FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Nov 9, 2024

Christine Baker Formerly With Charles Schwab & Co., Inc FIRED

DID BROKER CHRISTINE LYNN BAKER CAUSE YOU INVESTMENT LOSSES? Christine Baker Formerly With Charles Schwab & Co., Inc was fired on August 29, 2024, following allegations of processing disbursements from her own retirement plan. A civil lien is also currently outstanding. Christine Baker Employment History Christine Lynn Baker has a professional background in the financial services industry, primarily with Charles Schwab & Co., Inc., where she worked from May 2013 until her termination in August 2024. Baker’s employment history reflects a focus on brokerage services and investment advisory roles. Over her career, she has passed two principal/supervisory exams, two general industry/product exams, and one multi-state securities law exam. Her qualifications include the Series 7 General Securities Representative Exam and the Series 66 Uniform Combined State Law Exam. Baker’s employment with Charles Schwab & Co., Inc. ended on August 29, 2024, The termination was reportedly due to Baker processing disbursements from her own retirement account, a policy violation that resulted in her departure. This information highlights the importance of transparency regarding broker conduct and employment actions for clients and investors. She is no longer registered with any brokerage firm and does not currently hold any active licenses. Disclosure Summary Christine Baker Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Christine Baker is a red flag which should put all current and former customers of Christine Baker at Charles Schwab & Co., In con alert to review carefully the activity and performance of their accounts and question whether Christine Baker engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc Due To Christine Baker If you have questions about Charles Schwab & Co., Inc and/or Christine Baker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 9, 2024

Geneva Jeffries of J.P. Morgan Securities LLC FIRED

DID GENEVA JEFFRIES CAUSE YOU INVESTMENT LOSSES? Geneva Jeffries Formerly With J.P. Morgan Securities LLC was terminated on July 22, 2024, for allegedly opening affiliate bank accounts, resulting in a financial loss to the bank. Geneva Jeffries Employment History Geneva Jeffries has a brief but notable career in the securities industry. She was registered with J.P. Morgan Securities LLC from July 2022 to July 2024, based in Atlanta, Georgia. During her tenure, she passed three industry exams: the Securities Industry Essentials (SIE) Examination, the Investment Company Products/Variable Contracts Representative Examination (Series 6), and the Uniform Securities Agent State Law Examination (Series 63). Geneva did not complete any principal/supervisory exams and is currently not registered with any firm. Allegations Against Geneva JeffriesEmployment Termination: July 22, 2024: Geneva was discharged from JPMorgan Chase Bank, N.A. for allegedly opening affiliate bank accounts, resulting in a financial loss to the bank, and accessing customer profiles without a business need. Geneva has disputed the accuracy of this information, and the matter is under review by the appropriate regulators. Geneva Jeffries Red Flags & Your Rights As An Investor Of course, Geneva Jeffries did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Geneva Jeffries at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Geneva Jeffries has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Geneva Jeffries If you have questions about J.P. Morgan Securities LLC and/or Geneva Jeffries and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 9, 2024

Emily Jeromin of The Huntington Investment Company FIRED

DID EMILY ANNE JEROMIN CAUSE YOU INVESTMENT LOSSES? Emily Jeromin Formerly With The Huntington Investment Company was terminated on May 14, 2024, due to inconsistencies in bank paperwork Emily Jeromin Employment History Emily Anne Jeromin was registered as a broker with The Huntington Investment Company from June 2022 to May 2024. During her tenure in the securities industry, Jeromin passed two general industry/product exams and one multi-state securities law exam, including the Securities Industry Essentials Examination (Series 6TO) and the Uniform Securities Agent State Law Examination (Series 63). Jeromin’s registration and employment history show her involvement in financial roles, including her position as a Financial Relationship Banker at Huntington National Bank. She is not currently registered with any firm. Allegations Against Emily Jeromin Emily Anne Jeromin has one employment termination summarized below: Emily Jeromin Red Flags & Your Rights As An Investor Of course, Emily Jeromin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Emily Jeromin at The Huntington Investment Company on alert to review carefully the activity and performance of their accounts and question whether Emily Jeromin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Huntington Investment Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Huntington Investment Company Due To Emily Jeromin If you have questions about The Huntington Investment Company and/or Emily Jeromin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 9, 2024

Clark Kline of Morgan Stanley FIRED

DID CLARK JAMES KLINE CAUSE YOU INVESTMENT LOSSES? Clark Kline Formerly With Morgan Stanley was terminated on May 10, 2024, for due to allegations related to a pattern of ACH deposits from his bank account to his personal account at the firm, which were subsequently reversed. Clark Kline Employment History and Termination Clark J. Kline has been in the securities industry since 2001, holding positions at J.P. Morgan Securities (2001-2012), UBS Financial Services (2004-2019), and his most recent registration was with Morgan Stanley from November 2019 until May 2024. Kline has no current registration and is associated with Advisory Services Network, LLC. He passed two general industry/product exams and two multi-state securities law exams. Kline was terminated by Morgan Stanley on May 10, 2024, which arose from allegations of ACH deposits from his personal bank account to his firm account, which were subsequently reversed. Disclosure: Clark Kline Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Clark Kline is a red flag which should put all current and former customers of Clark Kline at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Clark Kline engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Clark Kline If you have questions about Morgan Stanley and/or Clark Kline and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 8, 2024

Jeffrey Arsenault Formerly With J. Alden Associates, Inc.  FIRED

DID BROKER JEFFREY ARSENAULT CAUSE YOU INVESTMENT LOSSES? Jeffrey Arsenault Formerly With J. Alden Associates, Inc. was recently fired by J. Alden Associates, Inc. due to allegations of misappropriating client assets totaling $4.1 million. Jeffrey Arsenault Employment History and Termination Jeffrey Arsenault (CRD #1506180) who was formerly registered as a broker with J. Alden Associates, Inc. and located in Wayne, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations. Jeffrey Arsenault Employment History and Termination Jeffrey Arsenault has worked with various financial firms throughout his career, most recently with J. Alden Associates, Inc. until October 2024. His registration history includes roles at FNEX Capital, LLC (2021-2023), MCG Securities LLC (2017-2018), and Merrill Lynch, Pierce, Fenner & Smith Incorporated (1999-2002). He has passed two general industry/product exams, including the Series 7 General Securities Representative Examination, and one state securities law exam (Series 63). Arsenault is also the founder and principal of Old Greenwich Capital Advisors, where he manages alternative assets, a role that led to significant regulatory actions. Arsenault was terminated by J. Alden Associates, Inc. on October 17, 2024. The termination followed allegations that he had misappropriated client assets totaling $4.1 million through his alternative asset management firm, Old Greenwich Capital Advisors. The case reflects serious allegations, and the related SEC filing provides detailed accusations of fund mismanagement and asset diversion. Information like this is crucial for investors, and it’s valuable that such data is publicly accessible for greater transparency. . A related SEC action is pending. Disclosure Summary Hamzey Abadi Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jeffrey Arsenault is a red flag which should put all current and former customers of Jeffrey Arsenault at J. Alden Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Arsenault engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J. Alden Associates, Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J. Alden Associates, Inc. Due To Jeffrey Arsenault If you have questions about J. Alden Associates, Inc. and/or Jeffrey Arsenault and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 8, 2024

Shirley Antonini Formerly With Wells Fargo Clearing Services, LLC FIRED

DID BROKER SHIRLEY CYNTHIA ANTONINI CAUSE YOU INVESTMENT LOSSES? Shirley Antonini Formerly With Wells Fargo Clearing Services, LLC was fired on September 6, 2024, following allegations of seeking a consulting referral credit without having met with the client, which was a requirement Shirley Antonini Employment History and Termination Antonini has had a long career in the financial industry, primarily with Wells Fargo. She worked with Wells Fargo Clearing Services, LLC from November 2007 until her termination in September 2024. Antonini previously held a position with Wachovia Securities, Inc. from December 2001 to July 2002. She has passed three general industry/product exams, including the Series 7 General Securities Representative Exam, and has also completed two multi-state securities law exams. Over the years, she has held roles that required managing client accounts and handling financial services. Antonini was recently terminated from her position at Wells Fargo Clearing Services, LLC on September 6, 2024. This termination was due to an incident in which Antonini allegedly sought consulting referral credit without meeting the referred client, a breach of Wells Fargo’s internal policies. We believe access to this information is essential for transparency, especially when working with financial professionals, and we appreciate that such data is accessible through resources like FINRA’s BrokerCheck. Disclosure Summary Hamzey Abadi Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Shirley Antonini is a red flag which should put all current and former customers of Shirley Antonini at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Shirley Antonini engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Shirley Antonini If you have questions about Wells Fargo Clearing Services, LLCand/or Shirley Antonini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 8, 2024

Hamzey Abadi Formerly With J.P. Morgan Securities LLC FIRED

DID BROKER HAMZEY ABADI CAUSE YOU INVESTMENT LOSSES? Hamzey Abadi Formerly With J.P. Morgan Securities LLC was recently fired due to allegations regarding his handling of customer accounts related to bank Certificates of Deposit. Hamzey Abadi Employment History and Termination Hamzey Abadi was most recently registered with J.P. Morgan Securities LLC from June 2021 to October 2024. Over his career, Abadi has worked for three financial institutions, including Morgan Stanley from 2020-2021 and Merrill Lynch in 2018. His recent employment was with JPMorgan Chase Bank, N.A. as a Licensed Banker and Relationship Banker in St. Petersburg, Florida, where he also held a position at J.P. Morgan Securities LLC. He has passed two general industry exams—the Series 7 General Securities Representative Exam and the Securities Industry Essentials Exam—as well as the Series 66 Uniform Combined State Law Exam. Abadi was terminated from JPMorgan Chase Bank, N.A. on October 3, 2024 for allegedly changing the primary and secondary account holders on Certificates of Deposit, which affected his eligibility for incentive credit he would not otherwise receive. The reported incident was not linked to securities transactions or known customer harm. Abadi has denied these allegations, yet the employment termination remains a significant note in his professional history. Disclosure Summary Hamzey Abadi Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Hamzey Abadi is a red flag which should put all current and former customers of Hamzey Abadi at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Hamzey Abadi engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Hamzey Abadi If you have questions about J.P. Morgan Securities LLC and/or Hamzey Abadi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 8, 2024

Thomas Mann of J.P. Morgan Securities LLC FIRED

DID THOMAS JOHNSON MANN CAUSE YOU INVESTMENT LOSSES? Thomas Mann Formerly With J.P. Morgan Securities LLC was terminated on June 28, 2024, for completing portions of a customer-signed Trust Certificate document without confirming the information with the customer. Thomas Mann Employment History and Termination Thomas J. Mann has worked in the securities industry since 2008, holding roles at J.P. Morgan Securities LLC (2012-2024) and Chase Investment Services Corp. (2009-2012) Mann’s experience includes nearly a decade of advising and supporting client accounts across multiple state registrations. Over his career, Mann has passed two general industry/product exams and one multi-state securities law exam, demonstrating consistent regulatory compliance until his recent termination. On June 28, 2024, Mann was terminated by JPMorgan Chase Bank, N.A. due to completing sections of a Trust Certificate document that had been previously signed by the customer, without verifying the information. Disclosure Event: Thomas Mann Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Thomas Mann is a red flag which should put all current and former customers of Thomas Mann at [name of last firms broker associated within last 6 years]on alert to review carefully the activity and performance of their accounts and question whether Thomas Mann engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Thomas Mann If you have questions about J.P. Morgan Securities LLC and/or Thomas Mann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 8, 2024

William McCrea of Charles Schwab &Co., Inc. FIRED

DID WILLIAM HAFER MC CREA CAUSE YOU INVESTMENT LOSSES? William McCrea Formerly With Charles Schwab &Co., Inc. was terminated on June 5, 2024, due to the initiation of a trade based on email instructions without direct communication with the client. William McCrea Employment History and Termination William H. McCrea has worked in the securities industry since 2001, with a career spanning position at UBS Financial Services Inc. (2001-2004), VALIC Financial Advisors, Inc. (2004-2006) and most recently, Charles Schwab & Co., Inc., where he was employed from October 2006 to June 2024. He has passed two general industry/product exams and one multi-state securities law exam. McCrea’s employment with Charles Schwab & Co., Inc. ended on June 5, 2024, due to a compliance issue after allegedly executing a trade based on email instructions without verbal confirmation from the client. Disclosure Event: William McCrea Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  William McCrea is a red flag which should put all current and former customers of William McCrea at Charles Schwab &Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether William McCrea engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab &Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab &Co., Inc. Due To William McCrea If you have questions about Charles Schwab &Co., Inc. and/or William McCrea and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 8, 2024

Ana Mejia Michilot of Goldman Sachs & Co LLC FIRED

DID ANA CECILIA MEJIA MICHILOT CAUSE YOU INVESTMENT LOSSES? Ana Mejia Michilot Formerly With Goldman Sachs & Co LLC was terminated on May 17, 2024, under allegations that she sent information regarding a private potential transaction outside of the firm. Ana Mejia Michilot Employment History and Termination Ana Cecilia Mejia Michilot began her career in security in 2023, working as a private wealth advisor at Goldman Sachs & Co. LLC in Miami, Florida. During her short tenure, Mejia Michilot passed three general industry/product exams and one multi-state securities law exam, acquiring foundational credentials for the securities field. Her employment with Goldman Sachs, however, ended on May 17, 2024, following allegations of sharing confidential transaction-related information externally. This termination was based on an alleged instance in which she sent confidential information regarding a private transaction outside the firm, breaching Goldman Sachs’ information-sharing policies. Disclosure Ana Mejia Michilot Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Ana Mejia Michilot is a red flag which should put all current and former customers of Ana Mejia Michilot at Goldman Sachs & Co LLC on alert to review carefully the activity and performance of their accounts and question whether Ana Mejia Michilot engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Goldman Sachs & Co LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Goldman Sachs & Co LLC Due To Ana Mejia Michilot If you have questions about Goldman Sachs & Co LLC and/or Ana Mejia Michilot and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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