FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jul 15, 2023

Susan Naylor of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID SUSAN LYN NAYLOR CAUSE YOU INVESTMENT LOSSES? Susan Naylor Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Susan Naylor Customer Complaint Susan Naylor has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and evaluation of an annuity. Merrill Lynch Pierce Fenner and Smith settled the customer dispute in favor of the investor. Susan Naylor Red Flags & Your Rights As An Investor Of course, Susan Naylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Susan Naylor at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Susan Naylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Susan Naylor If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Susan Naylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 15, 2023

Susan Ezekiel formerly with Stifel, Nicolaus & Company, Incorporated

DID SUSAN HECHT EZEKIEL CAUSE YOU INVESTMENT LOSSES? Susan Ezekiel Formerly With Stifel, Nicolaus & Company, Incorporated and Fortune Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Susan Ezekiel Customer Complaints Susan Ezekiel has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint evolved into a FINRA arbitration proceeding and then an award against the advisor and her employer. The other customer complaint was settled by SunTrust Investment Services in favor of the investor. Allegations Against Susan Ezekiel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Susan Ezekiel Red Flags & Your Rights As An Investor Of course, Susan Ezekiel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Susan Ezekiel at Stifel, Nicolaus & Company, Incorporated and Fortune Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Susan Ezekiel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and Fortune Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Susan Ezekiel If you have questions about Stifel, Nicolaus & Company, Incorporated, Fortune Financial Services, Inc. and/or Susan Ezekiel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 14, 2023

Sudesh Jain of MML Investors Services, LLC

DID SUDESH KUMAR JAIN CAUSE YOU INVESTMENT LOSSES? Sudesh Jain Of MML Investors Services, LLC And Formerly With NYLife Securities LLC Has 7 Customer Complaints For Alleged Broker Misconduct Sudesh Jain Customer Complaints Sudesh Jain has been the subject of 7 customer complaints that we know about to recover investment losses. Five of the customer complaints were settled by NYLIFE Securities in favor of the investors. The brokerage firm denied the other customer complaints and, to date, the customers have not taken any further action. Allegations Against Sudesh Jain A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sudesh Jain Red Flags & Your Rights As An Investor Of course, Sudesh Jain did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sudesh Jain at MML Investors Services, LLC and NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Sudesh Jain has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and NYLife Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Sudesh Jain If you have questions about MML Investors Services, LLC, NYLife  Securities LLC and/or Sudesh Jain and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 14, 2023

Steven Westerman of UBS Financial Services Inc.

DID STEVEN WESTERMAN CAUSE YOU INVESTMENT LOSSES? Steven Westerman Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Steven Westerman Customer Complaint Steven Westerman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions to liquidate customer’s account in a timely manner. UBS Financial Services settled the customer complaint in favor the investor. Steven Westerman Red Flags & Your Rights As An Investor Of course, Steven Westerman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Westerman at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Steven Westerman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Steven Westerman If you have questions about UBS Financial Services Inc. and/or Steven Westerman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 14, 2023

Steven Gary formerly with State Farm VP Management Corp.

DID STEVEN TODD GARY CAUSE YOU INVESTMENT LOSSES? Steven Gary Formerly With State Farm VP Management Corp. Has A Customer Complaint For Alleged Broker Misconduct Steven Gary Customer Complaint Steven Gary has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were or wrongful conduct including fraud, theft, and other misconduct. The customer complaint is currently still pending in court in Oklahoma County, Oklahoma. Steven Gary Red Flags & Your Rights As An Investor Of course, Steven Gary did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Gary at State Farm VP Management Corp. on alert to review carefully the activity and performance of their accounts and question whether Steven Gary has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at State Farm VP Management Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At State Farm VP Management Corp. Due To Steven Gary If you have questions about State Farm VP Management Corp. and/or Steven Gary and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 14, 2023

Steven Thorpe of Morgan Stanley

DID STEVEN THORPE CAUSE YOU INVESTMENT LOSSES? Steven Thorpe Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Steven Thorpe Customer Complaint Steven Thorpe has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions with respect to equity investments. Morgan Stanley denied the customer complaint and, to date, the customer has not taken any further action. Steven Thorpe Red Flags & Your Rights As An Investor Of course, Steven Thorpe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Thorpe at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Steven Thorpe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Steven Thorpe If you have questions about Morgan Stanley and/or Steven Thorpe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 14, 2023

Steven Novick of Purshe Kaplan Sterling Investments

DID STEVEN SCOTT NOVICK CAUSE YOU INVESTMENT LOSSES? Steven Novick Of Purshe Kaplan Sterling Investments Has 2 Customer Complaints For Alleged Broker Misconduct Steven Novick Customer Complaints Steven Novick has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint evolved into an arbitration proceeding and an award against Steven Novick and his employer. The other customer complaint was denied by his former employer and the customer took no further action. Allegations Against Steven Novick A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Novick Red Flags & Your Rights As An Investor Of course, Steven Novick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Novick at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether Steven Novick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Steven Novick If you have questions about Purshe Kaplan Sterling Investments and/or Steven Novick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 14, 2023

Steven Saylor of Raymond James & Associates, Inc.

DID STEVEN RUSSELL SAYLOR CAUSE YOU INVESTMENT LOSSES? Steven Saylor Of Raymond James & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Steven Saylor Customer Complaint Steven Saylor has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses, failure to follow trading instructions. Raymond James and Associates denied the customer complaint and, to date, the customer has not taken any further action. Steven Saylor Red Flags & Your Rights As An Investor Of course, Steven Saylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Saylor at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Steven Saylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Steven Saylor If you have questions about Raymond James & Associates, Inc. and/or Steven Saylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 13, 2023

Steven Luftschein formerly with Joseph Stone Capital L.L.C.

DID STEVEN ROBERT LUFTSCHEIN CAUSE YOU INVESTMENT LOSSES? Steven Luftschein Formerly With Joseph Stone Capital L.L.C. and Aegis Capital Corp. Has 18 Customer Complaints For Alleged Broker Misconduct Steven Luftschein Customer Complaints Steven Luftschein has been the subject of 18 customer complaints that we know about to recover investment losses. Fifteen of the customer complaints were settled by Aegis Capital Corp. in favor of the investors. The other 3 customer complaints were denied by Steven Luftschein’s former employers no further action was taken. Allegations Against Steven Luftschein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Luftschein Red Flags & Your Rights As An Investor Of course, Steven Luftschein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Luftschein at Joseph Stone Capital L.L.C. and Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Steven Luftschein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital L.L.C. and Aegis Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Joseph Stone Capital L.L.C. Due To Steven Luftschein If you have questions about Joseph Stone Capital L.L.C., Aegis Capital Corp. and/or Steven Luftschein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 13, 2023

Steven Baumrucker of Private Client Services, LLC

DID STEVEN RAY BAUMRUCKER CAUSE YOU INVESTMENT LOSSES? Steven Baumrucker Of Private Client Services, LLC And Formerly With Avantax Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Steven Baumrucker Customer Complaints Steven Baumrucker has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Steven Baumrucker’s former employers in favor of the investors. Allegations Against Steven Baumrucker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Baumrucker Red Flags & Your Rights As An Investor Of course, Steven Baumrucker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Baumrucker at Private Client Services, LLC and Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Steven Baumrucker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Private Client Services, LLC and Avantax Investment Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Private Client Services, LLC Due To Steven Baumrucker If you have questions about Private Client Services, LLC, Avantax Investment Services, Inc. and/or Steven Baumrucker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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