FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Aug 16, 2023

David Casparian of LPL Financial LLC

DID DAVID ALLEN CASPARIAN CAUSE YOU INVESTMENT LOSSES? David Casparian Of LPL Financial LLC And Formerly With Cetera Advisor Networks LLC Has 2 Customer Complaints For Alleged Broker Misconduct David Casparian Customer Complaints David Casparian has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were denied and, to date, no further action has been taken. Allegations Against David Casparian A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David Casparian Red Flags & Your Rights As An Investor Of course, David Casparian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Casparian at LPL Financial LLC and Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether David Casparian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cetera Advisor Networks LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To David Casparian If you have questions about LPL Financial LLC, Cetera Advisor Networks LLC and/or David Casparian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 16, 2023

David Carlson of UBS Financial Services Inc.

DID DAVID H CARLSON CAUSE YOU INVESTMENT LOSSES? David Carlson Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct David Carlson Customer Complaint David Carlson has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow client’s instructions to invest in low risk investments. UBS Financial Services denied the customer’s complaint and, to date, no further action has been taken by the investor. David Carlson Red Flags & Your Rights As An Investor Of course David Carlson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Carlson at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether David Carlson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To David Carlson If you have questions about UBS Financial Services Inc. and/or David Carlson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 16, 2023

Christie Caliva of Commonwealth Financial Network

DID CHRISTIE CALIVA CAUSE YOU INVESTMENT LOSSES? Christie Caliva Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Christie Caliva Customer Complaint Christie Caliva has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an investment in Franklin Square Investment Corp. III was an unsuitable business development company investment recommendation. The FINRA arbitration proceeding is still pending. Christie Caliva Red Flags & Your Rights As An Investor Of course, Christie Caliva did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christie Caliva at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Christie Caliva has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Christie Caliva If you have questions about Commonwealth Financial Network and/or Christie Caliva and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 16, 2023

George Cairnes of Wells Fargo Clearing Services, LLC

DID GEORGE JOHN CAIRNES CAUSE YOU INVESTMENT LOSSES? George Cairnes Of Wells Fargo Clearing Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct George Cairnes Customer Complaints George Cairnes has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer’s complaints was settled by Merrill Lynch Pierce Fenner and Smith in favor of the investor. Another customer complaint was denied by Wells Fargo Advisors and the customer took no further action. The last customer complaint is still pending against Wells Fargo Advisors for the broker’s alleged misconduct. Allegations Against George Cairnes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: George Cairnes Red Flags & Your Rights As An Investor Of course, George Cairnes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Cairnes at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether George Cairnes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To George Cairnes If you have questions about Wells Fargo Clearing Services, LLC and/or George Cairnes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 15, 2023

Scott Budriss of Equitable Advisors, LLC

DID SCOTT ALEXANDER BUDRISS CAUSE YOU INVESTMENT LOSSES? Scott Budriss Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Scott Budriss Customer Complaints Scott Budriss has been the subject of 2 customer complaints that we know about recovering investment losses. One customer complaint was settled by Equitable Advisors in favor of the investor. The other customer complaint was denied by the advisor’s former employer and no further action was taken. Allegations Against Scott Budriss A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Budriss Red Flags & Your Rights As An Investor Of course, Scott Budriss did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Budriss at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Budriss has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Scott Budriss If you have questions about Equitable Advisors, LLC and/or Scott Budriss and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 15, 2023

Joseph Brittingham of LPL Financial LLC

DID JOSEPH ANTHONY BRITTINGHAM CAUSE YOU INVESTMENT LOSSES? Joseph Brittingham Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Joseph Brittingham Customer Complaints Joseph Brittingham has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by LPL Financial in favor of the investor. Edward Jones denied the other customer’s complaint and no further action was taken by the investor. Allegations Against Joseph Brittingham A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Brittingham Red Flags & Your Rights As An Investor Of course, Joseph Brittingham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Brittingham at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Brittingham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Joseph Brittingham If you have questions about LPL Financial LLC and/or Joseph Brittingham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 15, 2023

Kevin Brennan formerly with Andrew Garrett Inc.

DID KEVIN PATRICK BRENNAN CAUSE YOU INVESTMENT LOSSES? Kevin Brennan Formerly With Andrew Garrett Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Kevin Brennan Customer Complaints Kevin Brennan has been the subject of 8 customer complaints that we know about. One arbitration award was entered against Benson York Group for $320,000 due to Kevin Brennan’s alleged misconduct causing investors losses. Five of Kevin Brennan’s 6 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against New Castle Financial Group for investment losses caused by Kevin Brennan’s alleged misconduct which was denied and no further action was taken. The other customer complaint is still pending in a FINRA arbitration proceeding against Andrew Garrett’s brokerage firm. Allegations Against Kevin Brennan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Brennan Red Flags & Your Rights As An Investor Of course, Kevin Brennan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Brennan at Andrew Garrett Inc. on alert to review carefully the activity and performance of their accounts and question whether Kevin Brennan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Andrew Garrett Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Andrew Garrett Inc. Due To Kevin Brennan If you have questions about Andrew Garrett Inc. and/or Kevin Brennan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 15, 2023

Noel Bragg of American Trust Investment Services, Inc.

DID NOEL WARREN BRAGG CAUSE YOU INVESTMENT LOSSES? Noel Bragg Of American Trust Investment Services, Inc. And Formerly With Landolt Securities, Inc. and Westpark Capital, Inc. Has A Customer Complaint For Alleged Broker Misconduct Noel Bragg Customer Complaint Noel Bragg has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty, negligence, negligent misrepresentation, and violation of Regulation Best Interest. The FINRA arbitration proceeding is still pending. Noel Bragg Red Flags & Your Rights As An Investor Of course, Noel Bragg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Noel Bragg at American Trust Investment Services, Inc., Landolt Securities, Inc. and Westpark Capital, Inc on alert to review carefully the activity and performance of their accounts and question whether Noel Bragg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Trust Investment Services, Inc., Landolt Securities, Inc., and Westpark Capital, Inc also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Trust Investment Services, Inc. Due To Noel Bragg If you have questions about American Trust Investment Services, Inc., Landolt Securities, Inc., Westpark Capital, Inc and/or Noel Bragg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 15, 2023

Bruce Boyle formerly with SW Financial

DID BRUCE BOYLE CAUSE YOU INVESTMENT LOSSES? Bruce Boyle Formerly With SW Financial and Etico Partners, LLC Has A Customer Complaint For Alleged Broker Misconduct Bruce Boyle Customer Complaint Bruce Boyle has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for excessive trading, excessive commissions, unauthorized trading, churning, and unauthorized use of margin. The customer complaint against SW Financial is still pending in a FINRA arbitration proceeding. Bruce Boyle Red Flags & Your Rights As An Investor Of course, Bruce Boyle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Boyle at SW Financial and Etico Partners, LLC on alert to review carefully the activity and performance of their accounts and question whether Bruce Boyle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SW Financial and Etico Partners, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At SW Financial Due To Bruce Boyle If you have questions about SW Financial, Etico Partners, LLC and/or Bruce Boyle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 15, 2023

Kent Bowman of Royal Alliance Associates, Inc.

DID KENT EDWARD BOWMAN CAUSE YOU INVESTMENT LOSSES? Kent Bowman Of Royal Alliance Associates, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Kent Bowman Customer Complaints Kent Bowman has been the subject of 8 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award in favor of the investor. One customer complaint was settled in favor of the investor. Kent Bowman’s former employers denied the other 6 customer complaints and no further action was taken. Allegations Against Kent Bowman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kent Bowman Red Flags & Your Rights As An Investor Of course, Kent Bowman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kent Bowman at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kent Bowman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Kent Bowman If you have questions about Royal Alliance Associates, Inc. and/or Kent Bowman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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