FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Aug 24, 2023

David Geake formerly with American Trust Investment Services, Inc.

DID DAVID RICHARD GEAKE CAUSE YOU INVESTMENT LOSSES? David Geake Formerly With American Trust Investment Services, Inc. and Ausdal Financial Partners, Inc. Has 24 Customer Complaints For Alleged Broker Misconduct David Geake Customer Complaints David Geake has been the subject of 24 customer complaints that we know about to recover investment losses. Eleven of David Geake’s 24 customer complaints were settled in favor of investors. Five of David Geake’s customer complaints were denied and, to date, the customers have not taken any further action. There are currently 8 pending customer complaints filed against David Geake’s former employer Madison Avenue Securities, LLC for investment losses caused by his alleged misconduct. Allegations Against David Geake A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David Geake Red Flags & Your Rights As An Investor Of course, David Geake did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Geake at American Trust Investment Services, Inc. and Ausdal Financial Partners, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Geake has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Trust Investment Services, Inc. and Ausdal Financial Partners, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Trust Investment Services, Inc. Due To David Geake If you have questions about American Trust Investment Services, Inc., Ausdal Financial Partners, Inc. and/or David Geake and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 24, 2023

Maria Gasparro of UBS Financial Services Inc.

DID MARIA ANN GASPARRO CAUSE YOU INVESTMENT LOSSES? Maria Gasparro Of UBS Financial Services Inc. And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Maria Gasparro Customer Complaints Maria Gasparro has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Merrill Lynch Pierce Fenner and Smith in favor of the investor. The other customer complaint that was just filed is still pending. Allegations Against Maria Gasparro A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Maria Gasparro Red Flags & Your Rights As An Investor Of course, Maria Gasparro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maria Gasparro at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Maria Gasparro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Maria Gasparro If you have questions about UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Maria Gasparro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 23, 2023

Bruce Galloway of Morgan Stanley

DID BRUCE MATHEW GALLOWAY CAUSE YOU INVESTMENT LOSSES? Bruce Galloway Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Bruce Galloway Customer Complaints Bruce Galloway has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by Morgan Stanley and, to date, the customers have not taken any further action. Allegations Against Bruce Galloway A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Bruce Galloway Red Flags & Your Rights As An Investor Of course, Bruce Galloway did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Galloway at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Bruce Galloway has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Bruce Galloway If you have questions about Morgan Stanley and/or Bruce Galloway and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 23, 2023

Ray Gallette formerly with Coastal Equities, Inc.

DID RAY DON GALLETTE CAUSE YOU INVESTMENT LOSSES? Ray Gallette Formerly With Coastal Equities, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Ray Gallette Customer Complaints Ray Gallette has been the subject of 7 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Coastal Equities in favor of the investors. There are currently 5 other FINRA arbitration proceedings pending against Coastal Equities for Ray Gallette’s alleged misconduct. Allegations Against Ray Gallette A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ray Gallette Red Flags & Your Rights As An Investor Of course, Ray Gallette did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ray Gallette at Coastal Equities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ray Gallette has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Coastal Equities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Coastal Equities, Inc. Due To Ray Gallette If you have questions about Coastal Equities, Inc. and/or Ray Gallette and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 23, 2023

Morris Friedman of Royal Alliance Associates, Inc.

DID ROBERT MORRIS FRIEDMAN CAUSE YOU INVESTMENT LOSSES? Morris Friedman Of Royal Alliance Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Morris Friedman Customer Complaints Morris Friedman has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Morris Friedman’s employers. The other customer complaint recently filed is still pending against the Equitable Life Assurance Society for Morris Friedman’s alleged misconduct. Allegations Against Morris Friedman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Morris Friedman Red Flags & Your Rights As An Investor Of course, Morris Friedman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Morris Friedman at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Morris Friedman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Morris Friedman If you have questions about Royal Alliance Associates, Inc. and/or Morris Friedman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 23, 2023

Paul Freitag of Cambridge Investment Research, Inc.

DID PAUL A FREITAG CAUSE YOU INVESTMENT LOSSES? Paul Freitag Of Cambridge Investment Research, Inc. And Formerly With Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Paul Freitag Customer Complaint Paul Freitag has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of a variable annuity contract. Securities America recently denied the customer complaint and, to date, no further action has been taken by the investor. Paul Freitag Red Flags & Your Rights As An Investor Of course, Paul Freitag did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Freitag at Cambridge Investment Research, Inc. and Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Freitag has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. and Securities America, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Paul Freitag If you have questions about Cambridge Investment Research, Inc., Securities America, Inc. and/or Paul Freitag and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 22, 2023

Austin Fox formerly with Cetera Investment Services LLC

DID AUSTIN HAVIRD FOX CAUSE YOU INVESTMENT LOSSES? Austin Fox Formerly With Cetera Investment Services LLC Has 3 Customer Complaints For Alleged Broker Misconduct Austin Fox Customer Complaints Austin Fox has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were recently denied and, to date, the investors have not taken any further action. The third customer complaint is still pending in a FINRA arbitration proceeding. Allegations Against Austin Fox A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Austin Fox Red Flags & Your Rights As An Investor Of course, Austin Fox did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Austin Fox at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Austin Fox has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Austin Fox If you have questions about Cetera Investment Services LLC and/or Austin Fox and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 22, 2023

James Flynn formerly with IFS Securities

DID JAMES TRAVIS FLYNN CAUSE YOU INVESTMENT LOSSES?  James Flynn Formerly With IFS Securities and Voya Financial Advisors, Inc. Has 71 Customer Complaints For Alleged Broker Misconduct James Flynn Customer Complaints James Flynn has been the subject of 71 customer complaints that we know about to recover investment losses. One customer complaint resulted in an award in favor of the investor. Fifty-six of the customer complaints was settled in favor of the investors. Thirteen customer complaints were denied by James Flynn’s former employers and the investors took no further action. There is only one FINRA arbitration proceeding still pending for James Flynn’s alleged misconduct. Allegations Against James Flynn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Flynn Red Flags & Your Rights As An Investor Of course, James Flynn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Flynn at IFS Securities and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Flynn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IFS Securities and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At IFS Securities Due To James Flynn If you have questions about IFS Securities, Voya Financial Advisors, Inc. and/or James Flynn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 22, 2023

Royal Fisher of McNally Financial Services Corporation

DID ROYAL GREGORY FISHER CAUSE YOU INVESTMENT LOSSES? Royal Fisher Of McNally Financial Services Corporation And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Royal Fisher Customer Complaint Royal Fisher has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the recommended exchange of a whole life insurance policy to a variable universal life insurance policy was poor advice. The customer complaint was recently denied by Sagepoint Financial and, to date, the customer has not taken any further action. Interestingly, Royal Fisher was terminated by Sagepoint Financial for allegedly acting in the capacity of a trustee and beneficiary on a client account without proper notification to or approval by the brokerage firm. Royal Fisher Red Flags & Your Rights As An Investor Of course, Royal Fisher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Royal Fisher at McNally Financial Services Corporation and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Royal Fisher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at McNally Financial Services Corporation and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At McNally Financial Services Corporation Due To Royal Fisher If you have questions about McNally Financial Services Corporation, Sagepoint Financial, Inc.  and/or Royal Fisher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 22, 2023

Charles Fagan of Raymond James & Associates, Inc.

DID CHARLES MATTHEW FAGAN CAUSE YOU INVESTMENT LOSSES? Charles Fagan Of Raymond James & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Charles Fagan Customer Complaint Charles Fagan has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations related to asset-backed securities. Raymond James and Associates recently denied the customer complaint and, to date, the investor has not taken any further action. Charles Fagan Red Flags & Your Rights As An Investor Of course, Charles Fagan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Fagan at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Charles Fagan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Charles Fagan If you have questions about Raymond James & Associates, Inc. and/or Charles Fagan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading