FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Apr 4, 2023

Lori Caumeil of Morgan Stanley

DID LORI ANNE CAUMEIL CAUSE YOU INVESTMENT LOSSES? Lori Caumeil Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Lori Caumeil Customer Complaint Lori Caumeil has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the strategy to establish a liquidity access line with the fixed rate was unsuitable. Morgan Stanley denied the customer complaint, and to date, the investor has not taken any further action. Lori Caumeil Red Flags & Your Rights As An Investor Of course, Lori Caumeil did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lori Caumeil at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Lori Caumeil has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Lori Caumeil If you have questions about Morgan Stanley and/or Lori Caumeil and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 3, 2023

Livia Mansur of J.P. Morgan Securities LLC

DID LIVIA MENDES MANSUR CAUSE YOU INVESTMENT LOSSES? Livia Mansur Of J.P. Morgan Securities LLC And Formerly With XP Investments US, LLC, Has 2 Customer Complaints For Alleged Broker Misconduct Livia Mansur Customer Complaints Livia Mansur has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by XP Investments US in favor of the investor for $175,000. It denied another customer complaint, and to date, no further action has been taken. Allegations Against Livia Mansur A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Livia Mansur Red Flags & Your Rights As An Investor Of course, Livia Mansur did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Livia Mansur at J.P. Morgan Securities LLC and XP Investments US, LLC on alert to review carefully the activity and performance of their accounts and question whether Livia Mansur has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and XP Investments US, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Livia Mansur If you have questions about J.P. Morgan Securities LLC, XP Investments US, LLC and/or Livia Mansur and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 2, 2023

Linda Liu of Cetera Investment Services LLC?

DID LINDA LIU CAUSE YOU INVESTMENT LOSSES? Linda Liu Of Cetera Investment Services LLC Has 3 Customer Complaints For Alleged Broker Misconduct Linda Liu Customer Complaints Linda Liu has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Cetera Investment Services in favor of the investor. The brokerage firm denied another customer complaint and the customer took no further action. There is currently one arbitration proceeding pending against Cetera Investment Services for Linda Liu’s alleged misconduct. Allegations Against Linda Liu A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Linda Liu Red Flags & Your Rights As An Investor Of course, Linda Liu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Linda Liu at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Linda Liu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Linda Liu If you have questions about Cetera Investment Services LLC and/or Linda Liu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 2, 2023

Linda Olson of Edward Jones

DID LINDA J OLSON CAUSE YOU INVESTMENT LOSSES? Linda Olson Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Linda Olson Customer Complaint Linda Olson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor failed to follow instructions to change the asset allocation and the client’s variable annuity subaccounts. Edward Jones settled the customer dispute in favor of the investor and the stockbroker contributed to that settlement as well. Linda Olson Red Flags & Your Rights As An Investor Of course, Linda Olson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Linda Olson at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Linda Olson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fifth Third Securities, Inc. Due To Linda Graham If you have questions about Fifth Third Securities, Inc. and/or Linda Graham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 1, 2023

Levi Earhart formerly with Vanguard Marketing Corporation

DID LEVI MARTIN EARHART CAUSE YOU INVESTMENT LOSSES? Levi Earhart Formerly With Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct Levi Earhart Customer Complaint Levi Earhart has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized transactions resulting in tax liabilities. The customer complaint was settled in favor of the investor. Levi Earhart Red Flags & Your Rights As An Investor Of course, Levi Earhart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Levi Earhart at Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Levi Earhart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Levi Earhart If you have questions about Vanguard Marketing Corporation and/or Levi Earhart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 31, 2023

Leonard Rothstein of Wilson Davis & Co., Inc.

DID LEONARD HOWARD ROTHSTEIN CAUSE YOU INVESTMENT LOSSES? Leonard Rothstein Of Wilson Davis & Co., Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Leonard Rothstein Customer Complaints Leonard Rothstein has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by HJ Myers in favor of the investor. The other customer complaint was recently denied by Wilson-Davis and Company and withdrawn by the customer. Allegations Against Leonard Rothstein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Leonard Rothstein Red Flags & Your Rights As An Investor Of course, Leonard Rothstein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leonard Rothstein at Wilson Davis & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Leonard Rothstein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wilson Davis & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wilson Davis & Co., Inc. Due To Leonard Rothstein If you have questions about Wilson Davis & Co., Inc. and/or Leonard Rothstein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 31, 2023

Leigh Anne Parker of Edward Jones

DID LEIGH ANNE ANNE PARKER CAUSE YOU INVESTMENT LOSSES? Leigh Anne Parker Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Leigh Anne Parker Customer Complaint Leigh Anne Parker has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions to sell and exchange traded fund. Edward Jones denied the customer complaint, and to date, no further action has been taken by the investor. Leigh Anne Parker Red Flags & Your Rights As An Investor Of course, Leigh Anne Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leigh Anne Parker at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Leigh Anne Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Leigh Anne Parker If you have questions about Edward Jones and/or Leigh Anne Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 30, 2023

Leif Olson of Wells Fargo Clearing Services, LLC

DID LEIF DAVID OLSON CAUSE YOU INVESTMENT LOSSES? Leif Olson Of Wells Fargo Clearing Services, LLC And Formerly With Morgan Stanley, Has 7 Customer Complaints For Alleged Broker Misconduct Leif Olson Customer Complaints Leif Olson has been the subject of 7 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Wells Fargo Clearing Services and its former employers in favor of the investors. The other 3 customer complaints were denied, and today, no further action has been taken by the investors. Allegations Against Leif Olson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Leif Olson Red Flags & Your Rights As An Investor Of course, Leif Olson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leif Olson at Wells Fargo Clearing Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Leif Olson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Leif Olson If you have questions about Wells Fargo Clearing Services, LLC, Morgan Stanley and/or Leif Olson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 30, 2023

Lazaro Rodriguez of J.P. Morgan Securities LLC

DID LAZARO RODRIGUEZ CAUSE YOU INVESTMENT LOSSES? Lazaro Rodriguez Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Lazaro Rodriguez Customer Complaint Lazaro Rodriguez has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor recommendations and advice regarding managed account investments. J.P. Morgan Securities denied the customer complaint and to date, no further action has been taken. Lazaro Rodriguez Red Flags & Your Rights As An Investor Of course, Lazaro Rodriguez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lazaro Rodriguez at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Lazaro Rodriguez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Lazaro Rodriguez If you have questions about J.P. Morgan Securities LLC and/or Lazaro Rodriguez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 29, 2023

Lawrence Delhagen, Jr. formerly with Stifel, Nicolaus & Company, Incorporated

DID LAWRENCE RAPHAEL DELHAGEN JR CAUSE YOU INVESTMENT LOSSES? Lawrence Delhagen, Jr. Formerly With Stifel, Nicolaus & Company, Incorporated Has 6 Customer Complaints For Alleged Broker Misconduct Lawrence Delhagen, Jr. Customer Complaints Lawrence Delhagen, Jr. has been the subject of 6 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Stifel, Nicholas & Co. in favor of the investors. Lawrence Delhagen’s former employer denied one customer complaint no further action was taken. However, there are 2 pending arbitration proceedings against his former employer for his alleged misconduct. Allegations Against Lawrence Delhagen, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lawrence Delhagen, Jr. Red Flags & Your Rights As An Investor Of course, Lawrence Delhagen, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Delhagen, Jr. at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Lawrence Delhagen, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Lawrence Delhagen, Jr. If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Lawrence Delhagen, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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