FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jul 9, 2023

Stephen Kinney formerly with Ameriprise Financial Services, LLC

DID STEPHEN ROBERT KINNEY CAUSE YOU INVESTMENT LOSSES? Stephen Kinney Formerly With Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Stephen Kinney Customer Complaint Stephen Kinney has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the recommendation of a business development company that was unsuitable, speculative, and too risky of an investment for customer’s retirement account. Ameriprise denied the customer complaint and, to date, the customer has not filed any arbitration proceeding to pursue recovery of his losses. Stephen Kinney Red Flags & Your Rights As An Investor Of course, Stephen Kinney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Kinney at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Stephen Kinney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Stephen Kinney If you have questions about Ameriprise Financial Services, LLC and/or Stephen Kinney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 9, 2023

Stephen Holt of Lighthouse Capital Group, LLC

DID STEPHEN RANDALL HOLT CAUSE YOU INVESTMENT LOSSES? Stephen Holt Of Lighthouse Capital Group, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Stephen Holt Customer Complaints Stephen Holt has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Lighthouse Capital Group in favor of the investors. Allegations Against Stephen Holt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stephen Holt Red Flags & Your Rights As An Investor Of course, Stephen Holt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Holt at Lighthouse Capital Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Stephen Holt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lighthouse Capital Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lighthouse Capital Group, LLC Due To Stephen Holt If you have questions about Lighthouse Capital Group, LLC and/or Stephen Holt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 9, 2023

Stephen Miller of Thrivent Investment Management Inc.

DID STEPHEN PAUL MILLER CAUSE YOU INVESTMENT LOSSES? Stephen Miller Of Thrivent Investment Management Inc. Has A Customer Complaint For Alleged Broker Misconduct Stephen Miller Customer Complaint Stephen Miller has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations and misrepresentations related to variable annuity contracts. The customer complaint was settled by Thrivent Investment Management in favor of the investor. Stephen Miller Red Flags & Your Rights As An Investor Of course, Stephen Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Miller at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Stephen Miller If you have questions about Thrivent Investment Management Inc. and/or Stephen Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 9, 2023

Stephen Molesky formerly with Kalos Capital, Inc.

DID STEPHEN MICHAEL MOLESKY CAUSE YOU INVESTMENT LOSSES? Stephen Molesky Formerly With Kalos Capital, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Stephen Molesky Customer Complaints Stephen Molesky has been the subject of 4 customer complaints that we know about to recover investment losses. Two customer complaints were settled by Stephen Molesky’s former employers in favor of the investors. The brokerage firms denied the other 2 customer complaints and, to date, no further action has been taken by either of the customers. Allegations Against Stephen Molesky A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stephen Molesky Red Flags & Your Rights As An Investor Of course, Stephen Molesky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Molesky at Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Molesky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kalos Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kalos Capital, Inc. Due To Stephen Molesky If you have questions about Kalos Capital, Inc. and/or Stephen Molesky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 9, 2023

Stephen Franklin formerly with LPL Financial LLC

DID STEPHEN LEWIS FRANKLIN CAUSE YOU INVESTMENT LOSSES? Stephen Franklin Formerly With LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Stephen Franklin Customer Complaints Stephen Franklin has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by LPL Financial in favor of the investor. The other 2 customer complaints were denied and the customers took no further action. Allegations Against Stephen Franklin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stephen Franklin Red Flags & Your Rights As An Investor Of course, Stephen Franklin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Franklin at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Stephen Franklin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Stephen Franklin If you have questions about LPL Financial LLC and/or Stephen Franklin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 9, 2023

Steven Kirchner formerly with Exos Securities LLC

DID STEVEN ANDREW KIRCHNER CAUSE YOU INVESTMENT LOSSES? Steven Kirchner Formerly With Exos Securities LLC, Hilltop Securities Inc. and Hunt Financial Securities Has A Customer Complaint For Alleged Broker Misconduct Steven Kirchner Customer Complaint Steven Kirchner has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to overstatement of the value of their holdings, inaccurate pricing in the valuation process. The lawsuit was settled for a nominal amount. Steven Kirchner Red Flags & Your Rights As An Investor Of course, Steven Kirchner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Kirchner at Exos Securities LLC, Hilltop Securities Inc. and Hunt Financial Securities on alert to review carefully the activity and performance of their accounts and question whether Steven Kirchner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Exos Securities LLC, Hilltop Securities Inc. and Hunt Financial Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Exos Securities LLC Due To Steven Kirchner If you have questions about Exos Securities LLC, Hilltop Securities Inc., Hunt Financial Securities and/or Steven Kirchner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 8, 2023

Stephen Brown formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID STEPHEN G BROWN CAUSE YOU INVESTMENT LOSSES? Stephen Brown Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Stephen Brown Customer Complaints Stephen Brown has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Merrill Lynch Pierce Fenner and Smith in favor of the investor. NYLIFE Securities denied the other customer complaint and no further action was taken. Allegations Against Stephen Brown A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stephen Brown Red Flags & Your Rights As An Investor Of course, Stephen Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Brown at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Stephen Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Stephen Brown If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Stephen Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 8, 2023

Stephen Lawless of Morgan Stanley

DID STEPHEN F LAWLESS CAUSE YOU INVESTMENT LOSSES? Stephen Lawless Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Stephen Lawless Customer Complaint Stephen Lawless has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about the failure to follow instructions with respect to risk of investments and their liquidation. Morgan Stanley settled the customer dispute in favor of the investor. Stephen Lawless Red Flags & Your Rights As An Investor Of course, Stephen Lawless did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Lawless at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Stephen Lawless has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Stephen Lawless If you have questions about Morgan Stanley and/or Stephen Lawless and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 8, 2023

Stephen Fry formerly with Woodbury Financial Services, Inc.

DID STEPHEN DOUGLAS FRY CAUSE YOU INVESTMENT LOSSES? Stephen Fry Formerly With Woodbury Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Stephen Fry Customer Complaint Stephen Fry has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the adviser used the customer’s funds for his own use and benefit. HD Vest Investment Services and/or Woodbury Financial settled the customer dispute for just under $900,000. Stephen Fry Red Flags & Your Rights As An Investor Of course, Stephen Fry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Fry at Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Fry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Stephen Fry If you have questions about Woodbury Financial Services, Inc. and/or Stephen Fry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 8, 2023

Stephen Lawler of Cetera Advisors LLC

DID STEPHEN CURTIS LAWLER CAUSE YOU INVESTMENT LOSSES? Stephen Lawler Of Cetera Advisors LLC And Formerly With First Allied Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Stephen Lawler Customer Complaints Stephen Lawler has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Investor Corp. in favor of the investor. The other 2 customer complaints are still pending. Allegations Against Stephen Lawler A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stephen Lawler Red Flags & Your Rights As An Investor Of course, Stephen Lawler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Lawler at Cetera Advisors LLC and First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Lawler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC and First Allied Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Stephen Lawler If you have questions about Cetera Advisors LLC, First Allied Securities, Inc. and/or Stephen Lawler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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