FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Apr 5, 2025

Scott Wendelin of Wells Fargo Clearing Services, LLC Reviews

DID SCOTT EDWARD WENDELIN CAUSE YOU INVESTMENT LOSSES? Scott Wendelin Customer Complaints and Reviews Allegations Against Scott Wendelin The settled customer dispute against Scott Edward Wendelin included allegations of recommending unsuitable investments, resulting in a significant claimed loss of $495,000. Below are key points regarding the case: Scott Wendelin Red Flags & Your Rights As An Investor Of course, Scott Wendelin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Wendelin at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Wendelin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Scott Wendelin If you have questions about Wells Fargo Clearing Services, LLC and/or Scott Wendelin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 5, 2025

Eric Weiss Formerly With Fidelity Brokerage Services LLC FIRED

DID ERIC CHRISTOPHER WEISS CAUSE YOU INVESTMENT LOSSES? Eric Weiss was fired from Fidelity Brokerage Services LLC on November 14, 2024, following allegations of improper recording of customer interactions. Eric Weiss Employment History and Termination Eric Christopher Weiss has over 24 years of experience in the financial industry. Over his career, Weiss worked at multiple firms, most recently at Fidelity Brokerage Services LLC (2022–2024). Weiss’s employment history shows notable tenure at firms like TD Ameritrade (2016–2021) and Wooster Corthell Wealth Management (2012–2016). He has passed six exams, including the General Securities Representative (Series 7) and Uniform Combined State Law (Series 66) exams, and holds a Certified Financial Planner designation. He was terminated from Fidelity Brokerage Services following allegations of failing to meet requirements for recording certain customer interactions that affected compensation. He is not currently registered. Negative Disclosures Summary Eric Weiss Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Eric Weiss is a red flag which should put all current and former customers of Eric Weiss at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Weiss engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Eric Weiss If you have questions about Fidelity Brokerage Services LLC and/or Eric Weiss and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 4, 2025

Ribhi Treish Formerly With Charles Schwab & Co., Inc.  FIRED

DID RIBHI TREISH CAUSE YOU INVESTMENT LOSSES? Ribhi Treish was fired from Charles Schwab & Co., Inc. in December 2024 due to allegations that he acted upon distribution instructions from a third party who was not authorized on the account. Ribhi Treish Employment History and Termination Ribhi Treish has had a short career in the financial industry, having been registered with only one securities firm. He was registered with Charles Schwab & Co., Inc. where he worked as a registered representative and investment advisor from November 2023 to January 2025. During his tenure, Treish passed two general industry/product exams and one multi-state securities law exam, but did not complete any principal/supervisory exams. Charles Schwab & Co., Inc. terminated Treish after allegedly acting upon distribution instructions from a third party who was not authorized on the account, a firm policy violation. Negative Disclosures Summary Ribhi Treish has one reported disclosure event in his FINRA record: Ribhi Treish Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Ribhi Treish is a red flag which should put all current and former customers of Ribhi Treish at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Ribhi Treish engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc.  Due To Ribhi Treish If you have questions about Charles Schwab & Co., Inc.  and/or Ribhi Treish and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 4, 2025

Nickolas Turk Formerly With Vanguard Marketing Corporation FIRED

DID NICKOLAS MAXWELL TURK CAUSE YOU INVESTMENT LOSSES? Nickolas Turk was fired from Vanguard Marketing Corporation in October 2024, following allegations of a violation of the firm’s Professional Conduct Policy. Nickolas Turk Employment History and Termination Nickolas Maxwell Turk was registered with one securities firm, Vanguard Marketing Corporation, from November 2021 to November 2024 as a registered broker. Before joining Vanguard, he worked in insurance sales and regional sales management during the years 2016 and 2021 He passed two general industry/product exams (SIE and Series 7) and one multi-state securities law exam (Series 66). However, he is not currently registered with any financial firm. Mr. Turk’s employment at Vanguard Marketing Corporation ended with a termination following an internal review where it was determined that he had performed fiduciary activities for an immediate family member who was a Vanguard client. The firm found that these activities were not in the best interest of the family members and violated Vanguard’s Professional Conduct Policy. Negative Disclosures Summary The FINRA report identifies one disclosure event Nickolas Turk Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Nickolas Turk is a red flag which should put all current and former customers of Nickolas Turk Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Nickolas Turk engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Nickolas Turk If you have questions about Vanguard Marketing Corporation and/or Nickolas Turk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 4, 2025

Thao Tran Formerly With Farmers Financial Solutions, LLC, FIRED

DID THAO MINH TRAN CAUSE YOU INVESTMENT LOSSES? Thao Tran was fired from Farmers Financial Solutions, LLC, on January 7, 2025, due to allegations related to violation of improper insurance-related business practices. Thao Tran Employment History and Termination Thao Minh Tran has been in the securities and insurance industry for approximately five years. He was registered with Farmers Financial Solutions LLC from December 2020 to January 2025. In addition to his securities work, Tran has experience as an insurance agent with Farmers Insurance Group and previously worked as a director at Aerotec Machine Inc. His industry credentials include Series 6 (Investment Company Products/Variable Contracts Representative) and Series 63 (Uniform Securities Agent State Law Exam) and one multi-state securities law exam. However, he has no principal/supervisory qualifications and is not currently registered with any brokerage firm. Thao Minh Tran was discharged from Farmers Financial Solutions, LLC on January 7, 2025. His termination was due to allegations of misconduct, including applying Senior Defensive Driver discounts to auto policies without the required supporting documentation; sending policy-related documents to a staff member’s email instead of the client’s email via DocuSign; making post-bind changes to driver information across four different customer households. Negative Disclosures Summary One negative disclosure was noted: Thao Tran Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Thao Tran is a red flag which should put all current and former customers of Thao Tran at Farmers Financial Solutions, LLC, on alert to review carefully the activity and performance of their accounts and question whether Thao Tran engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Farmers Financial Solutions, LLC, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Farmers Financial Solutions, LLC,  Due To Thao Tran If you have questions about Farmers Financial Solutions, LLC, and/or Thao Tran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 3, 2025

Francesco Traina of Raymond James Financial Services, Inc.  Reviews

DID FRANCESCO TRAINA CAUSE YOU INVESTMENT LOSSES? Francesco Traina Customer Complaints and Reviews One disclosure appeared on Traina’s BrokerCheck record: Allegations Against Francesco Traina Francesco Traina Red Flags & Your Rights As An Investor Of course, Francesco Traina did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Francesco Traina at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Francesco Traina has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Francesco Traina If you have questions about Raymond James Financial Services, Inc. and/or Francesco Traina and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 3, 2025

James Tighe Formerly With Morgan Stanley FIRED

DID JAMES FREDRICK TIGHE CAUSE YOU INVESTMENT LOSSES? James Tighe was fired from Morgan Stanley in December 2024 for conducting activities without firm-approved authorization. James Tighe Employment History and Termination Negative Disclosures Summary One negative disclosure is listed below: James Tighe Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of James Tighe is a red flag which should put all current and former customers of James Tighe at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether James Tighe engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To James Tighe If you have questions about Morgan Stanley and/or James Tighe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 3, 2025

Patrick Thornton Formerly With J.P. Morgan Securities LLC FIRED

DID PATRICK SEAN THORNTON CAUSE YOU INVESTMENT LOSSES? Patrick Thornton was fired from J.P. Morgan Securities LLC in December 2024 for allegedly claiming false and inaccurate corporate credit card information. Patrick Thornton Employment History and Termination Negative Disclosures Summary Number of Disclosures: 1 (Termination After Allegations) Patrick Thornton Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Patrick Thornton is a red flag which should put all current and former customers of Patrick Thornton at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Patrick Thornton engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Patrick Thornton If you have questions about J.P. Morgan Securities LLC and/or Patrick Thornton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 2, 2025

Peter Thom Formerly With Silverwood Partners FIRED

DID PETER M THOM CAUSE YOU INVESTMENT LOSSES? Peter Thom was fired from Silverwood Partners on January 30, 2025, due to allegations of “selling away”—engaging in private placement activities outside of the firm without prior disclosure. Peter Thom Employment History and Termination There is one pending customer dispute reported in Talati’s BrokerCheck record: Negative Disclosures Summary Peter M. Thom has one employment termination ono record: Peter Thom Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Peter Thom is a red flag which should put all current and former customers of Peter Thom at Silverwood Partners on alert to review carefully the activity and performance of their accounts and question whether Peter Thom engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Silverwood Partners also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Silverwood Partners Due To Peter Thom If you have questions about Silverwood Partners and/or Peter Thom and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 2, 2025

Vipul Talati of Wells Fargo Clearing Services, LLC Reviews

DID VIPUL KRISHNAKANT TALATI CAUSE YOU INVESTMENT LOSSES? Vipul Talati Customer Complaints and Reviews There is one pending customer dispute reported in Talati’s BrokerCheck record: Allegations Against Vipul Talati One disclosure of Employment Termination: Vipul Talati Red Flags & Your Rights As An Investor Of course, Vipul Talati did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vipul Talati at Wells Fargo Clearing Services, LLC, on alert to review carefully the activity and performance of their accounts and question whether Vipul Talati has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Vipul Talati If you have questions about Wells Fargo Clearing Services, LLC and/or Vipul Talati and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading