FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Apr 13, 2023

Mark Augusta of Hilltop Securities Inc.

DID MARK FRED AUGUSTA CAUSE YOU INVESTMENT LOSSES? Mark Augusta Of Hilltop Securities Inc. Has 22 Customer Complaints For Alleged Broker Misconduct Mark Augusta Customer Complaints Mark Augusta has been the subject of 22 customer complaints that we know about to recover investment losses. Four of the customer complaints proceeded to arbitration and resulted in awards in favor of the investors. Ten of the customer disputes were settled by Mr. Augusta’s former employers in favor of the investors. Seven of the customer complaints were denied by the brokerage firms and the customers took no further action. There is currently one old customer complaint still pending on his public record. Allegations Against Mark Augusta A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Augusta Red Flags & Your Rights As An Investor Of course, Mark Augusta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Augusta at Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Augusta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Mark Augusta If you have questions about Hilltop Securities Inc. and/or Mark Augusta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 12, 2023

Mark Reinstein of Dempsey Lord Smith, LLC

DID MARK REINSTEIN CAUSE YOU INVESTMENT LOSSES? Mark Reinstein Of Dempsey Lord Smith, LLC And Formerly With Cabot Lodge Securities LLC and Sandlapper Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Mark Reinstein Customer Complaint Mark Reinstein has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty, violation of FINRA rules, negligence. The customer complaint proceeded to arbitration and resulted in an arbitration award against Sandlapper Securities for Mr. Reinstein’s misconduct. Mark Reinstein Red Flags & Your Rights As An Investor Of course, Mark Reinstein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Reinstein at Dempsey Lord Smith, LLC, Cabot Lodge Securities LLC and Sandlapper Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Reinstein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dempsey Lord Smith, LLC, Cabot Lodge Securities LLC and Sandlapper Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Dempsey Lord Smith, LLC Due To Mark Reinstein If you have questions about Dempsey Lord Smith, LLC, Cabot Lodge Securities LLC, Sandlapper Securities, LLC and/or Mark Reinstein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 12, 2023

Mark Fisher, Jr. Formerly with Voya Financial Advisors, Inc.

DID MARK DURWARD FISHER JR CAUSE YOU INVESTMENT LOSSES? Mark Fisher, Jr. Formerly With Voya Financial Advisors, Inc. and Princor Financial Services Corporation Has A Customer Complaint For Alleged Broker Misconduct Mark Fisher, Jr. Customer Complaint Mark Fisher, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the former adviser was involved in forgery in processing an IRA distribution. Voya Financial Advisors denied the customer complaint, and to date, no further action has been taken. Mark Fisher, Jr.  Red Flags & Your Rights As An Investor Of course, Mark Fisher, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Fisher, Jr.  at Voya Financial Advisors, Inc. and Princor Financial Services Corporation on alert to review carefully the activity and performance of their accounts and question whether Mark Fisher, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors, Inc. and Princor Financial Services Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Voya Financial Advisors, Inc. Due To Mark Fisher, Jr. If you have questions about Voya Financial Advisors, Inc., Princor Financial Services Corporation and/or Mark Fisher, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 11, 2023

Mark Feliciano of Bankers Life Securities, Inc.

DID MARK ANTHONY FELICIANO CAUSE YOU INVESTMENT LOSSES? Mark Feliciano Of Bankers Life Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Mark Feliciano Customer Complaints Mark Feliciano has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Mark Feliciano’s employer in favor of the investors. Allegations Against Mark Feliciano A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Feliciano Red Flags & Your Rights As An Investor Of course, Mark Feliciano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Feliciano at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Feliciano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Mark Feliciano If you have questions about Bankers Life Securities, Inc. and/or Mark Feliciano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 11, 2023

Mark Redden of UBS Financial Services Inc.

DID MARK ANDREW REDDEN CAUSE YOU INVESTMENT LOSSES? Mark Redden Of UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Mark Redden Customer Complaints Mark Redden has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by UBS Financial Services and/or his former employer. The other customer complaint was denied by Smith Barney and no further action was taken. Allegations Against Mark Redden A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Redden Red Flags & Your Rights As An Investor Of course, Mark Redden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Redden at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Redden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Mark Redden If you have questions about UBS Financial Services Inc. and/or Mark Redden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 10, 2023

Marie Turino of Valic Financial Advisors, Inc.

DID MARIE TURINO CAUSE YOU INVESTMENT LOSSES? Marie Turino Of Valic Financial Advisors, Inc. And Formerly With TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Marie Turino Customer Complaint Marie Turino has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the TIAA-CREF representative made a false representation prior to the signing of the annuity application. The dispute was settled by TIAA-CREF Individual and Institutional Services in favor of the investor. Marie Turino Red Flags & Your Rights As An Investor Of course, Marie Turino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marie Turino at Valic Financial Advisors, Inc. and TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Marie Turino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valic Financial Advisors, Inc. and TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valic Financial Advisors, Inc. Due To Marie Turino If you have questions about Valic Financial Advisors, Inc., TIAA-CREF Individual & Institutional Services, LLC and/or Marie Turino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 9, 2023

Maria Solanet of Insigneo Securities LLC

DID MARIA SOLANET CAUSE YOU INVESTMENT LOSSES? Maria Solanet Of Insigneo Securities, LLC and formerly with Morgan Stanley, Has 2 Customer Complaints For Alleged Broker Misconduct Maria Solanet Customer Complaints Maria Solanet has been the subject of at least two customer complaints that we know about to recover investment losses. One customer complaint was settled by Morgan Stanley in favor of the investors. The other customer complaint was denied by Merrill Lynch, Pierce, Fenner and Smith and the customer took no further action. The customers alleged misrepresentations and/or unsuitable investment recommendations had caused them losses. Maria Solanet Red Flags & Your Rights As An Investor Of course, Maria Solanet did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maria Solanet at Insigneo Securities, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Maria Solanethas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Insigneo Securities, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Insigneo Securities, LLC Due To Maria Solanet If you have questions about Insigneo Securities, LLC, Morgan Stanley and/or Maria Solanet and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 9, 2023

Maria Smith of J.P. Morgan Securities LLC

DID MARIA M SMITH CAUSE YOU INVESTMENT LOSSES? Maria Smith Of J.P. Morgan Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Maria Smith Customer Complaints Maria Smith has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by J.P. Morgan Securities, and today, the customers have not taken any further action. Allegations Against Maria Smith A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Maria Smith Red Flags & Your Rights As An Investor Of course, Maria Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maria Smith at J.P. Morgan Securities LLCon alert to review carefully the activity and performance of their accounts and question whether Maria Smithhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLCalso raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Maria Smith If you have questions about J.P. Morgan Securities LLC and/or Maria Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 8, 2023

Marcus Boggs formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MARCUS E BOGGS CAUSE YOU INVESTMENT LOSSES? Marcus Boggs Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 7 Customer Complaints For Alleged Broker Misconduct Marcus Boggs Customer Complaints Marc Steinberg has been the subject of 6 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and the investor prevailed. Two of the customer complaints were settled by Mr. Steinberg’s former employers Dawson James Securities and Joseph Stevens & Co. The other 3 customer complaints were denied by Mr. Steinberg’s former employers and the customers took no further action. Allegations Against Marcus Boggs A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Marcus Boggs Red Flags & Your Rights As An Investor Of course, Marcus Boggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcus Boggs at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Marcus Boggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Marcus Boggs If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Marcus Boggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 8, 2023

Marcelo Gomez of Truist Investment Services, Inc.

DID MARCELO ANDRES GOMEZ CAUSE YOU INVESTMENT LOSSES? Marcelo Gomez Of Truist Investment Services, Inc. And Formerly With Alterna Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Marcelo Gomez Customer Complaint Marcelo Gomez has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable investment recommendation and sale of Lord Abbott Short Duration Income Fund. Alterner Securities denied the customer complaint, and to date, no further action has been taken. Marcelo Gomez Red Flags & Your Rights As An Investor Of course, Marcelo Gomez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcelo Gomez at Truist Investment Services, Inc. and Alterna Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Marcelo Gomez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. and Alterna Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To Marcelo Gomez If you have questions about Truist Investment Services, Inc., Alterna Securities, Inc. and/or Marcelo Gomez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading