FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Mar 18, 2023

Kent Engelke of Capitol Securities Management, Inc.

DID KENT ERIC ENGELKE CAUSE YOU INVESTMENT LOSSES? Kent Engelke Of Capitol Securities Management, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Kent Engelke Customer Complaints Kent Engelke has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled favorably by Kent Engelke’s employer for the investors. Allegations Against Kent Engelke A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kent Engelke Red Flags & Your Rights As An Investor Of course, Kent Engelke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kent Engelke at Capitol Securities Management, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kent Engelke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capitol Securities Management, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, all us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Capitol Securities Management, Inc. Due To Kent Engelke If you have questions about Capitol Securities Management, Inc. and/or Kent Engelke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 18, 2023

Kenneth Collins, Jr. formerly with Union Capital Company

DID KENNETH PAUL COLLINS, JR CAUSE YOU INVESTMENT LOSSES? Kenneth Collins, Jr. Formerly With Union Capital Company Has 4 Customer Complaints For Alleged Broker Misconduct Kenneth Collins, Jr.  Customer Complaints Kenneth Collins, Jr. has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors. The other 2 customer complaints were denied by Kenneth Collins former employers and customers took no further action. Allegations Against Kenneth Collins, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kenneth Collins, Jr.  Red Flags & Your Rights As An Investor Of course, Kenneth Collins, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Collins, Jr. at Union Capital Companyon alert to review carefully the activity and performance of their accounts and question whether Kenneth Collins, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Union Capital Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Union Capital Company Due To Kenneth Collins, Jr. If you have questions about Union Capital Company and/or Kenneth Collins, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 18, 2023

Kenneth Dwyer formerly with John Thomas Financial

DID KENNETH MICHAEL DWYER CAUSE YOU INVESTMENT LOSSES? Kenneth Dwyer Formerly With John Thomas Financial Has 6 Customer Complaints For Alleged Broker Misconduct Kenneth Dwyer Customer Complaints Kenneth Dwyer has been the subject of 6 customer complaints that we know about to recover investment losses. Three of the customer complaints was settled in favor of investors. Two complaints were denied by Kenneth Dwyer’s former employer and the customers took no further action. There is one dispute against the financial advisor’s former employer John Thomas Financial which is still pending in arbitration. Allegations Against Kenneth Dwyer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kenneth Dwyer Red Flags & Your Rights As An Investor Of course, Kenneth Dwyer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Dwyer at John Thomas Financial on alert to review carefully the activity and performance of their accounts and question whether Kenneth Dwyer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at John Thomas Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At John Thomas Financial Due To Kenneth Dwyer If you have questions about John Thomas Financial and/or Kenneth Dwyer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 16, 2023

Kenneth Levin of Mesirow Financial, Inc.

DID KENNETH CHARNEY LEVIN CAUSE YOU INVESTMENT LOSSES? Kenneth Levin Of Mesirow Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Kenneth Levin Customer Complaint Kenneth Levin has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose a material provision in a contract between waste management and advanced disposal. Mesirow Financial denied the customer complaint and to date no further action has been taken. Kenneth Levin Red Flags & Your Rights As An Investor Of course, Kenneth Levin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Levin at Mesirow Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kenneth Levin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mesirow Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Mesirow Financial, Inc. Due To Kenneth Levin If you have questions about Mesirow Financial, Inc. and/or Kenneth Levinand the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 16, 2023

Kendall Pfutzenreuter of RBC Capital Markets, LLC

DID KENDALL RAY PFUTZENREUTER CAUSE YOU INVESTMENT LOSSES? Kendall Pfutzenreuter Of RBC Capital Markets, LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Kendall Pfutzenreuter Customer Complaint Kendall Pfutzenreuter has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendation and misrepresentations related to structured products. Merrill Lynch Pierce Fenner and Smith has denied the customer allegations and, to date the customer has not taken any further action. Kendall Pfutzenreuter Red Flags & Your Rights As An Investor Of course, Kendall Pfutzenreuter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kendall Pfutzenreuter at RBC Capital Markets, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Kendall Pfutzenreuterhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Kendall Pfutzenreuter If you have questions about RBC Capital Markets, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Kendall Pfutzenreuter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 15, 2023

Keith Moore of Boustead Securities LLC

DID KEITH CHARLES MOORE CAUSE YOU INVESTMENT LOSSES? Keith Moore Of Boustead Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Keith Moore Customer Complaint Keith Moore has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unreasonable underwriter compensation related to the ATIF Holdings initial public offering. The customer complaint was denied by Boustead Securities and, to date, the customer has not taken any further action. Keith Moore Red Flags & Your Rights As An Investor Of course, Keith Moore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Moore at Boustead Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Keith Moore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Boustead Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Boustead Securities LLC Due To Keith Moore If you have questions about Boustead Securities LLC and/or Keith Moore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 13, 2023

Justin Pagel of Feltl & Company

DID JUSTIN WILLIAM PAGEL CAUSE YOU INVESTMENT LOSSES? Justin Pagel Of Feltl & Company Has 5 Customer Complaints For Alleged Broker Misconduct Justin Pagel Customer Complaints Justin Pagel has been the subject of 5 customer complaints that we know about to recover investment losses. One of the customer complaints resulted in an arbitration award against Justin Pagel’s former employer. Three of the customer disputes were settled by Justin Pagel’s former employers. The last customer complaint was denied and the customer, today, is not taking any further action. Allegations Against Justin Pagel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Justin Pagel Red Flags & Your Rights As An Investor Of course, Justin Pagel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Pagel at Feltl & Company on alert to review carefully the activity and performance of their accounts and question whether Justin Pagel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Feltl & Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Feltl & Company Due To Justin Pagel If you have questions about Feltl & Company and/or Justin Pagel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 13, 2023

Justin Deiter of Spartan Capital Securities, LLC

DID JUSTIN RAY DEITER CAUSE YOU INVESTMENT LOSSES? Justin Deiter Of Spartan Capital Securities, LLC And Formerly With Allied Millennial Partners, LLC and Aegis Capital Corp. Has 6 Customer Complaints For Alleged Broker Misconduct Justin Deiter Customer Complaints Justin Deiter has been the subject of 6 customer complaints that we know about to recover investment losses. Four of the customer complaints have been settled by Justin Deiter’s former employers in favor of the investors. One customer complaint was denied and no further action was taken. The last customer complaint against Spartan Capital Securities remains pending in a FINRA arbitration proceeding. Allegations Against Justin Deiter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Justin Deiter Red Flags & Your Rights As An Investor Of course, Justin Deiter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Deiter at Spartan Capital Securities, LLC, Allied Millennial Partners, LLC and Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Justin Deiter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC, Allied Millennial Partners, LLC and Aegis Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Justin Deiter If you have questions about Spartan Capital Securities, LLC, Allied Millennial Partners, LLC, Aegis Capital Corp. and/or Justin Deiter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 13, 2023

Justin Crocker of J.P. Morgan Securities LLC

DID JUSTIN CROCKER CAUSE YOU INVESTMENT LOSSES? Justin Crocker Of J.P. Morgan Securities LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Justin Crocker Customer Complaint Justin Crocker has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations and unsuitable recommendations of a mutual fund investment. The customer complaint was denied by J.P. Morgan securities, and to date, the customer has not taken any further action. Justin Crocker Red Flags & Your Rights As An Investor Of course, Justin Crocker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Crocker at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Justin Crocker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Justin Crocker If you have questions about J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Justin Crocker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 13, 2023

Justin Lowy of DFPG Investments, LLC

DID JUSTIN CHARLES LOWY CAUSE YOU INVESTMENT LOSSES? Justin Lowy Of DFPG Investments, LLC And Formerly With Crown Capital Securities, L.P. Has A Customer Complaint For Alleged Broker Misconduct Justin Lowy Customer Complaint Justin Lowy has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendations, misrepresentations, omissions of material fact and breach of fiduciary duty in connection with the purchase of 2 alternative investments. The customer dispute was settled by Crown Capital Securities in favor of the investor. Justin Lowy Red Flags & Your Rights As An Investor Of course, Justin Lowy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Lowy at DFPG Investments, LLC and Crown Capital Securities, L.P. on alert to review carefully the activity and performance of their accounts and question whether Justin Lowy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at DFPG Investments, LLC and Crown Capital Securities, L.P. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At DFPG Investments, LLC Due To Justin Lowy If you have questions about DFPG Investments, LLC, Crown Capital Securities, L.P. and/or Justin Lowy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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