FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Aug 26, 2023

Brian Hooks formerly with Cambridge Investment Research, Inc.

DID BRIAN NICHOLAS HOOKS CAUSE YOU INVESTMENT LOSSES? Brian Hooks Formerly With Cambridge Investment Research, Inc. Has A Customer Complaint For Alleged Broker Misconduct Brian Hooks Customer Complaint Brian Hooks has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative recommended and unsuitable investment strategy that included in illiquid and complex insurance products. The recently filed FINRA arbitration proceeding is still pending. Brian Hooks Red Flags & Your Rights As An Investor Of course, Brian Hooks did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Hooks at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brian Hooks has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Brian Hooks If you have questions about Cambridge Investment Research, Inc. and/or Brian Hooks and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 26, 2023

Gretchen Hargroder of UBS Financial Services Inc.

DID GRETCHEN ELAINE HARGRODER CAUSE YOU INVESTMENT LOSSES? Gretchen Hargroder Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Gretchen Hargroder Customer Complaints Gretchen Hargroder has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by UBS Financial Services and the customer took no further action. The more recent complaint is still pending in a court action. Allegations Against Gretchen Hargroder A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gretchen Hargroder Red Flags & Your Rights As An Investor Of course, Gretchen Hargroder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gretchen Hargroder at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Gretchen Hargroder has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Gretchen Hargroder If you have questions about UBS Financial Services Inc. and/or Gretchen Hargroder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 26, 2023

Ryan Hall of LPL Financial LLC

DID RYAN WILLIAM HALL CAUSE YOU INVESTMENT LOSSES? Ryan Hall Of LPL Financial LLC And Formerly With Centaurus Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Ryan Hall Customer Complaint Ryan Hall has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser made unsuitable recommendations to purchase risky, illiquid investments involving variable annuities, REITs, and other securities. The customer complaint is still pending in a FINRA arbitration proceeding. Ryan Hall Red Flags & Your Rights As An Investor Of course, Ryan Hall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Hall at LPL Financial LLC and Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ryan Hall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Centaurus Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Ryan Hall If you have questions about LPL Financial LLC, Centaurus Financial, Inc. and/or Ryan Hall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 25, 2023

Herman Hague, Jr. of PFS Investments Inc.

DID HERMAN NATHANIEL HAGUE, JR CAUSE YOU INVESTMENT LOSSES? Herman Hague, Jr. Of PFS Investments Inc. Has A Customer Complaint For Alleged Broker Misconduct Herman Hague, Jr. Customer Complaint Herman Hague, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to advise customer about required minimum distributions from an IRA account which increased tax liability. The recently filed customer complaint is still pending. Herman Hague, Jr.  Red Flags & Your Rights As An Investor Of course, Herman Hague, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Herman Hague, Jr. at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Herman Hague, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Herman Hague, Jr. If you have questions about PFS Investments Inc. and/or Herman Hague, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 25, 2023

Marc Haggar of UBS Financial Services Inc.

DID MARC EDMOND HAGGAR CAUSE YOU INVESTMENT LOSSES? Marc Haggar Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Marc Haggar Customer Complaints Marc Haggar has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was recently denied by UBS Financial Services and, to date, the customer has not taken any further action. The other complaint is still pending in a FINRA arbitration proceeding. Allegations Against Marc Haggar A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Marc Haggar Red Flags & Your Rights As An Investor Of course, Marc Haggar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Haggar at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Marc Haggar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Dominick Greco If you have questions about LPL Financial LLC and/or Dominick Greco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 25, 2023

Dominick Greco of LPL Financial LLC

DID DOMINICK M GRECO CAUSE YOU INVESTMENT LOSSES? Dominick Greco Formerly With LPL Financial LLC Has 4 Customer Complaints For Alleged Broker Misconduct Dominick Greco Customer Complaints Dominick Greco has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors. One customer complaint was denied and, to date, no further action has been taken. There is currently one FINRA arbitration pending against LPL Financial for Dominick Greco’s alleged misconduct. Allegations Against Dominick Greco A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Dominick Greco Red Flags & Your Rights As An Investor Of course, Dominick Greco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dominick Greco at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Dominick Greco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Dominick Greco If you have questions about LPL Financial LLC and/or Dominick Greco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 25, 2023

Christopher Goebel of Ameriprise Financial Services, LLC

DID CHRISTOPHER RAYMOND GOEBEL CAUSE YOU INVESTMENT LOSSES? Christopher Goebel Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Christopher Goebel Customer Complaint Christopher Goebel has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor admitted to disclose terms of margin loan. Further, advisor made unsuitable recommendation to incur margin loan instead of liquidating investment. UBS Financial Services denied the customer complaint and, to date, no further action has been taken. Christopher Goebel Red Flags & Your Rights As An Investor Of course, Christopher Goebel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Goebel at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Goebel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Christopher Goebel If you have questions about Ameriprise Financial Services, LLC and/or Christopher Goebel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 24, 2023

Michael Giordano of Charles Schwab & Co., Inc.

DID MICHAEL GIORDANO CAUSE YOU INVESTMENT LOSSES? Michael Giordano Of Charles Schwab & Co., Inc. And Formerly With Ameriprise Financial Services, LLC and Stifel, Nicolaus & Company, Incorporated, Has A Customer Complaint For Alleged Broker Misconduct Michael Giordano Customer Complaint Michael Giordano has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendation. Charles Schwab recently denied the customer complaint and, to date, no further action has been taken. Michael Giordano Red Flags & Your Rights As An Investor Of course, Michael Giordano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Giordano at Charles Schwab & Co., Inc., Ameriprise Financial Services, LLC and Stifel, Nicolaus & Company on alert to review carefully the activity and performance of their accounts and question whether Michael Giordano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc., Ameriprise Financial Services, LLC, Stifel and Nicolaus & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Michael Giordano If you have questions about Charles Schwab & Co., Inc., Ameriprise Financial Services, LLC, Stifel, Nicolaus & Company and/or Michael Giordano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 24, 2023

Justin Gillham of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JUSTIN HOWARD BAKER GILLHAM CAUSE YOU INVESTMENT LOSSES? Justin Gillham Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Justin Gillham Customer Complaints Justin Gillham has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Merrill Lynch, Pierce, Fenner & Smith for $775,000 to the investor. Justin Gillham’s former employer denied the other customer complaint and no further action was taken. Allegations Against Justin Gillham A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Justin Gillham Red Flags & Your Rights As An Investor Of course, Justin Gillham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Gillham at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Justin Gillham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Justin Gillham If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Justin Gillham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 24, 2023

Loreen Gilbert of LPL Financial LLC

DID LOREEN M GILBERT CAUSE YOU INVESTMENT LOSSES? Loreen Gilbert Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Loreen Gilbert Customer Complaint Loreen Gilbert has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor recommended an unsuitable portfolio of investments. LPL Financial settled the customer complaint in favor of the investor. Loreen Gilbert Red Flags & Your Rights As An Investor Of course, Loreen Gilbert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Loreen Gilbert at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Loreen Gilbert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Loreen Gilbert If you have questions about LPL Financial LLC and/or Loreen Gilbert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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