FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Apr 8, 2023

Marc Steinberg formerly with Westpark Capital, Inc.

DID MARC S STEINBERG CAUSE YOU INVESTMENT LOSSES? Marc Steinberg Formerly With Westpark Capital, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Marc Steinberg Customer Complaints Marc Steinberg has been the subject of 6 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and the investor prevailed. Two of the customer complaints were settled by Mr. Steinberg’s former employers Dawson James Securities and Joseph Stevens & Co. The other 3 customer complaints were denied by Mr. Steinberg’s former employers and the customers took no further action. Allegations Against Marc Steinberg A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Marc Steinberg Red Flags & Your Rights As An Investor Of course, Marc Steinberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Steinberg at Westpark Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Marc Steinberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Westpark Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Westpark Capital, Inc. Due To Marc Steinberg If you have questions about Westpark Capital, Inc. and/or Marc Steinberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 7, 2023

Marc Menton formerly with Oppenheimer & Co. Inc.

DID MARC ANDOR MENTON CAUSE YOU INVESTMENT LOSSES? Marc Menton Formerly With Oppenheimer & Co. Inc. Has 12 Customer Complaints For Alleged Broker Misconduct Marc Menton Customer Complaints Marc Menton has been the subject of 12 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and the investor prevailed with an award for the full amount demanded as damages. There were 4 customer complaints that was settled by Mr. Menton’s former employers. The remaining 7 customer complaints were denied by Mr. Menton’s former employers and the customers took no further action. Allegations Against Marc Menton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Marc Menton Red Flags & Your Rights As An Investor Of course, Marc Menton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Menton at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Marc Menton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Marc Menton If you have questions about Oppenheimer & Co. Inc. and/or Marc Menton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 7, 2023

Mara Schainuck of Morgan Stanley

DID MARA SCHIFF SCHAINUCK CAUSE YOU INVESTMENT LOSSES? Mara Schainuck Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Mara Schainuck Customer Complaint Mara Schainuck has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that beneficiary documentation was relied upon erroneously causing harm. The arbitration proceeding is currently pending against Wells Fargo Advisors Financial Network for Mara Schainuck’s alleged misconduct. Mara Schainuck Red Flags & Your Rights As An Investor Of course, Mara Schainuck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mara Schainuck at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mara Schainuck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Mara Schainuck If you have questions about Morgan Stanley and/or Mara Schainuck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2023

Lynn Carter of Truist Investment Services, Inc.

DID LYNN NEWIGER CARTER CAUSE YOU INVESTMENT LOSSES? Lynn Carter Of Truist Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Lynn Carter Customer Complaints Lynn Carter has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Truist Investment Services in favor of the Investor. The same brokerage firm denied the other customer complaint and no further action was taken. Allegations Against Lynn Carter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lynn Carter Red Flags & Your Rights As An Investor Of course, Lynn Carter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lynn Carter at Truist Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lynn Carter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To Lynn Carter If you have questions about Truist Investment Services, Inc. and/or Lynn Carter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2023

Lutelles White of TIAA-CREF Individual & Institutional Services, LLC

DID LUTELLES L WHITE CAUSE YOU INVESTMENT LOSSES? Lutelles White Of TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Lutelles White Customer Complaint Lutelles White has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were reallocating Traditional Funds without client’s authorization. Lutelles White’s employer denied the customer complaint, and to date, the customer has not taken for any further action. Lutelles White Red Flags & Your Rights As An Investor Of course, Lutelles White did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lutelles White at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Lutelles White has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Lutelles White If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Lutelles White and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2023

Luis Vivas-Sardi of Miura Capital, LLC

DID LUIS HOMERO VIVAS-SARDI CAUSE YOU INVESTMENT LOSSES? Luis Vivas-Sardi Of Miura Capital, LLC And Formerly With Wells Fargo Clearing Services, LLC, Has 2 Customer Complaints For Alleged Broker Misconduct Luis Vivas-Sardi Customer Complaints Luis Vivas-Sardi has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled favorably by Wells Fargo Advisors for the investor. Its predecessor Wachovia Securities denied the other customer complaint and no further action was taken. Allegations Against Luis Vivas-Sardi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Luis Vivas-Sardi Red Flags & Your Rights As An Investor Of course, Luis Vivas-Sardi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luis Vivas-Sardi at Miura Capital, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Luis Vivas-Sardi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Miura Capital, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Miura Capital, LLC Due To Luis Vivas-Sardi If you have questions about Miura Capital, LLC, Wells Fargo Clearing Services, LLC and/or Luis Vivas-Sardi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2023

Luis Lopez of Corecap Investments, LLC

DID LUIS ANGEL APONTE LOPEZ CAUSE YOU INVESTMENT LOSSES? Luis Lopez Of Corecap Investments, LLC And Formerly With Ameritas Investment Corp. and The Leaders Group, Inc. Has A Customer Complaint For Alleged Broker Misconduct Lu Li Customer Complaint Luis Lopez has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for a recommendation of a variable annuity contract that was allegedly unsuitable. Ameritas Investment Company recently denied the customer action, and to date, no arbitration proceeding has been filed by the customer. Luis Lopez Red Flags & Your Rights As An Investor Of course, Luis Lopez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luis Lopez at Corecap Investments, LLC, Ameritas Investment Corp. and The Leaders Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Luis Lopez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Corecap Investments, LLC, Ameritas Investment Corp. and The Leaders Group, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Corecap Investments, LLC Due To Luis Lopez If you have questions about Corecap Investments, LLC, Ameritas Investment Corp., The Leaders Group, Inc. and/or Luis Lopez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2023

Lu Li of Transamerica Financial Advisors, Inc.

DID LU LING LI CAUSE YOU INVESTMENT LOSSES? Lu Li Of Transamerica Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Lu Li Customer Complaint Lu Li has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative misrepresented a Jackson National variable annuity contract and further that the variable annuity was unsuitable for him. The customer dispute was settled by Transamerica Financial Advisors after an arbitration proceeding was filed in favor of the investors. Lu Li Red Flags & Your Rights As An Investor Of course, Lu Li did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lu Li at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lu Li has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Lu Li If you have questions about Transamerica Financial Advisors, Inc. and/or Lu Li and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 4, 2023

Louis Bayhi, Jr of NYLife Securities LLC

DID LOUIS LEE BAYHI JR CAUSE YOU INVESTMENT LOSSES? Louis Bayhi, Jr Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Louis Bayhi, Jr Customer Complaint Louis Bayhi, Jr has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor never advised him that he would incur a tax obligation when he recommended that he exchange one fund for another in his Mainstay mutual fund accounts. NYLIFE Securities settled the customer complaint in favor of the investor. Louis Bayhi, Jr Red Flags & Your Rights As An Investor Of course, Louis Bayhi, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Louis Bayhi, Jr at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Louis Bayhi, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Louis Bayhi, Jr If you have questions about NYLife Securities LLC and/or Louis Bayhi, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 4, 2023

Lorne Levy of Kingswood Capital Partners, LLC

DID LORNE HOWARD LEVY CAUSE YOU INVESTMENT LOSSES? Lorne Levy Of Kingswood Capital Partners, LLC And Formerly With Forta Financial Group, Inc. Has A Customer Complaint For Alleged Broker Misconduct Lorne Levy Customer Complaint Lorne Levy has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to conduct proper due diligence, unsuitable investment recommendations, negligence, misrepresentation and omissions, and breach of fiduciary duty related to the offer or sale of non-traded REITs and business development companies. Forta Financial Group recently denied the customer complaint, and the 3 customers filed an arbitration proceeding. Lorne Levy Red Flags & Your Rights As An Investor Of course, Lorne Levy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lorne Levy at Kingswood Capital Partners, LLC and Forta Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lorne Levy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kingswood Capital Partners, LLC and Forta Financial Group, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kingswood Capital Partners, LLC Due To Lorne Levy If you have questions about Kingswood Capital Partners, LLC, Forta Financial Group, Inc. and/or Lorne Levy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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