FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Aug 3, 2023

William Isaacson of Peak Brokerage Services, LLC

DID WILLIAM DAVID ISAACSON CAUSE YOU INVESTMENT LOSSES? William Isaacson Of Peak Brokerage Services, LLC And Formerly With Independent Financial Group, LLC Has A Customer Complaint For Alleged Broker Misconduct William Isaacson Customer Complaint William Isaacsonhas been the subject ofat least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations of direct investments in limited partnership interests. The Independent Financial Group settled the customer dispute in favor of the investor. William Isaacson Red Flags & Your Rights As An Investor Of course, William Isaacson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Isaacson at Peak Brokerage Services, LLC and Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether William Isaacson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Peak Brokerage Services, LLC and Independent Financial Group, LLC also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Peak Brokerage Services, LLC Due To William Isaacson If you have questions about  Peak Brokerage Services, LLC, Independent Financial Group, LLC and/or William Isaacson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 3, 2023

William Stephenson of P.J. Robb Variable, LLC

DID WILLIAM STEPHENSON CAUSE YOU INVESTMENT LOSSES? William Stephenson Of P.J. Robb Variable, LLC And Formerly With MML Investors Services, LLC, and Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct William Stephenson Customer Complaint William Stephenson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the variable annuities sold to the client was not suitable for her needs nor was she advised about the penalties associated with the product. William Stephenson’s former employer settled the customer dispute in favor of the investor. William Stephenson Red Flags & Your Rights As An Investor Of course, William Stephenson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Stephenson at P.J. Robb Variable, LLC, MML Investors Services, LLC, and Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether William Stephenson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at P.J. Robb Variable, LLC, MML Investors Services, LLC, and Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At P.J. Robb Variable, LLC Due To William Stephenson If you have questions about  P.J. Robb Variable, LLC, MML Investors Services, LLC, Northwestern Mutual Investment Services, LLC and/or William Stephenson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 3, 2023

William Johnson formerly with Cadaret, Grant & Co., Inc.

DID WILLIAM COLIE JOHNSON CAUSE YOU INVESTMENT LOSSES? William Johnson Formerly With Cadaret, Grant & Co., Inc. and Voya Financial Advisors, Inc. Has 17 Customer Complaints For Alleged Broker Misconduct William Johnson Customer Complaints William Johnson has been the subject of 17 customer complaints that we know about to recover investment losses. Eight of the customer complaints were settled by Voya Financial Advisors in favor of the investors. The other 3 customer complaints were denied by William Johnson’s former employer and, to date, the customers have not taken any further action. Allegations Against William Johnson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Johnson Red Flags & Your Rights As An Investor Of course, William Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Johnson at Cadaret, Grant & Co., Inc. and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret, Grant & Co., Inc. and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cadaret, Grant & Co., Inc. Due To William Johnson If you have questions about Cadaret, Grant & Co., Inc., Voya Financial Advisors, Inc. and/or William Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 3, 2023

William Sines of Berthel, Fisher & Company Financial Services, Inc.

DID WILLIAM CHARLES SINES CAUSE YOU INVESTMENT LOSSES? William Sines Of Berthel, Fisher & Company Financial Services, Inc. And Formerly With Kalos Capital, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct William Sines Customer Complaints William Sines has been the subject of 6 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Kalos Capital in favor the investors. The other four complaints were denied by William Sines’ current and former employers and, to date, the customers have not taken any further action. Allegations Against William Sines A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Sines Red Flags & Your Rights As An Investor Of course, William Sines did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Sines at Berthel, Fisher & Company Financial Services, Inc. and Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Sines has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel, Fisher & Company Financial Services, Inc. and Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Berthel, Fisher & Company Financial Services, Inc. Due To William Sines If you have questions about Berthel, Fisher & Company Financial Services, Inc., Kalos Capital, Inc. and/or William Sines and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 2, 2023

William Matthews of Charles Schwab & Co., Inc.

DID WILLIAM CHARLES MATTHEWS CAUSE YOU INVESTMENT LOSSES? William Matthews Of Charles Schwab & Co., Inc. Has 2 Customer Complaints For Alleged Broker Misconduct William Matthews Customer Complaints William Matthews has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Charles Schwab & Company in favor of the investor. William Matthews’ former employer denied the other customer complaint and no further action was taken. Allegations Against William Matthews A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Matthews Red Flags & Your Rights As An Investor Of course, William Matthews did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Matthews at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether William Matthews has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To William Matthews If you have questions about Charles Schwab & Co., Inc. and/or William Matthews and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 2, 2023

William Humbarger of NYLife Securities LLC

DID WILLIAM BRADLEY HUMBARGER CAUSE YOU INVESTMENT LOSSES? William Humbarger Of NYLife Securities LLC Has 4 Customer Complaints For Alleged Broker Misconduct William Humbarger Customer Complaints William Humbarger has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled in favor of the investors. The other customer complaint was denied and no further action was taken. Allegations Against William Humbarger A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Humbarger Red Flags & Your Rights As An Investor Of course, William Humbarger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Humbarger at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether William Humbarger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To William Humbarger If you have questions about NYLife Securities LLC and/or William Humbarger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 2, 2023

William Wolf of Hightower Securities, LLC

DID WILLIAM BARTLY WOLF CAUSE YOU INVESTMENT LOSSES? William Wolf Of Hightower Securities, LLC Has 8 Customer Complaints For Alleged Broker Misconduct William Wolf Customer Complaints William Wolf has been the subject of 8 customer complaints that we know about to recover investment losses. Five of the customer complaints were settled in favor of the investors. The other 3 customer complaints were denied and, to date, no further action has been taken by any of the customers. Allegations Against William Wolf A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Wolf Red Flags & Your Rights As An Investor Of course, William Wolf did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Wolf at Hightower Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether William Wolf has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hightower Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hightower Securities, LLC Due To William Wolf If you have questions about Hightower Securities, LLC and/or William Wolf and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 2, 2023

William McDonough formerly with LPL Financial LLC

DID WILLIAM ANTHONY MCDONOUGH CAUSE YOU INVESTMENT LOSSES? William McDonough Formerly With LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct William McDonough Customer Complaints William McDonough has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors. The other customer complaint was denied and closed with no further action being taken by the customers. Allegations Against William McDonough A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William McDonough Red Flags & Your Rights As An Investor Of course, William McDonough did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William McDonough at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether William McDonough has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To William McDonough If you have questions about LPL Financial LLC and/or William McDonough and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 2, 2023

William Dowell of Concourse Financial Group Securities, Inc.

DID WILLIAM ANDREW BALCKE DOWELL CAUSE YOU INVESTMENT LOSSES? William Dowell Of Concourse Financial Group Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct William Dowell Customer Complaint William Dowell has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for investing funds in error. The correction of the error resulted in a loss to the client who was made whole through the settlement process. William Dowell Red Flags & Your Rights As An Investor Of course, William Dowell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Dowell at Concourse Financial Group Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Dowell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concourse Financial Group Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Concourse Financial Group Securities, Inc. Due To William Dowell If you have questions about  Concourse Financial Group Securities, Inc. and/or William Dowell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 2, 2023

William Fochi, Jr. of Cambridge Investment Research, Inc.

DID WILLIAM A FOCHI JR CAUSE YOU INVESTMENT LOSSES? William Fochi, Jr. Of Cambridge Investment Research, Inc. And Formerly With Cantella & Co. Inc. and Northwestern Mutual Investment Services, LLC, Has A Customer Complaint For Alleged Broker Misconduct William Fochi, Jr.  Customer Complaint William Fochi, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were fraudulent conduct and misleading statements related to unsuitable investment recommendations. The recommendations related to fixed annuities, variable annuities, and equity Index annuities. The customer complaint was denied and, to date, no further action has been taken. William Fochi, Jr.  Red Flags & Your Rights As An Investor Of course, William Fochi, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Fochi, Jr. at Cambridge Investment Research, Inc., Cantella & Co. Inc. and Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether William Fochi, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc., Cantella & Co. Inc. and Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To William Fochi, Jr. If you have questions about  Cambridge Investment Research, Inc., Cantella & Co. Inc., Northwestern Mutual Investment Services, LLC and/or William Fochi, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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