FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Aug 25, 2023

Christopher Goebel of Ameriprise Financial Services, LLC

DID CHRISTOPHER RAYMOND GOEBEL CAUSE YOU INVESTMENT LOSSES? Christopher Goebel Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Christopher Goebel Customer Complaint Christopher Goebel has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor admitted to disclose terms of margin loan. Further, advisor made unsuitable recommendation to incur margin loan instead of liquidating investment. UBS Financial Services denied the customer complaint and, to date, no further action has been taken. Christopher Goebel Red Flags & Your Rights As An Investor Of course, Christopher Goebel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Goebel at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Goebel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Christopher Goebel If you have questions about Ameriprise Financial Services, LLC and/or Christopher Goebel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 24, 2023

Michael Giordano of Charles Schwab & Co., Inc.

DID MICHAEL GIORDANO CAUSE YOU INVESTMENT LOSSES? Michael Giordano Of Charles Schwab & Co., Inc. And Formerly With Ameriprise Financial Services, LLC and Stifel, Nicolaus & Company, Incorporated, Has A Customer Complaint For Alleged Broker Misconduct Michael Giordano Customer Complaint Michael Giordano has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendation. Charles Schwab recently denied the customer complaint and, to date, no further action has been taken. Michael Giordano Red Flags & Your Rights As An Investor Of course, Michael Giordano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Giordano at Charles Schwab & Co., Inc., Ameriprise Financial Services, LLC and Stifel, Nicolaus & Company on alert to review carefully the activity and performance of their accounts and question whether Michael Giordano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc., Ameriprise Financial Services, LLC, Stifel and Nicolaus & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Michael Giordano If you have questions about Charles Schwab & Co., Inc., Ameriprise Financial Services, LLC, Stifel, Nicolaus & Company and/or Michael Giordano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 24, 2023

Justin Gillham of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JUSTIN HOWARD BAKER GILLHAM CAUSE YOU INVESTMENT LOSSES? Justin Gillham Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Justin Gillham Customer Complaints Justin Gillham has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Merrill Lynch, Pierce, Fenner & Smith for $775,000 to the investor. Justin Gillham’s former employer denied the other customer complaint and no further action was taken. Allegations Against Justin Gillham A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Justin Gillham Red Flags & Your Rights As An Investor Of course, Justin Gillham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Gillham at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Justin Gillham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Justin Gillham If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Justin Gillham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 24, 2023

Loreen Gilbert of LPL Financial LLC

DID LOREEN M GILBERT CAUSE YOU INVESTMENT LOSSES? Loreen Gilbert Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Loreen Gilbert Customer Complaint Loreen Gilbert has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor recommended an unsuitable portfolio of investments. LPL Financial settled the customer complaint in favor of the investor. Loreen Gilbert Red Flags & Your Rights As An Investor Of course, Loreen Gilbert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Loreen Gilbert at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Loreen Gilbert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Loreen Gilbert If you have questions about LPL Financial LLC and/or Loreen Gilbert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 24, 2023

David Geake formerly with American Trust Investment Services, Inc.

DID DAVID RICHARD GEAKE CAUSE YOU INVESTMENT LOSSES? David Geake Formerly With American Trust Investment Services, Inc. and Ausdal Financial Partners, Inc. Has 24 Customer Complaints For Alleged Broker Misconduct David Geake Customer Complaints David Geake has been the subject of 24 customer complaints that we know about to recover investment losses. Eleven of David Geake’s 24 customer complaints were settled in favor of investors. Five of David Geake’s customer complaints were denied and, to date, the customers have not taken any further action. There are currently 8 pending customer complaints filed against David Geake’s former employer Madison Avenue Securities, LLC for investment losses caused by his alleged misconduct. Allegations Against David Geake A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David Geake Red Flags & Your Rights As An Investor Of course, David Geake did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Geake at American Trust Investment Services, Inc. and Ausdal Financial Partners, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Geake has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Trust Investment Services, Inc. and Ausdal Financial Partners, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Trust Investment Services, Inc. Due To David Geake If you have questions about American Trust Investment Services, Inc., Ausdal Financial Partners, Inc. and/or David Geake and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 24, 2023

Maria Gasparro of UBS Financial Services Inc.

DID MARIA ANN GASPARRO CAUSE YOU INVESTMENT LOSSES? Maria Gasparro Of UBS Financial Services Inc. And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Maria Gasparro Customer Complaints Maria Gasparro has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Merrill Lynch Pierce Fenner and Smith in favor of the investor. The other customer complaint that was just filed is still pending. Allegations Against Maria Gasparro A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Maria Gasparro Red Flags & Your Rights As An Investor Of course, Maria Gasparro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maria Gasparro at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Maria Gasparro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Maria Gasparro If you have questions about UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Maria Gasparro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 23, 2023

Bruce Galloway of Morgan Stanley

DID BRUCE MATHEW GALLOWAY CAUSE YOU INVESTMENT LOSSES? Bruce Galloway Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Bruce Galloway Customer Complaints Bruce Galloway has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by Morgan Stanley and, to date, the customers have not taken any further action. Allegations Against Bruce Galloway A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Bruce Galloway Red Flags & Your Rights As An Investor Of course, Bruce Galloway did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Galloway at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Bruce Galloway has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Bruce Galloway If you have questions about Morgan Stanley and/or Bruce Galloway and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 23, 2023

Ray Gallette formerly with Coastal Equities, Inc.

DID RAY DON GALLETTE CAUSE YOU INVESTMENT LOSSES? Ray Gallette Formerly With Coastal Equities, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Ray Gallette Customer Complaints Ray Gallette has been the subject of 7 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Coastal Equities in favor of the investors. There are currently 5 other FINRA arbitration proceedings pending against Coastal Equities for Ray Gallette’s alleged misconduct. Allegations Against Ray Gallette A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ray Gallette Red Flags & Your Rights As An Investor Of course, Ray Gallette did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ray Gallette at Coastal Equities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ray Gallette has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Coastal Equities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Coastal Equities, Inc. Due To Ray Gallette If you have questions about Coastal Equities, Inc. and/or Ray Gallette and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 23, 2023

Morris Friedman of Royal Alliance Associates, Inc.

DID ROBERT MORRIS FRIEDMAN CAUSE YOU INVESTMENT LOSSES? Morris Friedman Of Royal Alliance Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Morris Friedman Customer Complaints Morris Friedman has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Morris Friedman’s employers. The other customer complaint recently filed is still pending against the Equitable Life Assurance Society for Morris Friedman’s alleged misconduct. Allegations Against Morris Friedman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Morris Friedman Red Flags & Your Rights As An Investor Of course, Morris Friedman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Morris Friedman at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Morris Friedman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Morris Friedman If you have questions about Royal Alliance Associates, Inc. and/or Morris Friedman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 23, 2023

Paul Freitag of Cambridge Investment Research, Inc.

DID PAUL A FREITAG CAUSE YOU INVESTMENT LOSSES? Paul Freitag Of Cambridge Investment Research, Inc. And Formerly With Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Paul Freitag Customer Complaint Paul Freitag has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of a variable annuity contract. Securities America recently denied the customer complaint and, to date, no further action has been taken by the investor. Paul Freitag Red Flags & Your Rights As An Investor Of course, Paul Freitag did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Freitag at Cambridge Investment Research, Inc. and Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Freitag has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. and Securities America, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Paul Freitag If you have questions about Cambridge Investment Research, Inc., Securities America, Inc. and/or Paul Freitag and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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