FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jul 18, 2023

Thomas Swan of Western International Securities, Inc.

DID THOMAS BRIAN SWAN CAUSE YOU INVESTMENT LOSSES? Thomas Swan Of Western International Securities, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Thomas Swan Customer Complaints Thomas Swan has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint was settled in favor of the investor. Another customer complaint was denied by Thomas Swan’s former employer and the customer took no further action. There are currently 2 arbitration proceedings pending against Western International Securities for Thomas Swan’s alleged misconduct. Allegations Against Thomas Kieffer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Swan Red Flags & Your Rights As An Investor Of course, Thomas Swan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Swan at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Swan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Thomas Swan If you have questions about Western International Securities, Inc. and/or Thomas Swan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 18, 2023

Thomas Kieffer formerly with Ceros Financial Services, Inc.

DID THOMAS ANTHONY KIEFFER CAUSE YOU INVESTMENT LOSSES? Thomas Kieffer Formerly With Ceros Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Thomas Kieffer Customer Complaints Thomas Kieffer has been the subject of 3 customer complaints that we know about to recover investment losses. All three customer complaints were settled in favor of the investors. Allegations Against Thomas Kieffer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Kieffer Red Flags & Your Rights As An Investor Of course, Thomas Kieffer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Kieffer at Ceros Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Kieffer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ceros Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ceros Financial Services, Inc. Due To Thomas Kieffer If you have questions about Ceros Financial Services, Inc. and/or Thomas Kieffer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 18, 2023

Theodore Rich of D.A. Davidson & Co.

DID THEODORE NELSON RICH CAUSE YOU INVESTMENT LOSSES? Theodore Rich Of D.A. Davidson & Co. And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Theodore Rich Customer Complaints Theodore Rich has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Wells Fargo Investments and the customer took no further action. The 2nd customer complaint is still pending in a FINRA arbitration proceeding. Allegations Against Theodore Rich A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Theodore Rich Red Flags & Your Rights As An Investor Of course, Theodore Rich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Rich at D.A. Davidson & Co. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Theodore Rich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson & Co. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At D.A. Davidson & Co. Due To Theodore Rich If you have questions about D.A. Davidson & Co., Wells Fargo Clearing Services, LLC and/or Theodore Rich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 18, 2023

Theodore Nebel formerly with Commonwealth Financial Network

DID THEODORE HOWARD NEBEL CAUSE YOU INVESTMENT LOSSES? Theodore Nebel Formerly With Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Theodore Nebel Customer Complaint Theodore Nebel has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions to exit stock market positions in the account. Commonwealth Financial Network denied the customer complaint and, to date, the customer has not taken any further action. Theodore Nebel Red Flags & Your Rights As An Investor Of course, Theodore Nebel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Nebel at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Theodore Nebel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Theodore Nebel If you have questions about Commonwealth Financial Network and/or Theodore Nebel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 17, 2023

Theodore Jackson of Ameriprise Financial Services, LLC

DID THEODORE CHARLES JACKSON CAUSE YOU INVESTMENT LOSSES? Theodore Jackson Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Theodore Jackson Customer Complaints Theodore Jackson has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Ameriprise Financial Services and its predecessor American Express Financial Advisors in favor of the investors. Allegations Against Theodore Jackson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Theodore Jackson Red Flags & Your Rights As An Investor Of course, Theodore Jackson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Jackson at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Theodore Jackson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Theodore Jackson If you have questions about Ameriprise Financial Services, LLC and/or Theodore Jackson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 17, 2023

Terry Cutrer of Edward Jones

DID TERRY LOUIS CUTRER CAUSE YOU INVESTMENT LOSSES? Terry Cutrer Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Terry Cutrer Customer Complaint Terry Cutrer has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of potential tax implications related to IRA distributions. Edward Jones settled the customer dispute in favor of the investor. Terry Cutrer Red Flags & Your Rights As An Investor Of course, Terry Cutrer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Terry Cutrer at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Terry Cutrer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Terry Cutrer If you have questions about Edward Jones and/or Terry Cutrer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 17, 2023

Terry Bailey of LPL Financial LLC

DID TERRY LEE BAILEY CAUSE YOU INVESTMENT LOSSES? Terry Bailey Of LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Terry Bailey Customer Complaints Terry Bailey has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint evolved into a FINRA arbitration proceeding and an award in favor of the investor. The other customer complaint was settled by LPL Financial in favor of the investor. Wells Fargo Advisors denied another customer complaint and the customer did not pursue any action thereafter. Allegations Against Terry Bailey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Terry Bailey Red Flags & Your Rights As An Investor Of course, Terry Bailey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Terry Bailey at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Terry Bailey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Terry Bailey If you have questions about LPL Financial LLC and/or Terry Bailey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 17, 2023

Terrence Volk of Wells Fargo Clearing Services, LLC

DID TERRENCE CHARLES VOLK CAUSE YOU INVESTMENT LOSSES? Terrence Volk Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Terrence Volk Customer Complaints Terrence Volk has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Wells Fargo Advisors in favor of the investor. Terrence Volk’s former employer denied the other customer complaint and no further action was taken. Allegations Against Terrence Volk A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Terrence Volk Red Flags & Your Rights As An Investor Of course, Terrence Volk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Terrence Volk at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Terrence Volk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Terrence Volk If you have questions about Wells Fargo Clearing Services, LLC and/or Terrence Volk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 17, 2023

Teresa Owsley of LPL Financial LLC

DID TERESA DIANA OWSLEY CAUSE YOU INVESTMENT LOSSES? Teresa Owsley Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Teresa Owsley Customer Complaint Teresa Owsley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to a mutual fund investment was inappropriate for customer’s grandchildren’s growth objective. The Huntington Investment Company denied the customer complaint and the customer took no further action as of this date. Teresa Owsley Red Flags & Your Rights As An Investor Of course, Teresa Owsley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Teresa Owsley at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Teresa Owsley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Teresa Owsley If you have questions about LPL Financial LLC and/or Teresa Owsley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 17, 2023

Ted Norman of Ameriprise Financial Services, LLC

DID TED J NORMAN CAUSE YOU INVESTMENT LOSSES? Ted Norman Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Ted Norman Customer Complaint Ted Norman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions. Ameriprise Financial Services denied the customer complaint and, to date, the customer has not taken any further action. Ted Norman Red Flags & Your Rights As An Investor Of course, Ted Norman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ted Norman at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ted Norman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Ted Norman If you have questions about Ameriprise Financial Services, LLC and/or Ted Norman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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