FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jul 29, 2023

Travis Jennings formerly with Dempsey Lord Smith, LLC

DID TRAVIS SCOTT JENNINGS CAUSE YOU INVESTMENT LOSSES? Travis Jennings Formerly With Dempsey Lord Smith, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Travis Jennings Customer Complaints Travis Jennings has been the subject of 2 customer complaints that we know about to recover investment losses. One customer dispute was denied and, to date, the customer has not taken any further action. The other customer dispute is still pending. Allegations Against Travis Jennings A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Travis Jennings Red Flags & Your Rights As An Investor Of course, Travis Jennings did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis Jennings at Dempsey Lord Smith, LLC on alert to review carefully the activity and performance of their accounts and question whether Travis Jennings has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dempsey Lord Smith, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Dempsey Lord Smith, LLC Due To Travis Jennings If you have questions about Dempsey Lord Smith, LLC and/or Travis Jennings and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 29, 2023

Travis Johnson of Wells Fargo Clearing Services, LLC

DID TRAVIS MIKEL JOHNSON CAUSE YOU INVESTMENT LOSSES? Travis Johnson Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Travis Johnson Customer Complaints Travis Johnson has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint settled in favor of the investor. The other customer complaint was denied by Wells Fargo Advisors and, to date, the customer has not taken any further action. Allegations Against Travis Johnson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Travis Johnson Red Flags & Your Rights As An Investor Of course, Travis Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis Johnson at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Travis Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Travis Johnson If you have questions about Wells Fargo Clearing Services, LLC and/or Travis Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 28, 2023

Travis Lippmann of Spartan Capital Securities, LLC

DID TRAVIS J LIPPMANN CAUSE YOU INVESTMENT LOSSES? Travis Lippmann Of Spartan Capital Securities, LLC And Formerly With Joseph Stone Capital L.L.C., Primary Capital, LLC and Newbridge Securities Corporation Has 4 Customer Complaints For Alleged Broker Misconduct Travis Lippmann Customer Complaints Travis Lippmann has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors. The other 2 customer complaints was denied by Travis Lippmann’s former employers and, to date, the customers have not taken any further action. Allegations Against Travis Lippmann A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Travis Lippmann Red Flags & Your Rights As An Investor Of course, Travis Lippmann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis Lippmann at Spartan Capital Securities, LLC, Joseph Stone Capital L.L.C., Primary Capital, LLC and Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Travis Lippmann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC, Joseph Stone Capital L.L.C., Primary Capital, LLC and Newbridge Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Travis Lippmann If you have questions about Spartan Capital Securities, LLC, Joseph Stone Capital L.L.C., Primary Capital, LLC, Newbridge Securities Corporation and/or Travis Lippmann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 28, 2023

Travis Price formerly with FSC Securities Corporation

DID TRAVIS COREY PRICE CAUSE YOU INVESTMENT LOSSES? Travis Price Formerly With FSC Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Travis Price Customer Complaints Travis Price has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled in favor of the investor. The other customer complaint was denied by FSC Securities Corporation and, to date, the customer has not taken any further action. Allegations Against Travis Price A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Travis Price Red Flags & Your Rights As An Investor Of course, Travis Price did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis Price at FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Travis Price has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At FSC Securities Corporation Due To Travis Price If you have questions about FSC Securities Corporation and/or Travis Price and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 28, 2023

Tracy Raynor of Ameriprise Financial Services, LLC

DID TRACY LYNN RAYNOR CAUSE YOU INVESTMENT LOSSES? Tracy Raynor Of Ameriprise Financial Services, LLC And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Tracy Raynor Customer Complaint Tracy Raynor has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty by taking investment and disbursement instructions from one co-trustee only when joint co-trustee authorization was required. The customer dispute was settled by Wells Fargo Clearing Services in favor of the investor. Tracy Raynor Red Flags & Your Rights As An Investor Of course, Tracy Raynor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tracy Raynor at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Tracy Raynor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Tracy Raynor If you have questions about Ameriprise Financial Services, LLC, Wells Fargo Clearing Services, LLC and/or Tracy Raynor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 28, 2023

Tracy Gundert of Edward Jones

DID TRACY GUNDERT CAUSE YOU INVESTMENT LOSSES? Tracy Gundert Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Tracy Gundert Customer Complaint Tracy Gundert has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions. Edward Jones denied the customer complaint and, to date, no further action has been taken by the customer. Tracy Gundert Red Flags & Your Rights As An Investor Of course, Tracy Gundert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tracy Gundert at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Tracy Gundert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Tracy Gundert If you have questions about Edward Jones and/or Tracy Gundert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 28, 2023

Tracey Schusterman of Janney Montgomery Scott LLC

DID TRACEY SCHUSTERMAN CAUSE YOU INVESTMENT LOSSES? Tracey Schusterman Of Janney Montgomery Scott LLC And Formerly With RBC Capital Markets, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Tracey Schusterman Customer Complaints Tracey Schusterman has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints resulted in an arbitration award against her and her former employers. Another customer complaint was settled by UBS Financial Services in favor of the investor. Janney Montgomery Scott denied the other customer complaint and, to date, no further action has been taken by the customer. Allegations Against Tracey Schusterman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Tracey Schusterman Red Flags & Your Rights As An Investor Of course, Tracey Schusterman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tracey Schusterman at Janney Montgomery Scott LLC and RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Tracey Schusterman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC and RBC Capital Markets, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Tracey Schusterman If you have questions about Janney Montgomery Scott LLC, RBC Capital Markets, LLC and/or Tracey Schusterman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 28, 2023

Tor Hall formerly with Altegris Investments, LLC

DID TOR WARREN HALL CAUSE YOU INVESTMENT LOSSES? Tor Hall Formerly With Altegris Investments, LLC and Foreside Fund Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Tor Hall Customer Complaint Tor Hall has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Mr. Hall misrepresented the risk associated with an option edge overlay strategy in a discretionary account. The customer complaint was denied and, to date, the customer has not taken any further action. Tor Hall Red Flags & Your Rights As An Investor Of course, Tor Hall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tor Hall at Altegris Investments, LLC and Foreside Fund Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Tor Hall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Altegris Investments, LLC and Foreside Fund Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Altegris Investments, LLC Due To Tor Hall If you have questions about Altegris Investments, LLC, Foreside Fund Services, LLC and/or Tor Hall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 27, 2023

Tommy Thompson of Concorde Investment Services, Inc.

DID TOMMY JOHN THOMPSON CAUSE YOU INVESTMENT LOSSES? Tommy Thompson Of Concorde Investment Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Tommy Thompson Customer Complaint Tommy Thompson has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations. The customer complaint was denied by Concorde Investment Services and, to date, the customer has not taken any further action. Tommy Thompson Red Flags & Your Rights As An Investor Of course, Tommy Thompson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tommy Thompson at Concorde Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Tommy Thompson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concorde Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Concorde Investment Services, Inc. Due To Tommy Thompson If you have questions about Concorde Investment Services, Inc. and/or Tommy Thompson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 27, 2023

Todd Puentes formerly with Peachcap Securities, Inc.

DID TOM ABEL PUENTES CAUSE YOU INVESTMENT LOSSES? Todd Puentes Formerly With Peachcap Securities, Inc. and Kestra Investment Services, LLC Has 30 Customer Complaints For Alleged Broker Misconduct Todd Puentes Customer Complaints Todd Puentes has been the subject of 30 customer complaints that we know about to recover investment losses. Twenty-three of the customer complaints were settled in favor the investors. The other 7 customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Todd Puentes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses were focused on the offer and sale of Puerto Rico Bonds. The allegations were generally unauthorized trading and unsuitable investment recommendations. Todd Puentes Red Flags & Your Rights As An Investor Of course, Todd Puentes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Puentes at Peachcap Securities, Inc. and Kestra Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Todd Puentes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Peachcap Securities, Inc. and Kestra Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Peachcap Securities, Inc. Due To Todd Puentes If you have questions about Peachcap Securities, Inc., Kestra Investment Services, LLC and/or Todd Puentes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading