FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jul 23, 2023

Timothy Ridge formerly with Sagepoint Financial, Inc.

DID TIMOTHY DALE RIDGE CAUSE YOU INVESTMENT LOSSES? Timothy Ridge Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Timothy Ridge Customer Complaint Timothy Ridge has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the investment in private fund was unsuitable. Sagepoint Financial settled the customer complaint in favor of the investor. Timothy Ridge Red Flags & Your Rights As An Investor Of course, Timothy Ridge did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Ridge at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Timothy Ridge has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Timothy Ridge If you have questions about Sagepoint Financial, Inc. and/or Timothy Ridge and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 23, 2023

Timothy Kauk of Vanguard Marketing Corporation

DID TIMOTHY BERNHARD KAUK CAUSE YOU INVESTMENT LOSSES? Timothy Kauk Of Vanguard Marketing Corporation And Formerly With USAA Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Timothy Kauk Customer Complaint Timothy Kauk has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions of customer. The brokerage firm denied the customer complaint and, to date, no further action has been taken by the investor. Timothy Kauk Red Flags & Your Rights As An Investor Of course, Timothy Kauk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Kauk at Vanguard Marketing Corporation and USAA Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Timothy Kauk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation and USAA Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Timothy Kauk If you have questions about Vanguard Marketing Corporation, USAA Financial Advisors, Inc. and/or Timothy Kauk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 23, 2023

Timothy Avila formerly with LPL Financial LLC

DID TIMOTHY AVILA CAUSE YOU INVESTMENT LOSSES? Timothy Avila Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Timothy Avila Customer Complaint Timothy Avila has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor placed several short-term trades there were unsuitable based on client’s age, employment status, risk tolerance and investment objectives. CWM, LLC settled the customer complaint in favor of the investor. Timothy Avila Red Flags & Your Rights As An Investor Of course, Timothy Avila did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Avila at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Avila has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Timothy Avila If you have questions about LPL Financial LLC and/or Timothy Avila and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 23, 2023

Thomas Moore of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID THOMAS WILSON MOORE CAUSE YOU INVESTMENT LOSSES? Thomas Moore Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Thomas Moore Customer Complaints Thomas Moore has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Merrill Lynch Pierce Fenner and Smith in favor of the investors. Allegations Against Thomas Moore A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Moore Red Flags & Your Rights As An Investor Of course, Thomas Moore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Moore at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Thomas Moore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Thomas Moore If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Thomas Moore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 23, 2023

Thomas Saunders formerly with Kovack Securities Inc.

DID THOMAS WILLIAM SAUNDERS CAUSE YOU INVESTMENT LOSSES? Thomas Saunders Formerly With Kovack Securities Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Thomas Saunders Customer Complaints Thomas Saunders has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Thomas Saunders’ former employers and, to date, the investors have not taken any further action. Allegations Against Thomas Saunders A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Saunders Red Flags & Your Rights As An Investor Of course, Thomas Saunders did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Saunders at Kovack Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Saunders has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kovack Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kovack Securities Inc. Due To Thomas Saunders If you have questions about Kovack Securities Inc. and/or Thomas Saunders and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 23, 2023

Thomas Haarmann of Money Concepts Capital Corp

DID THOMAS WILLIAM HAARMANN CAUSE YOU INVESTMENT LOSSES? Thomas Haarmann Of Money Concepts Capital Corp Has A Customer Complaint For Alleged Broker Misconduct Thomas Haarmann Customer Complaint Thomas Haarmann has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer was to be a conservative investor, that she never met suitability requirements and that the adviser misrepresented the investment in a real estate security. Money Concepts Capital Corp. denied the customer complaint and, to date, the investor has not filed any arbitration proceeding. Thomas Haarmann Red Flags & Your Rights As An Investor Of course, Thomas Haarmann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Haarmann at Money Concepts Capital Corp on alert to review carefully the activity and performance of their accounts and question whether Thomas Haarmann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital Corp also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Money Concepts Capital Corp Due To Thomas Haarmann If you have questions about Money Concepts Capital Corp and/or Thomas Haarmann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 22, 2023

Thomas Tavolacci of Edward Jones

DID THOMAS SCOTT TAVOLACCI CAUSE YOU INVESTMENT LOSSES? Thomas Tavolacci Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Thomas Tavolacci Customer Complaint Thomas Tavolacci has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to file customer’s instruction to purchase Medifast stock. Edward Jones denied the customer complaint and, to date, no further action has been taken by the investor. Thomas Tavolacci Red Flags & Your Rights As An Investor Of course, Thomas Tavolacci did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Tavolacci at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Thomas Tavolacci has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Thomas Tavolacci If you have questions about Edward Jones and/or Thomas Tavolacci and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 22, 2023

Thomas Manelski of PNC Investments

DID THOMAS PATRICK MANELSKI CAUSE YOU INVESTMENT LOSSES? Thomas Manelski Of PNC Investments Has A Customer Complaint For Alleged Broker Misconduct Thomas Manelski Customer Complaint Thomas Manelski has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer was misinformed about the features of a variable annuity contract. PNC Investments denied the customer complaint and, to date, the investor has not taken any further action. Thomas Manelski Red Flags & Your Rights As An Investor Of course, Thomas Manelski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Manelski at PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Thomas Manelski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PNC Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PNC Investments Due To Thomas Manelski If you have questions about PNC Investments and/or Thomas Manelski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 22, 2023

Thomas Donahue of Lincoln Financial Securities Corporation

DID THOMAS PATRICK DONAHUE CAUSE YOU INVESTMENT LOSSES? Thomas Donahue Of Lincoln Financial Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Thomas Donahue Customer Complaints Thomas Donahue has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by MML Investors Services in favor of the investor. Lincoln Financial Securities denied the other customer complaint and to date, the customer has not taken any further action. Allegations Against Thomas Donahue A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Donahue Red Flags & Your Rights As An Investor Of course, Thomas Donahue did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Donahue at Lincoln Financial Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Thomas Donahue has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Securities Corporation Due To Thomas Donahue If you have questions about Lincoln Financial Securities Corporation and/or Thomas Donahue and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 22, 2023

Thomas Smith, IV of Valic Financial Advisors, Inc.

DID THOMAS NEWTON SMITH IV CAUSE YOU INVESTMENT LOSSES? Thomas Smith, IV Of Valic Financial Advisors, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Thomas Smith, IV Customer Complaints Thomas Smith, IV has been the subject of 3 customer complaints that we know about to recover investment losses. Two customer complaints were denied by Ameriprise Financial Services and the customers took no further action. One customer complaint filed in connection with his employment with Valic Financial Advisors is still pending. Allegations Against Thomas Smith, IV A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Smith, IV Red Flags & Your Rights As An Investor Of course, Thomas Smith, IV did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Smith, IV at Valic Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Smith, IV has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valic Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valic Financial Advisors, Inc. Due To Thomas Smith, IV If you have questions about Valic Financial Advisors, Inc. and/or Thomas Smith, IV and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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