FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jun 22, 2023

Russell Chaney of Wells Fargo Clearing Services, LLC

DID RUSSELL BOSWORTH CHANEY CAUSE YOU INVESTMENT LOSSES? Russell Chaney Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Russell Chaney Customer Complaint Russell Chaney has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the adviser placed 40% of the assets of the trust into two stocks. Wells Fargo Advisors denied the customer complaint and, to date, the investor has not taken any further action. Russell Chaney Red Flags & Your Rights As An Investor Of course, Russell Chaney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Chaney at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Russell Chaney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Russell Chaney If you have questions about Wells Fargo Clearing Services, LLC and/or Russell Chaney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 21, 2023

Ruben Morfin of Morgan Stanley

DID RUBEN RAMIREZ MORFIN CAUSE YOU INVESTMENT LOSSES? Ruben Morfin Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Ruben Morfin Customer Complaint Ruben Morfin has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were recommendation to liquidate securities prior to transferring out of the account was not in customer’s best interest. Morgan Stanley denied the customer complaint and to date, no further action has been taken by the investor against the brokerage firm or adviser. Ruben Morfin Red Flags & Your Rights As An Investor Of course, Ruben Morfin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ruben Morfin at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ruben Morfin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ruben Morfin If you have questions about Morgan Stanley and/or Ruben Morfin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 21, 2023

Roxann Romano of Morgan Stanley

DID ROXANN GERALDINE ROMANO CAUSE YOU INVESTMENT LOSSES? Roxann Romano Of Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Roxann Romano Customer Complaints Roxann Romano has been the subject of 5 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Roxann Romano’s employer’s in favor of the investors. The other 2 customer complaints were denied by UBS Financial Services customers took no further action. Allegations Against Roxann Romano A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Roxann Romano Red Flags & Your Rights As An Investor Of course, Roxann Romano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roxann Romano at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Roxann Romano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Roxann Romano If you have questions about Morgan Stanley and/or Roxann Romano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 21, 2023

Ross Berman formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ROSS BERMAN CAUSE YOU INVESTMENT LOSSES? Ross Berman Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Ross Berman Customer Complaint Ross Berman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations of closed-end funds in exchange created funds. Merrill Lynch, Pierce Fenner & Smith denied the customer complaint and to date, investor has not taken any further action against the brokerage firm for the adviser. Ross Berman Red Flags & Your Rights As An Investor Of course, Ross Berman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ross Berman at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Ross Berman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Ross Berman If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Ross Berman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 20, 2023

Ronald Littlehale, Jr. formerly with Morgan Stanley

DID RONALD WILLIAM LITTLEHALE JR CAUSE YOU INVESTMENT LOSSES? Ronald Littlehale, Jr. Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Ronald Littlehale, Jr. Customer Complaint Ronald Littlehale, Jr. has been the subject ofat least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to the purchase of a fixed income annuity. Morgan Stanley denied the customer complaint and today, the investor is not taking any further action. Ronald Littlehale, Jr. Red Flags & Your Rights As An Investor Of course, Ronald Littlehale, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Littlehale, Jr. at Morgan Stanleyon alert to review carefully the activity and performance of their accounts and question whether Ronald Littlehale, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanleyalso raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ronald Littlehale, Jr. If you have questions about Morgan Stanley and/or Ronald Littlehale, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 19, 2023

Ronald Metcalf, Jr. of Cetera Advisor Networks LLC

DID RONALD FRANKLIN METCALF JR CAUSE YOU INVESTMENT LOSSES? Ronald Metcalf, Jr. Of Cetera Advisor Networks LLC And Formerly Voya Financial Advisors, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Ronald Metcalf, Jr. Customer Complaints Ronald Metcalf, Jr. has been the subject of 9 customer complaints that we know about to recover investment losses. All 9 customer complaints were settled by Voya Financial Advisors in favor of the investors. Allegations Against Ronald Metcalf, Jr. The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses were for failure to supervise registered representatives under his control in connection with the offer and sale of REITs investments that were misrepresented and/or unsuitable investment recommendations. Ronald Metcalf, Jr. Red Flags & Your Rights As An Investor Of course, Ronald Metcalf, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Metcalf, Jr. at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ronald Metcalf, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Ronald Metcalf, Jr. If you have questions about Cetera Advisor Networks LLC, Voya Financial Advisors, Inc. and/or Ronald Metcalf, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 19, 2023

Ronald Nagy of Wells Fargo Clearing Services, LLC

DID RONALD ANDREW NAGY CAUSE YOU INVESTMENT LOSSES? Ronald Nagy Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Ronald Nagy Customer Complaint Ronald Nagy has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were he did not inform customer some of his investments had to be sold to facilitate the transfer of his account or that the sales would result in tax consequences. Wells Fargo Advisors settled the customer complaint in favor of the investor. Ronald Nagy Red Flags & Your Rights As An Investor Of course, Ronald Nagy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Nagy at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ronald Nagy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Ronald Nagy If you have questions about Wells Fargo Clearing Services, LLC and/or Ronald Nagy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 18, 2023

Roger Sherman-Rivera of Alight Financial Solutions, LLC

DID ROGER LOUIS SHERMAN-RIVERA CAUSE YOU INVESTMENT LOSSES? Roger Sherman-Rivera Of Alight Financial Solutions, LLC And Formerly With MML Investors Services, LLC and AXA Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Roger Sherman-Rivera Customer Complaint Roger Sherman-Rivera has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations, overconcentration of client’s portfolio in Puerto Rico denominated securities, fraud, breach of fiduciary duty, and violations of securities laws and regulations. Santander Securities settled the customer complaint in favor of the investor. Roger Sherman-Rivera Red Flags & Your Rights As An Investor Of course, Roger Sherman-Rivera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roger Sherman-Rivera at Alight Financial Solutions, LLC, MML Investors Services, LLC and AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Roger Sherman-Rivera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Alight Financial Solutions, LLC, MML Investors Services, LLC and AXA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Alight Financial Solutions, LLC Due To Roger Sherman-Rivera If you have questions about Alight Financial Solutions, LLC, MML Investors Services, LLC, AXA Advisors, LLC and/or Roger Sherman-Rivera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 18, 2023

Roderick Day formerly with Cabot Lodge Securities LLC

DID RODERICK KENNETH DAY CAUSE YOU INVESTMENT LOSSES? Roderick Day Formerly With Cabot Lodge Securities LLC, IFS Securities and Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Roderick Day Customer Complaint Roderick Day has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misappropriation under false pretenses. Securities America settled the customer complaint. Roderick Day Red Flags & Your Rights As An Investor Of course, Roderick Day did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roderick Day at Cabot Lodge Securities LLC, IFS Securities and Securities America, Inc, on alert to review carefully the activity and performance of their accounts and question whether Roderick Day has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cabot Lodge Securities LLC, IFS Securities and Securities America, Inc, also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cabot Lodge Securities LLC Due To Roderick Day If you have questions about Cabot Lodge Securities LLC, IFS Securities, Securities America, Inc, and/or Roderick Day and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 16, 2023

Robert Bradley of LPL Financial LLC

DID ROBERT WAYNE BRADLEY CAUSE YOU INVESTMENT LOSSES? Robert Bradley Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Robert Bradley Customer Complaint Robert Bradleyhas been the subject ofat least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor recommended investment inconsistent with the investor’s growth and income objective. LPL Financial settled the customer complaint in favor of the investor. Robert Bradley Red Flags & Your Rights As An Investor Of course, Robert Bradley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Bradley at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Bradley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Robert Bradley If you have questions about LPL Financial LLC and/or Robert Bradley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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