FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jul 20, 2023

Thomas Baumann formerly with Spartan Capital Securities, LLC

DID THOMAS JAMES BAUMANN CAUSE YOU INVESTMENT LOSSES? Thomas Baumann Formerly With Spartan Capital Securities, LLC Has 6 Customer Complaints For Alleged Broker Misconduct Thomas Baumann Customer Complaints Thomas Baumann has been the subject of 6 customer complaints that we know about to recover investment losses. Spartan Capital Securities settled 3 of the customer complaints in favor of the investors. Thomas Baumann’s former employers denied the other two customer complaints and the customers took no further action. There is currently one customer complaint pending. Allegations Against Thomas Baumann A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Baumann Red Flags & Your Rights As An Investor Of course, Thomas Baumann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Baumann at Spartan Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Thomas Baumann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Thomas Baumann If you have questions about Spartan Capital Securities, LLC and/or Thomas Baumann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 20, 2023

Thomas O’Rourke, Jr. of Morgan Stanley

DID THOMAS J O’ROURKE JR CAUSE YOU INVESTMENT LOSSES? Thomas O’Rourke, Jr. Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Thomas O’Rourke, Jr. Customer Complaint Thomas O’Rourke, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations in connection with the purchase of variable annuity contracts. Morgan Stanley denied the customer complaint and, to date, the customer has not taken any further action. Thomas O’Rourke, Jr. Red Flags & Your Rights As An Investor Of course, Thomas O’Rourke, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas O’Rourke, Jr. at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Thomas O’Rourke, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Thomas O’Rourke, Jr. If you have questions about Morgan Stanley and/or Thomas O’Rourke, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 20, 2023

Thomas Parr of Morgan Stanley

DID THOMAS GORDON PARR CAUSE YOU INVESTMENT LOSSES? Thomas Parr Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Thomas Parr Customer Complaint Thomas Parr has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the fees associated with the managed account were not fully disclosed. Morgan Stanley denied the customer complaint and so far that the investor has not taken any further action. Thomas Parr Red Flags & Your Rights As An Investor Of course, Thomas Parr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Parr at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Thomas Parr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Thomas Parr If you have questions about Morgan Stanley and/or Thomas Parr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 19, 2023

Thomas Baker of Lincoln Investment

DID THOMAS GERALD BAKER CAUSE YOU INVESTMENT LOSSES? Thomas Baker Of Lincoln Investment Has A Customer Complaint For Alleged Broker Misconduct Thomas Baker Customer Complaint Thomas Baker has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to fully disclose all facts related to insurance policies. Pruco Securities denied the customer complaint and, to date, the investor has not taken any further action. Thomas Baker Red Flags & Your Rights As An Investor Of course, Thomas Baker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Baker at Lincoln Investment on alert to review carefully the activity and performance of their accounts and question whether Thomas Baker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Investment also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Investment Due To Thomas Baker If you have questions about Lincoln Investment and/or Thomas Baker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 19, 2023

Thomas Ming formerly with Key Investment Services LLC

DID THOMAS GEORGE MING CAUSE YOU INVESTMENT LOSSES? Thomas Ming Formerly With Key Investment Services LLC Has 2 Customer Complaints For Alleged Broker Misconduct Thomas Ming Customer Complaints Thomas Ming has been the subject of 2 customer complaints that we know about to recover investment losses. Key Investment Services denied both customer complaints and to date, the customers have not taken any further action. Allegations Against Thomas Ming A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Ming Red Flags & Your Rights As An Investor Of course, Thomas Ming did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Ming at Key Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Thomas Ming has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Key Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Key Investment Services LLC Due To Thomas Ming If you have questions about Key Investment Services LLC and/or Thomas Ming and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 19, 2023

Thomas Shay of Cambridge Investment Research, Inc.

DID THOMAS FRANCIS SHAY CAUSE YOU INVESTMENT LOSSES? Thomas Shay Of Cambridge Investment Research, Inc. Has A Customer Complaint For Alleged Broker Misconduct Thomas Shay Customer Complaint Thomas Shay has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the sale of a variable annuity contract for the customer was an unsuitable investment. Cambridge Investment Research denied the customer complaint and, to date, the investor has not taken any further action. Thomas Shay Red Flags & Your Rights As An Investor Of course, Thomas Shay did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Shay at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Shay has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Thomas Shay If you have questions about Cambridge Investment Research, Inc. and/or Thomas Shay and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 19, 2023

Thomas Maguire of Lion Street Financial, LLC

DID THOMAS ELDON MAGUIRE CAUSE YOU INVESTMENT LOSSES? Thomas Maguire Of Lion Street Financial, LLC And Formerly With Kestra Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Thomas Maguire Customer Complaint Thomas Maguire has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresenting the timing of exit from variable universal life Insurance positions. Kestra Investment Services settled the customer complaint for the full amount demanded, $220,000. Thomas Maguire Red Flags & Your Rights As An Investor Of course, Thomas Maguire did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Maguire at Lion Street Financial, LLC and Kestra Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Thomas Maguire has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lion Street Financial, LLC and Kestra Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lion Street Financial, LLC Due To Thomas Maguire If you have questions about Lion Street Financial, LLC, Kestra Investment Services, LLC and/or Thomas Maguire and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 19, 2023

Thomas Moran of Citigroup Global Markets Inc.

DID THOMAS EDWIN MORAN CAUSE YOU INVESTMENT LOSSES? Thomas Moran Of Citigroup Global Markets Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Thomas Moran Customer Complaints Thomas Moran has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint was settled by Gruntal & Co. in favor of the investor. Thomas Moran’s current and former employers denied the other four complaints and, to date, the customers have not taken any further action. Allegations Against Thomas Moran A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Moran Red Flags & Your Rights As An Investor Of course, Thomas Moran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Moran at Citigroup Global Markets Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Moran has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citigroup Global Markets Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Citigroup Global Markets Inc. Due To Thomas Moran If you have questions about Citigroup Global Markets Inc. and/or Thomas Moran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 19, 2023

Thomas Kelly, Jr. of Aegis Capital Corp.

DID THOMAS EDISON KELLY JR CAUSE YOU INVESTMENT LOSSES? Thomas Kelly, Jr. Of Aegis Capital Corp. And Formerly With National Securities Corporation Has 19 Customer Complaints For Alleged Broker Misconduct Thomas Kelly, Jr. Customer Complaints Thomas Kelly, Jr. has been the subject of 19 customer complaints that we know about to recover investment losses. Twelve of the customer complaints were settled by Thomas Kelly’s employers in favor of the investors. Four customer complaints were denied by National Securities Corp. and First Republic Group and the customers took no further action. There are 3 arbitration proceedings still pending against Thomas Kelly’s current and former employers for his alleged misconduct. Allegations Against Thomas Kelly, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Kelly, Jr. Red Flags & Your Rights As An Investor Of course, Thomas Kelly, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Kelly, Jr. at Aegis Capital Corp. and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Thomas Kelly, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Thomas Kelly, Jr. If you have questions about Aegis Capital Corp., National Securities Corporation and/or Thomas Kelly, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 18, 2023

Thomas Borich of Edward Jones

DID THOMAS BRYAN BORICH CAUSE YOU INVESTMENT LOSSES? Thomas Borich Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Thomas Borich Customer Complaint Thomas Borich has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose commissions related to an investment along with poor recommendations and poor advice. Edward Jones settled the customer complaint in favor of the investor. Thomas Borich Red Flags & Your Rights As An Investor Of course, Thomas Borich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Borich at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Thomas Borich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Thomas Borich If you have questions about Edward Jones and/or Thomas Borich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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