FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Nov 7, 2024

Jennifer Nelson of Edward Jones FIRED

DID JENNIFER LYNN NELSON CAUSE YOU INVESTMENT LOSSES? Jennifer Nelson Formerly With Edward Jones was terminated on May 16, 2024, due to concerns related to her failure to service client accounts in a timely manner. Jennifer Nelson Employment History and Termination Jennifer L. Nelson began her securities career in 2019 with Edward Jones, where she served as a financial advisor until May 2024. She has passed two general industry/product exams and one multi-state securities law exam, gaining knowledge to support her advisory role. Nelson’s employment with Edward Jones ended following allegations of inadequate account servicing, specifically related to timeliness, adherence to client complaint policies, and deadlines for Simple IRAs. Disclosure Events: Jennifer Nelson Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jennifer Nelson is a red flag which should put all current and former customers of Jennifer Nelson at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jennifer Nelson engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Jennifer Nelson If you have questions about Edward Jones and/or Jennifer Nelson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 7, 2024

Kevin Ollis of TIAA-CREF Individual & Institutional Services, LLC FIRED

DID KEVIN LEE OLLIS CAUSE YOU INVESTMENT LOSSES? Kevin Ollis Formerly With TIAA-CREF Individual & Institutional Services, LLC was terminated on June 21, 2024, due to allegations related to failing to make required calls to clients. Kevin Ollis Employment History Kevin Lee Ollis has an extensive career in the securities industry, having worked for three different firms. His most recent and longest tenure was with TIAA-CREF Individual & Institutional Services, LLC, where he was registered from May 2001 until July 2024. Prior to that, he held positions at First Union Securities, Inc., and First Union Brokerage Services, Inc. Throughout his career, Mr. Ollis has passed six industry exams, including one principal/supervisory exam, three general industry/product exams, and two multi-state securities law exams. His qualifications include passing the General Securities Principal Examination, the General Securities Representative Examination, and the Uniform Investment Adviser Law Examination. Kevin Ollis Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Kevin Ollis is a red flag which should put all current and former customers of Kevin Ollis at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Ollis engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Kevin Ollis If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Kevin Ollis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 7, 2024

Mara Otley of Independent Financial Partners FIRED

DID MARA OTLEY CAUSE YOU INVESTMENT LOSSES? Mara Otley of Independent Financial Partners was recently fired from Wells Fargo Advisors, following allegations that she attempted to send confidential client information to a third party. Mara Otley Employment History and Termination Mara Otley has worked in the securities industry since 2011, with experience at Scottrade, Inc., Wells Fargo Clearing Services, LLC, and most recently at Wells Fargo Advisors Financial Network, LLC. Otley was employed as a registered broker from November 2022 until July 2024. She is currently registered with IFP Securities LLC as a registered broker and Independent Financial Partners as a financial advisor since July 16, 2024.  Both companies are based in Denver, Colorado. She passed one principal/supervisory exam, two general industry/product exams, and two multi-state securities law exams. Otley was discharged from Wells Fargo Advisors Financial Network, LLC on July 15, 2024, following allegations of an alleged attempt to send confidential client information to a third party, as reported by Wells Fargo. This information is publicly accessible, to evaluate the compliance history of financial professionals. Disclosure Event: Mara Otley Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Mara Otley is a red flag which should put all current and former customers of Mara Otley at Independent Financial Partnerson alert to review carefully the activity and performance of their accounts and question whether Mara Otley engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Partners also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Partners Due To Mara Otley If you have questions about Independent Financial Partners and/or Mara Otley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 6, 2024

Luis Jean-Bart Formerly With PFS Investments Inc., LLC

DID LUIS S JEAN-BART CAUSE YOU INVESTMENT LOSSES?? Luis Jean-Bart Formerly With PFS Investments Inc. was terminated on January 26 2024, following allegations related to the purported investment club involvement that resulted in client losses   Allegations Against Luis Jean-Bart Fei Yang has worked in the securities industry with a registration at J.P. Morgan Securities LLC from November 2019 to October 2024. She has completed two general industry/product exams (Securities Industry Essentials and Investment Company Products/Variable Contracts Representative exams) and one multi-state securities law exam. Yang’s employment with JPMorgan Chase Bank, N.A., ended in termination on October 8, 2024, following allegations related to the handling of bank certificates of deposit (CDs). Specifically, she was accused of changing the primary and secondary ownership of CDs for existing customers, which qualified her for incentive credits otherwise not eligible to her. Allegations Against Luis Jean-Bart Luis S. Jean-Bart has three disclosed negative incidents in his FINRA record: Luis Jean-Bart Red Flags & Your Rights As An Investor Of course, Luis Jean-Bart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luis Jean-Bart at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Luis Jean-Bart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Luis Jean-Bart If you have questions about PFS Investments Inc. and/or Luis Jean-Bart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 6, 2024

Christopher Pitt of Wells Fargo Clearing Services, LLC FIRED

DID CHRISTOPHER PITT CAUSE YOU INVESTMENT LOSSES? Christopher Pitt Formerly With Wells Fargo Clearing Services, LLC was terminated on May 13, 2024, after a review of allegations involving the simulation of keyboard activity to create the impression of active work. Christopher Pitt Employment History Christopher Pitt has worked in the securities industry for multiple firms over the years, including Wells Fargo Clearing Services, LLC and PFS Investments Inc. Pitt has passed four general industry/product exams and one multi-state securities law exam, such as the General Securities Representative Examination and the Uniform Securities Agent State Law Examination. He has held registrations with several firms, most recently with Wells Fargo Clearing Services, LLC from 2022 until 2024. Pitt is currently not registered with any firm. Allegations Against Christopher Pitt Christopher Pitt has one employment termination summarized below: Christopher Pitt Red Flags & Your Rights As An Investor Of course, Christopher Pitt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Christopher Pitt at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Pitt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Christopher Pitt If you have questions about Wells Fargo Clearing Services, LLC and/or Christopher Pitt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 6, 2024

Jonathan Provost of Fidelity Brokerage Services LLC FIRED

DID JONATHAN PROVOST CAUSE YOU INVESTMENT LOSSES? Jonathan Provost Formerly With Fidelity Brokerage Services LLC was terminated on June 25, 2024, due to allegations that he used a planning tool improperly to impact his performance metrics. Jonathan Provost Employment History Jonathan Provost has worked with one firm in the securities industry during his brief career. He was registered with Fidelity Brokerage Services LLC from June 2022 until his termination in June 2024. During this time, Mr. Provost passed four key industry exams, including the General Securities Representative Examination, the Securities Industry Essentials Examination, the Uniform Combined State Law Examination, and the Uniform Securities Agent State Law Examination. Termination:  Mr. Provost’s employment with Fidelity Brokerage Services LLC was terminated in June 2024 due to allegations that he used a planning tool with three clients without engaging in the necessary discussions, which impacted his performance metrics. As of now, Mr. Provost is not registered with any firm. Jonathan Provost Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Jonathan Provost is a red flag which should put all current and former customers of Jonathan Provost at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Jonathan Provost engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Jonathan Provost If you have questions about Fidelity Brokerage Services LLC and/or Jonathan Provost and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 6, 2024

Jeffrey Ragland of Fidelity Brokerage Services LLC FIRED

DID JEFFREY GANT RAGLAND CAUSE YOU INVESTMENT LOSSES? Jeffrey Ragland Formerly With Fidelity Brokerage Services LLC fired following allegations that he documented planning interactions without confirming the accuracy of the information with clients. Jeffrey Ragland Employment History and Termination Jeffrey G. Ragland began his securities career in 2004 with Fidelity Brokerage Services LLC, where he remained until May 2024. His experience includes a significant period in advisory roles, specializing in client relationship management and financial planning. His extensive career highlights his long-standing industry involvement. Throughout his tenure, Ragland passed two general industry/product exams and two multi-state securities law exams. On May 10, 2024, Fidelity Brokerage Services LLC terminated Ragland, following allegations that Ragland documented planning interactions and input data into planning tools without conducting conversations with clients or verifying the accuracy of the information. Disclosure Jeffrey Ragland Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jeffrey Ragland is a red flag which should put all current and former customers of Jeffrey Ragland at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Ragland engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Jeffrey Ragland If you have questions about Fidelity Brokerage Services LLC and/or Jeffrey Ragland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 6, 2024

Imdadur Rahman of L.M. Kohn & Company FIRED

DID IMDADUR RAHMAN CAUSE YOU INVESTMENT LOSSES? Imdadur Rahman Formerly With L.M. Kohn & Company was terminated on June 10, 2024, following the FINRA findings related to his conduct while employed at Merrill Lynch Imdadur Rahman Employment History Imdadur Rahman has a lengthy career in the securities industry, having been registered with several prominent firms over the years. He has worked with five firms, including L.M. Kohn & Company from October 2023 to June 2024 and Merrill Lynch, Pierce, Fenner & Smith Incorporated from November 2005 to October 2023. His career began in 1994 with Montano Securities Corporation. Throughout his career, Rahman passed five industry exams, including three general industry/product exams and two multi-state securities law exams. He did not complete any principal/supervisory exams and is currently not registered with any firm. Allegations Against Imdadur Rahman Imdadur Rahman has three negative disclosures on his record, including a regulatory action and two terminations. Imdadur Rahman Red Flags & Your Rights As An Investor Of course, Imdadur Rahman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Imdadur Rahman at L.M. Kohn & Company on alert to review carefully the activity and performance of their accounts and question whether Imdadur Rahman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at L.M. Kohn & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At L.M. Kohn & Company Due To Imdadur Rahman If you have questions about L.M. Kohn & Company and/or Imdadur Rahman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 6, 2024

Alton Raney II of St Bernard Financial Services, Inc. FIRED

DID ALTON B RANEY II CAUSE YOU INVESTMENT LOSSES? Alton Raney II Formerly With St Bernard Financial Services, Inc. was terminated on May 16, 2024, for complaint filed by the Arkansas Securities Department alleging violations of Arkansas Code Alton Raney II Employment History Allegations Against Alton Raney II Alton B. Raney II has one regulatory event, and one employment termination summarized below: Alton Raney II Red Flags & Your Rights As An Investor Of course, Alton Raney II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Alton Raney II at St Bernard Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alton Raney II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at St Bernard Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At St Bernard Financial Services, Inc. Due To Alton Raney II If you have questions about St Bernard Financial Services, Inc.and/or Alton Raney II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 5, 2024

Bowman Nicholson of Capital Investment Group, Inc. Reviews

DID JAMES BOWMAN NICHOLSON CAUSE YOU INVESTMENT LOSSES? Bowman Nicholson Customer Complaints and Reviews Allegations Against Bowman Nicholson Bowman Nicholson Red Flags & Your Rights As An Investor Of course, Bowman Nicholson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bowman Nicholson at Capital Investment Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Bowman Nicholson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capital Investment Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Capital Investment Group, Inc.  Due To Bowman Nicholson If you have questions about Capital Investment Group, Inc. and/or Bowman Nicholson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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