FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Aug 29, 2023

Keith Kelt of Kovack Securities Inc.

DID KEITH LANDON KELT CAUSE YOU INVESTMENT LOSSES? Keith Kelt Of Kovack Securities Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Keith Kelt Customer Complaints Keith Kelt has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled in favor of the investors. There is one customer complaint pending in a FINRA arbitration proceeding against TKG Financial for Keith Kelt’s alleged misconduct. Allegations Against Keith Kelt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Keith Kelt Red Flags & Your Rights As An Investor Of course, Keith Kelt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Kelt at Kovack Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Keith Kelt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kovack Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kovack Securities Inc. Due To Keith Kelt If you have questions about Kovack Securities Inc. and/or Keith Kelt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 29, 2023

Dwight Kay of Finex Capital, LLC

DID DWIGHT KRISTOPHER KAY CAUSE YOU INVESTMENT LOSSES? Dwight Kay Of Finex Capital, LLC And Formerly With Growth Capital Services, Inc. and Wealthforge Securities, LLC Has 7 Customer Complaints For Alleged Broker Misconduct Dwight Kay Customer Complaints Dwight Kay has been the subject of 7 customer complaints that we know about to recover investment losses. One customer complaint was denied by Independent Financial Group and the investor took no further action. The other 6 customer complaints recently filed are still pending and FINRA arbitration proceedings filed against Wealthforge Securities for Dwight Kay’s alleged misconduct. Allegations Against Dwight Kay A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Dwight Kay Red Flags & Your Rights As An Investor Of course, Dwight Kay did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dwight Kay at Finex Capital, LLC, Growth Capital Services, Inc. and Wealthforge Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Finex Capital, LLC, Growth Capital Services, Inc. and Wealthforge Securities, LLC has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Finex Capital, LLC, Growth Capital Services, Inc. and Wealthforge Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Finex Capital, LLC Due To Dwight Kay If you have questions about Finex Capital, LLC, Growth Capital Services, Inc. Wealthforge Securities, LLC and/or Dwight Kay and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 29, 2023

Rosita Kaufman of Morgan Stanley

DID ROSITA DY KAUFMAN CAUSE YOU INVESTMENT LOSSES? Rosita Kaufman Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Rosita Kaufman Customer Complaints Rosita Kaufman has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Smith Barney in favor of the investors. The other 2 customer complaints were denied by Rosita Kaufman’s former and current employers and, to date, the investors have not taken any further action. Allegations Against Rosita Kaufman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rosita Kaufman Red Flags & Your Rights As An Investor Of course, Rosita Kaufman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rosita Kaufman at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Rosita Kaufman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Rosita Kaufman If you have questions about Morgan Stanley and/or Rosita Kaufman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 28, 2023

Foti Kanos of Northwestern Mutual Investment Services, LLC

DID FOTI CHRYSTOPHER KANOS CAUSE YOU INVESTMENT LOSSES? Foti Kanos Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Foti Kanos Customer Complaint Foti Kanos has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an inappropriate recommendation to surrender a Jackson National variable annuity contract to purchase a Northwestern Mutual Fixed Portfolio Deferred Income Annuity. Northwestern Mutual Investment Services recently denied the customer complaint and, to date, no further action has been taken by the investor. Foti Kanos Red Flags & Your Rights As An Investor Of course, Foti Kanos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Foti Kanos at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Foti Kanos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Foti Kanos If you have questions about Northwestern Mutual Investment Services, LLC and/or Foti Kanos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 28, 2023

Julie Jones formerly with Oppenheimer & Co. Inc.

DID JULIE ADELLE JONES CAUSE YOU INVESTMENT LOSSES? Julie Jones Formerly With Oppenheimer & Co. Inc. Has 14 Customer Complaints For Alleged Broker Misconduct Julie Jones Customer Complaints Julie Jones has been the subject of 14 customer complaints that we know about seeking to recover investment losses. One of the customer complaints resulted in an arbitration award against At Oppenheimer and Co. for Julie Jones’s alleged misconduct in the amount of $14,571,404. Nine of the customer complaints were settled by Oppenheimer & Co. in favor of the investors. The other for customer complaints are still pending in FINRA arbitration proceedings.. Allegations Against Julie Jones The allegations made in the FINRA reported the arbitration award, arbitration claim settlements and/or pending complaints for investment losses are that Julie Jones and other representatives engaged in a Ponzi scheme. Julie Jones Red Flags & Your Rights As An Investor Of course, Julie Jones did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Julie Jones at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Julie Jones has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Julie Jones If you have questions about Oppenheimer & Co. Inc. and/or Julie Jones and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 28, 2023

Simon Joseph of Momentum Independent Network Inc.

DID SIMON MICHAEL JOSEPH CAUSE YOU INVESTMENT LOSSES? Simon Joseph Of Momentum Independent Network Inc. And Formerly With Truist Investment Services, Inc. and BB&T Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Simon Joseph Customer Complaints Simon Joseph has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Morgan Stanley in favor of the investors. The other customer complaint is pending in a recently filed FINRA arbitration proceeding against Truist Investment Services for Simon Joseph’s alleged misconduct. Allegations Against Simon Joseph A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Simon Joseph Red Flags & Your Rights As An Investor Of course, Simon Joseph did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Simon Joseph at Momentum Independent Network Inc., Truist Investment Services, Inc. and BB&T Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Simon Joseph has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Momentum Independent Network Inc., Truist Investment Services, Inc. and BB&T Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Momentum Independent Network Inc. Due To Simon Joseph If you have questions about Momentum Independent Network Inc., Truist Investment Services, Inc., BB&T Securities, LLC and/or Simon Joseph and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 28, 2023

Luke Johnson formerly with Coastal Equities, Inc.

DID LUKE MICHAEL JOHNSON CAUSE YOU INVESTMENT LOSSES? Luke Johnson Formerly With Coastal Equities, Inc. Has 25 Customer Complaints For Alleged Broker Misconduct Luke Johnson Customer Complaints Luke Johnson has been the subject of 25 customer complaints that we know about to recover investment losses. Twenty of the customer complaints were settled in the investor’s favor. Two customer complaints were denied and the investors took no further action. There are 3 customer complaints still pending and FINRA arbitration proceedings. Allegations Against Luke Johnson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Luke Johnson Red Flags & Your Rights As An Investor Of course, Luke Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luke Johnson at Coastal Equities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Luke Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Coastal Equities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Coastal Equities, Inc. Due To Luke Johnson If you have questions about Coastal Equities, Inc. and/or Luke Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 28, 2023

Aldric Johnson of NYLIFE Securities LLC

DID ALDRIC Y JOHNSON CAUSE YOU INVESTMENT LOSSES? Aldric Johnson of NYLIFE Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Aldric Johnson Customer Complaint Aldric Johnson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer was misled in connection with the purchase of a variable life insurance policy. NYLIFE Securities settled the customer complaint in favor of the investor. Aldric Johnson Red Flags & Your Rights As An Investor Of course, Aldric Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aldric Johnson at NYLIFE Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Aldric Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLIFE Securities LLC Due To Aldric Johnson If you have questions about NYLIFE Securities LLC and/or Aldric Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 27, 2023

Theodore Jenkin of Kestra Investment Services, LLC

DID THEODORE MICHAEL JENKIN CAUSE YOU INVESTMENT LOSSES? Theodore Jenkin Of Kestra Investment Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Theodore Jenkin Customer Complaints Theodore Jenkin has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was settled by Ameriprise Financial Services in favor of the investor. Another customer complaint was denied by Investacorp and the customer took no further action. The other customer complaint is pending in a recently filed FINRA arbitration proceeding against Kestra Investment Services for Theodore Jenkins alleged misconduct. Allegations Against Theodore Jenkin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Theodore Jenkin Red Flags & Your Rights As An Investor Of course, Theodore Jenkin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Jenkin at Kestra Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Theodore Jenkin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Theodore Jenkin If you have questions about Kestra Investment Services, LLC and/or Theodore Jenkin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 27, 2023

Thomas Jandt of Westpark Capital, Inc.

DID THOMAS EDWARD JANDT CAUSE YOU INVESTMENT LOSSES? Thomas Jandt Of Westpark Capital, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Thomas Jandt Customer Complaints Thomas Jandt has been the subject of 3 customer complaints that we know about to recover investment losses. Two of Thomas Jandt’s customer complaints were settled in favor of the investors. The other customer complaint is still pending in a recently filed FINRA arbitration proceeding. Allegations Against Thomas Jandt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Jandt Red Flags & Your Rights As An Investor Of course, Thomas Jandt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Jandt at Westpark Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Jandt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Westpark Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Westpark Capital, Inc. Due To Thomas Jandt If you have questions about Westpark Capital, Inc. and/or Thomas Jandt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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