FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jun 1, 2023

Ricardo Urrutia formerly with Mutual of Omaha Investor Services, Inc.

DID RICARDO ENRIQUE URRUTIA CAUSE YOU INVESTMENT LOSSES? Ricardo Urrutia Formerly With Mutual of Omaha Investor Services, Inc. and AKA Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Ricardo Urrutia Customer Complaints Ricardo Urrutia has been the subject of 3 other customer complaints that we know about to recover investment losses. All 3 customer complaints were denied and, to date, no further action has been taken. Allegations Against Ricardo Urrutia A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ricardo Urrutia Red Flags & Your Rights As An Investor Of course, Ricardo Urrutia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ricardo Urrutia at Mutual of Omaha Investor Services, Inc. and AKA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Ricardo Urrutiahas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual of Omaha Investor Services, Inc. and AKA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Mutual of Omaha Investor Services, Inc Due To Ricardo Urrutia If you have questions about Mutual of Omaha Investor Services, Inc., AKA Advisors, LLC and/or Ricardo Urrutia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 1, 2023

Ric Reyes formerly with The Tidal Group, Inc

DID RIC A REYES CAUSE YOU INVESTMENT LOSSES? Ric Reyes Formerly With The Tidal Group, Inc Has 2 Customer Complaints For Alleged Broker Misconduct Ric Reyes Customer Complaints Ric Reyes has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by the Tidal Group in favor of the investor. The brokerage firm denied the other customer complaint and no further action was taken. Allegations Against Ric Reyes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ric Reyes Red Flags & Your Rights As An Investor Of course, Ric Reyes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ric Reyes at The Tidal Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ric Reyes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Tidal Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Tidal Group, Inc. Due To Ric Reyes If you have questions about The Tidal Group, Inc. and/or Ric Reyes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 31, 2023

Reese Gneiting of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID REESE C GNEITING CAUSE YOU INVESTMENT LOSSES? Reese Gneiting Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Reese Gneiting Customer Complaint Reese Gneiting has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were or an unsuitable investment recommendation. Merrill Lynch Pierce Fenner and Smith denied the customer complaint and, to date, no further action has been taken. Reese Gneiting Red Flags & Your Rights As An Investor Of course, Reese Gneiting did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Reese Gneiting at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Reese Gneiting has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Reese Gneiting If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Reese Gneiting and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 30, 2023

Ray Reese of Money Concepts Capital Corp.

DID RAY GENE REESE CAUSE YOU INVESTMENT LOSSES? Ray Reese Of Money Concepts Capital Corp. Has 6 Customer Complaints For Alleged Broker Misconduct Ray Reese Customer Complaints Ray Reese has been the subject of 6 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Ray Reese’s current and former employers in favor of the investors. One customer complaint was denied by Pruco Securities and the customer took no further action. There is currently one pending FINRA arbitration proceeding against Money Concepts Capital Corp. for Ray Reese’s alleged misconduct. Allegations Against Ray Reese A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ray Reese Red Flags & Your Rights As An Investor Of course, Ray Reese did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ray Reese at Money Concepts Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Ray Reese has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Money Concepts Capital Corp. Due To Ray Reese If you have questions about Money Concepts Capital Corp. and/or Ray Reese and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 30, 2023

Rashid Bissat of Sorrento Pacific Financial, LLC

DID RASHID HASSAN BISSAT CAUSE YOU INVESTMENT LOSSES? Rashid Bissat Of Sorrento Pacific Financial, LLC Has A Customer Complaint For Alleged Broker Misconduct Rashid Bissat Customer Complaint Rashid Bissat has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow client’s instructions related to a mutual fund exchange. Rashid Bissat’s employer denied the customer complaint and, to date, no further action has been taken. Rashid Bissat Red Flags & Your Rights As An Investor Of course, Rashid Bissat did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rashid Bissat at Sorrento Pacific Financial, LLC on alert to review carefully the activity and performance of their accounts and question whether Rashid Bissat has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sorrento Pacific Financial, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sorrento Pacific Financial, LLC Due To Rashid Bissat If you have questions about Sorrento Pacific Financial, LLC and/or Rashid Bissat and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 28, 2023

Ramiro Colon III of ACP Securities, LLC

DID RAMIRO LUIS COLON III CAUSE YOU INVESTMENT LOSSES? Ramiro Colon III Of ACP Securities, LLC And Formerly With UBS Financial Services Inc. Has 42 Customer Complaints For Alleged Broker Misconduct Ramiro Colon III Customer Complaints Ramiro Colon III has been the subject of 42 customer complaints that we know about to recover investment losses. One of the customer complaints resulted in an arbitration award against UBS Financial Services for the advisor’s alleged misconduct. Thirty-four of the customer complaints were settled for millions of dollars by UBS Financial Services in favor of the investors. Five of the customer complaints were denied and no further action was taken. There are currently 2 customer complaints pending in arbitration for the advisor’s alleged misconduct. Allegations Against Ramiro Colon III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses generally relate to the offer and sale of misrepresented, overconcentration, and therefore unsuitable Puerto Rico municipal bonds in Puerto Rico closed-end bond fund transactions by Ramiro Colon III and other advisors he allegedly failed to supervise. Ramiro Colon III Red Flags & Your Rights As An Investor Of course, Ramiro Colon III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ramiro Colon III at ACP Securities, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Ramiro Colon III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at ACP Securities, LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At ACP Securities, LLC Due To Ramiro Colon III If you have questions about ACP Securities, LLC, UBS Financial Services Inc. and/or Ramiro Colon III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 28, 2023

Ralph Metz Jr. of Spartan Capital Securities, LLC

DID RALPH EDWARD METZ, JR CAUSE YOU INVESTMENT LOSSES? Ralph Metz, Jr. Of Spartan Capital Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Ralph Metz Jr. Customer Complaint Ralph Metz, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations in common and preferred stock. Spartan Capital Securities denied the customer complaint and no further action was taken. Ralph Metz Jr. Red Flags & Your Rights As An Investor Of course, Ralph Metz, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ralph Metz, Jr. at Spartan Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Ralph Metz, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Ralph Metz, Jr. If you have questions about Spartan Capital Securities, LLC and/or Ralph Metz, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 27, 2023

Ralph Jackson, III of Morgan Stanley

DID RALPH A. JACKSON III CAUSE YOU INVESTMENT LOSSES? Ralph Jackson, III Of Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Ralph Jackson, III Customer Complaints Ralph Jackson, III has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints are settled by Ralph Jackson’s current and former employers in favor of the investors. UBS Financial Services denied the other customer complaint and no further action was taken. Allegations Against Ralph Jackson, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ralph Jackson, III Red Flags & Your Rights As An Investor Of course, Ralph Jackson, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ralph Jackson, III at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ralph Jackson, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ralph Jackson, III If you have questions about Morgan Stanley and/or Ralph Jackson, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 27, 2023

Preston Rainer formerly with TIAA-CREF Individual & Institutional Services, LLC

DID PRESTON JERMAINE RAINER CAUSE YOU INVESTMENT LOSSES? Preston Rainer Formerly With TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Preston Rainer Customer Complaint Preston Rainer has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations to “hold” an “stay the course and right this out.” The brokerage firm denied the customer complaint and, to date, no further action has been taken by the customer against the firm or broker. Preston Rainer Red Flags & Your Rights As An Investor Of course, Preston Rainer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Preston Rainer at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Preston Rainer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Preston Rainer If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Preston Rainer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 26, 2023

Philip Beviano, Jr. of Signature Securities

DID PHILIP DONALD BEVIANO JR CAUSE YOU INVESTMENT LOSSES? Philip Beviano, Jr. Of Signature Securities Has 11 Customer Complaints For Alleged Broker Misconduct Philip Beviano, Jr. Customer Complaints Philip Beviano, Jr. has been the subject of 11 customer complaints that we know about to recover investment losses. Eight of the customer complaints were settled by Philip Biviano’s current and former employers in favor of the investors. The brokerage firms denied the other customer complaints and no further action was taken. Allegations Against Philip Beviano, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Philip Beviano, Jr. Red Flags & Your Rights As An Investor Of course, Philip Beviano, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Philip Beviano, Jr. at Signature Securities on alert to review carefully the activity and performance of their accounts and question whether Philip Beviano, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Signature Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Signature Securities Due To Philip Beviano, Jr. If you have questions about Signature Securities and/or Philip Beviano, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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