FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Dec 31, 2024

Deborah Jackman of UBS Financial Services Inc. Reviews

DID DEBORAH ANNE JACKMAN CAUSE YOU INVESTMENT LOSSES? Deborah Jackman Customer Complaints and Reviews Deborah Jackman has one reported customer dispute, which has been resolved: Allegations Against Deborah Jackman The allegations against Mr. Culwell involve issues of misrepresentation and suitability, key areas of concern for investors: The disclosure underscores the importance of fiduciary transparency and safeguards to protect clients, particularly in sensitive estate-related matters. Deborah Jackman Red Flags & Your Rights As An Investor Of course, Deborah Jackman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Deborah Jackman at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Deborah Jackman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Deborah Jackman If you have questions about UBS Financial Services Inc. and/or Deborah Jackman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 31, 2024

Michael Culwell of Emerson Equity LLC Reviews

DID MICHAEL GREGORY CULWELL CAUSE YOU INVESTMENT LOSSES? Michael Culwell Of Emerson Equity LLC Has 2 Customer Complaints For Alleged Broker Misconduct   Michael Culwell Customer Complaints and Reviews Michael Culwell has two reported customer disputes. Allegations Against Michael Culwell The allegations against Mr. Culwell involve issues of misrepresentation and suitability, key areas of concern for investors: Michael Culwell Red Flags & Your Rights As An Investor Of course, Michael Culwell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Culwell at Emerson Equity LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Culwell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerson Equity LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Emerson Equity LLC Due To Michael Culwell If you have questions about Emerson Equity LLC and/or Michael Culwell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2024

Jennifer Breton of Valmark Securities, Inc.  Reviews

DID JENNIFER LYNN BRETON CAUSE YOU INVESTMENT LOSSES? Jennifer Breton Customer Complaints and Reviews Ms. Breton has one reported disclosure event: Allegations Against Jennifer Breton Jennifer Breton Red Flags & Your Rights As An Investor Of course, Jennifer Breton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jennifer Breton at Valmark Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jennifer Breton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valmark Securities, Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valmark Securities, Inc. Due To Jennifer Breton If you have questions about Valmark Securities, Inc. and/or Jennifer Breton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2024

Joseph Jackson of Capital Investment Group, Inc. Reviews

DID JOSEPH DEWEY JACKSON CAUSE YOU INVESTMENT LOSSES? Joseph Jackson Of Capital Investment Group, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct. Joseph Jackson Customer Complaints and Reviews Five customer disputes were noted: two settled disputes one dismissed dispute two pending disputes Allegations Against Joseph Jackson Joseph Jackson Red Flags & Your Rights As An Investor Of course, Joseph Jackson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Jackson at Capital Investment Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Jackson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capital Investment Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Capital Investment Group, Inc. Due To Joseph Jackson If you have questions about Capital Investment Group, Inc. and/or Joseph Jackson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 29, 2024

Daniel Ellison of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID DANIEL R ELLISON CAUSE YOU INVESTMENT LOSSES? Daniel Ellison Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 6 Customer Complaints For Alleged Broker Misconduct Daniel Ellison Customer Complaints and Reviews There are Six customer disputes noted: three settled disputes, two dismissed or denied disputes and one pending dispute Allegations Against Daniel Ellison Daniel Ellison Red Flags & Your Rights As An Investor Of course, Daniel Ellison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Ellison at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Daniel Ellison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Daniel Ellison If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Daniel Ellison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 29, 2024

Aaron Graham of United Planners’ Financial Services of America, A Limited Partner Reviews

DID AARON BRIAN GRAHAM CAUSE YOU INVESTMENT LOSSES? Aaron Graham Of United Planners’ Financial Services of America, A Limited Partner Has 4 Customer Complaints For Alleged Broker Misconduct. Aaron Graham Customer Complaints and Reviews Five customer disputes were noted, including three settled disputes, one dismissed dispute and one pending dispute Allegations Against Aaron Graham Aaron Graham Red Flags & Your Rights As An Investor Of course, Aaron Graham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Graham at United Planners’ Financial Services of America, A Limited Partner on alert to review carefully the activity and performance of their accounts and question whether Aaron Graham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints United Planners’ Financial Services of America, A Limited Partner also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At United Planners’ Financial Services of America, A Limited Partner Due To Aaron Graham If you have questions about United Planners’ Financial Services of America, A Limited Partner and/or Aaron Graham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2024

Christopher Weeks of Creative Planning Reviews

DID CHRISTOPHER ROBERT WEEKS CAUSE YOU INVESTMENT LOSSES? Christopher Weeks Customer Complaints and Reviews Christopher Robert Weeks has one reported disclosure event involving a pending customer dispute: Allegations Against Christopher Weeks The pending arbitration case includes significant allegations that warrant attention: Christopher Weeks Employment History and Licenses Investment Advisors Owe Clients The Highest Level Of Care Investment advisors have a fiduciary duty to act in the best interest of their clients, placing the client’s interests above their own. This includes providing full disclosure about nature, mechanics, and risks of any recommended investment strategies or activities. Advisors must ensure that clients understand the potential outcomes, costs, and risks associated with investments, enabling them to make informed decisions. The duty of care requires advisors to exercise skill, diligence, and prudence in managing client portfolios, ensuring that recommendations are suitable for each client’s specific financial goals, risk tolerance, and circumstances. This fiduciary responsibility is essential in maintaining trust and ensuring the advisor’s decisions prioritize the client’s needs. Option Trading Can Be Extremely Risky Option trading can be highly risky, particularly when it involves complex strategies or high leverage. Options give investors the right, but not the obligation, to buy or sell an underlying asset at a predetermined price within a set period. While options can be used to hedge risks, they can also amplify losses, especially for inexperienced investors. Investment advisors who engage in options trading on behalf of clients must carefully consider the client’s risk tolerance and ensure they fully understand the potential outcomes. More risky options strategies, such as naked calls or puts, involve selling options without holding the underlying asset. This exposes the investor to unlimited losses if the market moves unfavorably. For example, in a naked call strategy, an advisor sells a call option without owning the underlying stock. If the stock price rises significantly, the client could face substantial losses, as they would be obligated to buy the stock at a much higher price. Due to these risks, it’s crucial for advisors to fully explain the strategy and its potential consequences before engaging in such transactions. Christopher Weeks Red Flags & Your Rights As An Investor Of course, Christopher Weeks did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Christopher Weeks has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Christopher Weeks If you have questions about about Creative Planning and/or Christopher Weeks and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2024

Brett Stehl of Creative Planning Reviews

DID BRETT ALAN STEHL CAUSE YOU INVESTMENT LOSSES? Brett Stehl Customer Complaints and Reviews Brett Stehl has one disclosure on record related to employment termination: Allegations Against Brett Stehl The disclosure event for Mr. Stehl involved employment termination: Brett Stehl Employment History Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are bound by fiduciary duties to act in their clients’ best interests. This includes providing clear disclosures about investment strategies, associated risks, and any potential conflicts of interest. Advisors must exercise a duty of care, recommending strategies tailored to a client’s specific financial situation and objectives. Transparent communication is critical for fostering trust and ensuring that clients can make informed decisions, with their welfare placed above any personal or corporate gain. Option Trading Can Be Extremely Risky Options trading can be a high-risk strategy due to its complexity and leverage. Advanced strategies, such as selling uncovered (naked) options, expose investors to potentially unlimited losses. For example, selling a naked call can lead to significant financial liability if the price of the underlying asset rises unexpectedly. Advisors engaging in options trading must ensure clients are fully aware of these risks and only employ such strategies for those with a high-risk tolerance and comprehensive understanding of the potential outcomes. Transparent risk management is key to maintaining trust and minimizing financial harm. Brett Stehl Red Flags & Your Rights As An Investor Of course, Brett Stehl did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Brett Stehl has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Brett Stehl If you have questions about about Creative Planning and/or Michael Snyder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2024

Lawrence Warren of Creative Planning Reviews

DID LAWRENCE WILTON WARREN CAUSE YOU INVESTMENT LOSSES? Lawrence Warren Customer Complaints and Reviews Lawrence Warren has two regulatory actions and four customer disputes disclosed on his record. Allegations Against Lawrence Warren The disclosures against Lawrence Warren primarily involve regulatory actions and customer disputes related to supervisory responsibilities and the suitability of investment products. Lawrence Warren Employment History Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are obligated to act as fiduciaries, prioritizing the financial interests of their clients above their own. This entails providing comprehensive disclosures about risks, fees, and potential conflicts of interest. Advisors must exercise a duty of care by recommending investments aligned with clients’ financial goals and risk tolerance. Adherence to these principles not only ensures compliance with regulatory standards but also builds trust and fosters long-term client relationships. Option Trading Can Be Extremely Risky Investment advisors are obligated to act as fiduciaries, prioritizing the financial interests of their clients above their own. This entails providing comprehensive disclosures about risks, fees, and potential conflicts of interest. Advisors must exercise a duty of care by recommending investments aligned with clients’ financial goals and risk tolerance. Adherence to these principles not only ensures compliance with regulatory standards but also builds trust and fosters long-term client relationships. Lawrence Warren Red Flags & Your Rights As An Investor Of course, Lawrence Warren did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Lawrence Warren has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Lawrence Warren If you have questions about about Creative Planning and/or Lawrence Warren and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 27, 2024

Joshua Tarr of Creative Planning Reviews

DID JOSHUA ROBERT WILLIAM TARR CAUSE YOU INVESTMENT LOSSES? Joshua Tarr Customer Complaints and Reviews Joshua Tarr has one customer dispute disclosed in his record. Allegations Against Joshua Tarr The customer dispute against Joshua Tarr arose from claims that he did not execute client instructions for mutual fund transactions as specified. Joshua Tarr Employment History Investment Advisors Owe Clients The Highest Level Of Care Investment advisors have a fiduciary obligation to prioritize their clients’ financial well-being. This duty includes acting in good faith, providing full transparency about fees and potential conflicts of interest, and recommending investments that align with the client’s financial goals and risk tolerance. Advisors must ensure that all investment strategies are clearly explained, including the associated risks and potential outcomes. Maintaining high ethical standards and adhering to fiduciary responsibilities fosters trust and strengthens client relationships. Option Trading Can Be Extremely Risky Options trading is inherently risky and requires an in-depth understanding of the market. High-risk strategies, such as selling uncovered (naked) options, can expose investors to substantial financial losses if market movements are unfavorable. Example of a High-Risk Strategy: Joshua Tarr Red Flags & Your Rights As An Investor Of course, Joshua Tarr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Joshua Tarr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Joshua Tarr If you have questions about about Creative Planning and/or Joshua Tarr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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