameriprise Financial Services for the advisor’s alleged misconduct and is still pending. Allegations Against Anthony Makransky A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Anthony Makransky Red Flags & Your Rights As An Investor Of course, Anthony Makransky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Makransky at LPL Financial LLC and Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Anthony Makransky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Anthony Makransky If you have questions about LPL Financial LLC, Ameriprise Financial Services, LLC and/or Anthony Makransky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 4, 2023

Andrew Brookman of Aegis Capital Corp

DID ANDREW MICHAEL BROOKMAN CAUSE YOU INVESTMENT LOSSES? Andrew Brookman Of Aegis Capital Corp And Formerly With LPL Financial LLC and Oppenheimer & Co. Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Andrew Brookman Customer Complaints Andrew Brookman has been the subject of 4 customer complaints that we know about recovering investment losses. Two of the customer complaints were settled by LPL Financial and Brill Securities in favor of the investors. One customer complaint was denied by Ages Capital Corp. and later withdrawn. The other customer complaint against LPL Financial for Andrew Brookman’s alleged misconduct was recently filed and is still pending. Allegations Against Alex Mathis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Andrew Brookman Red Flags & Your Rights As An Investor Of course, Andrew Brookman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Brookman at Aegis Capital Corp, LPL Financial LLC and Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Brookman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp, LPL Financial LLC and Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp Due To Andrew Brookman If you have questions about Aegis Capital Corp, LPL Financial LLC, Oppenheimer & Co. Inc. and/or Andrew Brookman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 4, 2023

Andres Alminana of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ANDRES ALMINANA CAUSE YOU INVESTMENT LOSSES? Andres Alminana Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Andres Alminana Customer Complaint Andres Alminana has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an improper solicitation of an account. The complaint was recently filed and is still pending with Merrill Lynch, Pierce, Fenner & Smith. Andres Alminana Red Flags & Your Rights As An Investor Of course, Andres Alminana did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andres Alminana at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Andres Alminana has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Andres Alminana If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Andres Alminana and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 4, 2023

Andrea Collins of Charles Schwab & Co., Inc.

DID ANDREA COLLINS CAUSE YOU INVESTMENT LOSSES? Andrea Collins Of Charles Schwab & Co., Inc. And Formerly With CNR Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Andrea Collins Customer Complaint Andrea Collins has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser converted shares of Berkshire Hathaway A shares to Berkshire Hathaway B shares without customer’s authorization. Charles Schwab and Co. denied the customer complaint recently and so far, the investor has not filed any further proceedings. Andrea Collins Red Flags & Your Rights As An Investor Of course, Andrea Collins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrea Collins at Charles Schwab & Co., Inc. and CNR Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Andrea Collins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. and CNR Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Andrea Collins If you have questions about Charles Schwab & Co., Inc., CNR Securities, LLC and/or Andrea Collins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 3, 2023

Alfred Bozzo III of Morgan Stanley

DID ALFRED RICHARD BOZZO JR CAUSE YOU INVESTMENT LOSSES? Alfred Bozzo III Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Alfred Bozzo III Customer Complaint Alfred Bozzo III has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were excessive trading with respect to investments made during 2021 through 2023. The civil court action is still pending in the Southern District Court of Texas against Morgan Stanley for Alfred Bozzo’s alleged misconduct. Alfred Bozzo III Red Flags & Your Rights As An Investor Of course, Alfred Bozzo III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfred Bozzo III at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Alfred Bozzo III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Alfred Bozzo III If you have questions about Morgan Stanley and/or Alfred Bozzo III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 3, 2023

Alfonso Boneta of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ALFONSO LUIS BONETA CAUSE YOU INVESTMENT LOSSES? Alfonso Boneta Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With UBS Financial Services Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Alfonso Boneta Customer Complaints Alfonso Boneta has been the subject of 7 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by UBS Financial Services in favor the investors. The other 3 customer complaints filed against Alfonso Boneta’s current and former employers were denied and, to date, the investors have not taken any further action. Allegations Against Alex Mathis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alfonso Boneta Red Flags & Your Rights As An Investor Of course, Alfonso Boneta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfonso Boneta at Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Alfonso Boneta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Alfonso Boneta If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc. and/or Alfonso Boneta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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