FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Mar 4, 2023

Jose Cornide, Jr. formerly with UBS Financial Services Inc.

DID JOSE MANUEL CORNIDE, JR CAUSE YOU INVESTMENT LOSSES? Jose Cornide, Jr. Formerly With UBS Financial Services Inc. Has 13 Customer Complaints For Alleged Broker Misconduct Jose Cornide, Jr.  Customer Complaints Jose Cornide, Jr. has been the subject of 13 customer complaints that we know about to recover investment losses. Ten of the customer complaints were settled by UBS Financial Services in favor of the investors. The other 3 customer complaints were denied and to date, the customers have not taken any further action. Allegations Against Jose Cornide, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jose Cornide, Jr.  Red Flags & Your Rights As An Investor Of course, Jose Cornide, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Cornide, Jr. at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Jose Cornide, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Jose Cornide, Jr. If you have questions about UBS Financial Services Inc. and/or Jose Cornide, Jr. and and/or Jose Acosta Jordan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2023

Jose Castillo of Western International Securities

DID JOSE ORLANDO CASTILLO CAUSE YOU INVESTMENT LOSSES? Jose Castillo Of Western International Securities And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Jose Castillo Customer Complaint Jose Castillo has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendation of mutual fund investment. The customer complaint was settled by J.P. Morgan Securities in favor of the investor. Jose Castillo Red Flags & Your Rights As An Investor Of course, Jose Castillo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Castillo at Western International Securities and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jose Castillo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities Due To Jose Castillo If you have questions about Western International Securities, J.P. Morgan Securities LLC and/or Jose Castillo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 3, 2023

Jorge Pesquera formerly with UBS Financial Services Inc.

DID JORGE LUIS PESQUERA CAUSE YOU INVESTMENT LOSSES? Jorge Pesquera Formerly With UBS Financial Services Inc. Has 67 Customer Complaints For Alleged Broker Misconduct Jorge Pesquera Customer Complaints Jorge Pesquera has been the subject of 67 customer complaints that we know about to recover investment losses. Sixty-one of the customer complaints were settled by UBS Financial Services in favor of the investors. Four of the customer complaints were denied and no further action was taken. There are currently 2 customer complaints that have proceeded to arbitration that is still pending against UBS Financial Services. Allegations Against Jorge Pesquera A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jorge Pesquera Red Flags & Your Rights As An Investor Of course, Jorge Pesquera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jorge Pesquera, formerly with UBS Financial Services Inc., on alert to review carefully the activity and performance of their accounts and question whether Jorge Pesquera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Jorge Pesquera If you have questions about UBS Financial Services Inc. and/or Jorge Pesquera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 3, 2023

Jorge de Apodaca III of Insigneo Securities LLC

DID DE JORGE APODACA III CAUSE YOU INVESTMENT LOSSES? Jorge de Apodaca III Of Insigneo Securities LLC And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Jorge de Apodaca III Customer Complaint Jorge de Apodaca III has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint that investment losses were unsuitable investment recommendations. The customer complaint was settled by Wells Fargo Clearing Clearing Services in favor of the investor. Jorge de Apodaca III Red Flags & Your Rights As An Investor Of course, Jorge de Apodaca III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jorge de Apodaca III at Insigneo Securities LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jorge de Apodaca III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Insigneo Securities LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Insigneo Securities LLC Due To Jorge de Apodaca III If you have questions about Insigneo Securities LLC, Wells Fargo Clearing Services, LLC and/or Jorge de Apodaca III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 2, 2023

Jonathan Katz formerly with Transamerica Financial Advisors, Inc.

DID JONATHAN OWEN KATZ CAUSE YOU INVESTMENT LOSSES? Jonathan Katz Formerly With Transamerica Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jonathan Katz Customer Complaint Jonathan Katz has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for movement of funds of monies from customer’s variable annuity contract. Transamerica Financial Advisors denied the customer complaint, and today, no action has been taken. Jonathan Katz Red Flags & Your Rights As An Investor Of course, Jonathan Katz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Katz at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jonathan Katz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Jonathan Katz If you have questions about Transamerica Financial Advisors, Inc. and/or Jonathan Katz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 2, 2023

Jonathan Dickson of Morgan Stanley

DID JONATHAN KORBIN DICKSON CAUSE YOU INVESTMENT LOSSES? Jonathan Dickson Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Jonathan Dickson Customer Complaints Jonathan Dickson has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Morgan Stanley in favor of the investor. The other customer complaint was denied by the brokerage firm and to date, the customer has not taken any further action. Allegations Against Jonathan Dickson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jonathan Dickson Red Flags & Your Rights As An Investor Of course, Jonathan Dickson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Dickson at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jonathan Dickson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jonathan Dickson If you have questions about Morgan Stanley and/or Jonathan Dickson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 2, 2023

Jonathan Hicks formerly with Madison Avenue Securities, Inc.

DID JONATHAN HAGAN HICKS CAUSE YOU INVESTMENT LOSSES? Jonathan Hicks Formerly With Madison Avenue Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Jonathan Hicks Customer Complaints Jonathan Hicks has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Edward Jones in favor of the investor. The other customer complaint was settled by Jay Hagan Warren Capital Partners in favor of the investor. Allegations Against Jonathan Hicks A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jonathan Hicks Red Flags & Your Rights As An Investor Of course, Jonathan Hicks did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Hicks at Madison Avenue Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jonathan Hicks has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Madison Avenue Securities, Inc. Due To Jonathan Hicks If you have questions about Madison Avenue Securities, Inc. and/or Jonathan Hicks and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 1, 2023

Jonathan Gervaise formerly with Pruco Securities, LLC

DID JONATHAN GERVAISE CAUSE YOU INVESTMENT LOSSES? Jonathan Gervaise Formerly With Pruco Securities, LLC, Lincoln Financial Distributors, Inc. and AIG Capital Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jonathan Gervaise Customer Complaint Jonathan Gervaise has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to properly explain the ratio of taxable and nontaxable amounts of the distribution of a variable annuity contract. The customer complaint was denied by Lincoln Financial Distributors and to date, no further action has been taken. Jonathan Gervaise Red Flags & Your Rights As An Investor Of course, Jonathan Gervaise did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Gervaise at Pruco Securities, LLC, Lincoln Financial Distributors, Inc. and AIG Capital Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jonathan Gervaise has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC, Lincoln Financial Distributors, Inc. and AIG Capital Services, Inc. also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC, Due To Jonathan Gervaise If you have questions about Pruco Securities, LLC, Lincoln Financial Distributors, Inc., AIG Capital Services, Inc. and/or Jonathan Gervaise and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 1, 2023

Jonathan Hermelbracht of Edward Jones

DID JONATHAN DAVID HERMELBRACHT CAUSE YOU INVESTMENT LOSSES? Jonathan Hermelbracht Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Jonathan Hermelbracht Customer Complaint Jonathan Hermelbracht has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to execute transactions to rebalance account in a timely manner. The customer complaint was settled by Edward Jones in favor of the investor. Jonathan Hermelbracht Red Flags & Your Rights As An Investor Of course, Jonathan Hermelbracht did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Hermelbracht at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jonathan Hermelbracht has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Jonathan Hermelbracht If you have questions about Edward Jones and/or Jonathan Hermelbracht and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 1, 2023

Jonathan Kuhn of Allegheny Investments, Ltd.

DID JONATHAN A KUHN CAUSE YOU INVESTMENT LOSSES? Jonathan Kuhn Of Allegheny Investments, Ltd. Has A Customer Complaint For Alleged Broker Misconduct Jonathan Kuhn Customer Complaint Jonathan Kuhn has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose material facts when financial advisor recommended exercise of stock options. The customer complaint proceeded to arbitration and resulted in an award in favor of the customer. Jonathan Kuhn Red Flags & Your Rights As An Investor Of course, Jonathan Kuhn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Kuhn at Allegheny Investments, Ltd. on alert to review carefully the activity and performance of their accounts and question whether Jonathan Kuhn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allegheny Investments, Ltd. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Allegheny Investments, Ltd. Due To Jonathan Kuhn If you have questions about Allegheny Investments, Ltd. and/or Jonathan Kuhn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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