FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Sep 3, 2023

Alex Mathis of Western International Securities, Inc.

DID ALEX BOYD MATHIS CAUSE YOU INVESTMENT LOSSES? Alex Mathis Of Western International Securities, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Alex Mathis Customer Complaints Alex Mathis has been the subject of 5 customer complaints that we know about recovering investment losses. Two of the customer complaints were settled by Western International Securities and Merrill Lynch Pierce Fenner and Smith in favor of the investors. The other 3 customer complaints were denied by Alex Mathis’ current and former employers and, to date, the investors have not taken any further action. Allegations Against Alex Mathis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alex Mathis Red Flags & Your Rights As An Investor Of course, Alex Mathis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alex Mathis at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alex Mathis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Alex Mathis If you have questions about Western International Securities, Inc. and/or Alex Mathis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 3, 2023

Albert Crimaldi of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ALBERT ROSS CRIMALDI CAUSE YOU INVESTMENT LOSSES? Albert Crimaldi Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Albert Crimaldi Customer Complaint Albert Crimaldi has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading in February 2023. The customer complaint with Merrill Lynch Pierce Fenner and Smith was recently filed and is still pending. Albert Crimaldi Red Flags & Your Rights As An Investor Of course, Albert Crimaldi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Albert Crimaldi at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Albert Crimaldi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Albert Crimaldi If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Albert Crimaldi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 2, 2023

Alan Mann of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ALAN STEVEN MANN CAUSE YOU INVESTMENT LOSSES? Alan Mann Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Alan Mann Customer Complaints Alan Mann has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award in the amount of $2,475,000 in favor of the investor. Another customer complaint was denied by Morgan Stanley and the customer took no further action. There is currently one pending court case in Clark County Nevada against Merrill Lynch Pierce Fenner and Smith for Alan Mann’s alleged misconduct. Allegations Against Alan Mann A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alan Mann Red Flags & Your Rights As An Investor Of course, Alan Mann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Mann at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Alan Mann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Alan Mann If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Alan Mann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 2, 2023

David Macchia of Equitable Advisors, LLC

DID DAVID MACCHIA CAUSE YOU INVESTMENT LOSSES? David Macchia Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct David Macchia Customer Complaint David Macchia has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser made an unsuitable recommendation to invest in a variable annuity contract. The customer complaint was settled by Equitable Advisors in favor of the investor for a total payment of $690,000 by the company and adviser. David Macchia Red Flags & Your Rights As An Investor Of course, David Macchia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Macchia at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether David Macchia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To David Macchia If you have questions about Equitable Advisors, LLC and/or David Macchia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 2, 2023

Kyle Lucas of Equitable Advisors, LLC

DID KYLE JOSEPH LUCAS CAUSE YOU INVESTMENT LOSSES? Kyle Lucas Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Kyle Lucas Customer Complaints Kyle Lucas has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Equitable Advisors in favor of the investor. The other customer complaint was denied by AXA Advisors and the customer took no further action. Allegations Against Kyle Lucas A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kyle Lucas Red Flags & Your Rights As An Investor Of course, Kyle Lucas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Lucas at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Kyle Lucas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Kyle Lucas If you have questions about Equitable Advisors, LLC and/or Kyle Lucas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 1, 2023

Daniel Loy of Independent Financial Group, LLC

DID DANIEL TUAN KIEN LOY CAUSE YOU INVESTMENT LOSSES? Daniel Loy Of Independent Financial Group, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Daniel Loy Customer Complaints Daniel Loy has been the subject of 4 customer complaints that we know about investors seeking to recover investment losses. Two of the customer complaints are settled by VOYA Financial Advisors in favor of the investors. The other 2 customer complaints were denied by Daniel Loy’s former employers and, to date, the customers have not taken any further action. Allegations Against Daniel Loy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Daniel Loy Red Flags & Your Rights As An Investor Of course, Daniel Loy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Loy at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Loy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Daniel Loy If you have questions about Independent Financial Group, LLC and/or Daniel Loy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 1, 2023

Matthew Loverine of Sagepoint Financial, Inc.

DID MATTHEW E LOVERINE CAUSE YOU INVESTMENT LOSSES? Matthew Loverine Of Sagepoint Financial, Inc. And Formerly With MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Matthew Loverine Customer Complaints Matthew Loverine has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by MetLife in favor of the investor. The other customer complaint was denied by Sagepoint Financial and the investor took no further action. Allegations Against Matthew Loverine A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Loverine Red Flags & Your Rights As An Investor Of course, Matthew Loverine did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Loverine at Sagepoint Financial, Inc. and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Matthew Loverine has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Matthew Loverine If you have questions about Sagepoint Financial, Inc., MML Investors Services, LLC and/or Matthew Loverine and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 1, 2023

Adam Lory of Edward Jones

DID ADAM LORY CAUSE YOU INVESTMENT LOSSES? Adam Lory Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Adam Lory Customer Complaint Adam Lory has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose monthly service fees that increases as customer ages in a Length can variable universal life insurance policy. Edward Jones denied the customer complaint recently and so far no further action has been taken by the investor. Adam Lory Red Flags & Your Rights As An Investor Of course, Adam Lory did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Lory at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Adam Lory has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Adam Lory If you have questions about Edward Jones and/or Adam Lory and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 1, 2023

Thomas Livaccari of UBS Financial Services Inc.

DID THOMAS JOSEPH LIVACCARI CAUSE YOU INVESTMENT LOSSES? Thomas Livaccari Of UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Thomas Livaccari Customer Complaints Thomas Livaccari has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by UBS Financial Services in favor of the investor. The other 2 customer complaints were denied by the brokerage firm and, to date, the customers have not taken any further action. Allegations Against Thomas Livaccari A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Livaccari Red Flags & Your Rights As An Investor Of course, Thomas Livaccari did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Livaccari at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Livaccari has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Thomas Livaccari If you have questions about UBS Financial Services Inc. and/or Thomas Livaccari and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 1, 2023

Roberto Leslie of Infinex Investments, Inc.

DID ROBERTO FRANCISCO LESLIE CAUSE YOU INVESTMENT LOSSES? Roberto Leslie Of Infinex Investments, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Roberto Leslie Customer Complaints Roberto Leslie has been the subject of 8 customer complaints that we know about to recover investment losses. Four of the customer complaints are settled by the advisors former employer Essex National Securities in favor of the investors. Three of the customer complaints were denied by the brokerage firm and, today, the investors have not taken any further action. There is currently one pending FINRA arbitration proceeding against Infinex Investments for Roberto Leslie’s alleged misconduct. Allegations Against Roberto Leslie A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Roberto Leslie Red Flags & Your Rights As An Investor Of course, Roberto Leslie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roberto Leslie at Infinex Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Roberto Leslie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinex Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Infinex Investments, Inc. Due To Roberto Leslie If you have questions about Infinex Investments, Inc. and/or Roberto Leslie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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