FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jul 7, 2023

Stephan Stein of Joseph Gunnar & Co. LLC

DID STEPHAN A STEIN CAUSE YOU INVESTMENT LOSSES? Stephan Stein Of Joseph Gunnar & Co. LLC Has 2 Customer Complaints For Alleged Broker Misconduct Stephan Stein Customer Complaints Stephan Stein has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an arbitration award against Joseph Gunnar and Co. and Stefan Stein in the amount of $512,000. The brokerage firm denied the other customer complaint and it appears the customer withdrew the allegations against Stefan Stein in the arbitration proceeding. Allegations Against Stephan Stein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stephan Stein Red Flags & Your Rights As An Investor Of course, Stephan Stein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephan Stein at Joseph Gunnar & Co. LLC on alert to review carefully the activity and performance of their accounts and question whether Stephan Stein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Gunnar & Co. LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Joseph Gunnar & Co. LLC Due To Stephan Stein If you have questions about Joseph Gunnar & Co. LLC and/or Stephan Stein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 7, 2023

Stanley Lewandoski of Arkadios Capital

DID STANLEY LEWANDOSKI CAUSE YOU INVESTMENT LOSSES? Stanley Lewandoski Of Arkadios Capital And Formerly With ACG Wealth, Inc. and Triad Advisors, LLC, Has 2 Customer Complaints For Alleged Broker Misconduct Stanley Lewandoski Customer Complaints Stanley Lewandoski has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Stanley Lewandoski’s employers in favor of the investors. Allegations Against Sonia Attkiss A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stanley Lewandoski Red Flags & Your Rights As An Investor Of course, Stanley Lewandoski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stanley Lewandoski at Arkadios Capital, ACG Wealth, Inc. and Triad Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Stanley Lewandoski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital, ACG Wealth, Inc. and Triad Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Arkadios Capital Due To Stanley Lewandoski If you have questions about Arkadios Capital, ACG Wealth, Inc., Triad Advisors, LLC and/or Stanley Lewandoski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 7, 2023

Stacey Archbell of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID STACEY ARCHBELL CAUSE YOU INVESTMENT LOSSES? Stacey Archbell Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Stacey Archbell Customer Complaint Stacey Archbell has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations related to a managed account. Merrill Lynch Pierce Fenner and Smith denied the customer complaint and, to date, the investor has not filed any charges Stacey Archbell Red Flags & Your Rights As An Investor Of course, Stacey Archbell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stacey Archbell at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Stacey Archbell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Stacey Archbell If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Stacey Archbell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 7, 2023

Spencer Gliddon formerly with J.P. Morgan Securities LLC

DID SPENCER HARTLEY GLIDDON CAUSE YOU INVESTMENT LOSSES? Spencer Gliddon Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Spencer Gliddon Customer Complaint Spencer Gliddon has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations of a mutual fund investment. J.P. Morgan Securities settled the customer complaint for the full amount demanded. Spencer Gliddon Red Flags & Your Rights As An Investor Of course, Spencer Gliddon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Spencer Gliddon at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Spencer Gliddon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Spencer Gliddon If you have questions about J.P. Morgan Securities LLC and/or Spencer Gliddon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 7, 2023

Souheir Alrachid of NYLife Securities LLC

DID SOUHEIR M ALRACHID CAUSE YOU INVESTMENT LOSSES? Souheir Alrachid Of NYLife Securities LLC And Formerly With Farmers Financial Solutions, LLC and AXA Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Souheir Alrachid Customer Complaint Souheir Alrachid has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose surrender charges on the customer’s variable life insurance policy. The Equitable Advisors firm denied the customer complaint and, to date, the customer has not filed any arbitration proceeding to recover her losses. Souheir Alrachid Red Flags & Your Rights As An Investor Of course, Souheir Alrachid did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Souheir Alrachid at NYLife Securities LLC, Farmers Financial Solutions, LLC and AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Souheir Alrachid has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC, Farmers Financial Solutions, LLC and AXA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Souheir Alrachid If you have questions about NYLife Securities LLC, Farmers Financial Solutions, LLC, AXA Advisors, LLC and/or Souheir Alrachid and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 6, 2023

Sonia Attkiss of UBS Financial Services Inc.

DID SONIA MARIA ATTKISS CAUSE YOU INVESTMENT LOSSES? Sonia Attkiss Of UBS Financial Services Inc. Has 14 Customer Complaints For Alleged Broker Misconduct Sonia Attkiss Customer Complaints Sonia Attkiss has been the subject of 14 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an arbitration award against Sonia Attkiss’ employer UBS Financial Services. Four customer complaints were settled by UBS Financial Services in favor of the investors. The brokerage firm denied 6 other complaints and, to date, no further action has been taken by the customers. There are currently 3 arbitration proceedings pending against UBS financial Services for Sonia Attkiss’ alleged misconduct. Allegations Against Sonia Attkiss A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses appear to all be related to an options overlay strategy known as UBS YES which was touted as a yield enhancement strategy. Sonia Attkiss Red Flags & Your Rights As An Investor Of course, Sonia Attkiss did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sonia Attkiss at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Sonia Attkiss has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Sonia Attkiss If you have questions about UBS Financial Services Inc. and/or Sonia Attkiss and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 6, 2023

Sigmond Whitehill formerly with Newbridge Securities Corporation

DID SIGMOND JOHN WHITEHILL CAUSE YOU INVESTMENT LOSSES? Sigmond Whitehill Formerly With Newbridge Securities Corporation and Ausdal Financial Partners, Inc. Has A Customer Complaint For Alleged Broker Misconduct Sigmond Whitehill Customer Complaint Sigmond Whitehill has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for  unsuitable investments, negligence, deceptive and misleading conduct related to alternative investments. Newbridge Securities Corporation settled the customer complaint for $537,500. Sigmond Whitehill Red Flags & Your Rights As An Investor Of course, Sigmond Whitehill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sigmond Whitehill at Newbridge Securities Corporation and Ausdal Financial Partners, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sigmond Whitehill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation and Ausdal Financial Partners, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation Due To Sigmond Whitehill If you have questions about Newbridge Securities Corporation, Ausdal Financial Partners, Inc. and/or Sigmond Whitehill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 6, 2023

Shuhong Rong formerly with Cetera Investment Services LLC

DID SHUHONG RONG CAUSE YOU INVESTMENT LOSSES? Shuhong Rong Formerly With Cetera Investment Services LLC and LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Shuhong Rong Customer Complaint Shuhong Rong has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an unsuitable investment recommendation of a REIT. Cetera Investment Services denied the customer complaint and, to date, the customer has not filed any arbitration proceeding. Shuhong Rong Red Flags & Your Rights As An Investor Of course, Shuhong Rong did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shuhong Rong at Cetera Investment Services LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Shuhong Rong has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Shuhong Rong If you have questions about Cetera Investment Services LLC, LPL Financial LLC and/or Shuhong Rong and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 6, 2023

Shuang Guo of Pruco Securities, LLC

DID SHUANG GUO CAUSE YOU INVESTMENT LOSSES? Shuang Guo Of Pruco Securities, LLC, And Formerly With AC Sunshine Securities LLC, NYLife Securities LLC and HSBC Securities (USA) Inc. Has A Customer Complaint For Alleged Broker Misconduct Shuang Guo Customer Complaint Shuang Guo has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative failed to disclose charges, expenses and fees, and did not fully disclose all the facts regarding purchasing an insurance policy. Shuang Guo Red Flags & Your Rights As An Investor Of course, Shuang Guo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shuang Guo at Pruco Securities, LLC, AC Sunshine Securities LLC, NYLife Securities LLC and HSBC Securities (USA) Inc. on alert to review carefully the activity and performance of their accounts and question whether Shuang Guo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC, AC Sunshine Securities LLC, NYLife Securities LLC and HSBC Securities (USA) Inc. also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Shuang Guo If you have questions about Pruco Securities, LLC, AC Sunshine Securities LLC, NYLife Securities LLC, HSBC Securities (USA) Inc. and/or Shuang Guo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 6, 2023

Shu Mei Yu of Morgan Stanley

DID SHU MEI YU CAUSE YOU INVESTMENT LOSSES? Shu Mei Yu Of Morgan Stanley And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Shu Mei Yu Customer Complaint Shu Mei Yu has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer’s managed account was liquidated in March 2020 without her authorization. Morgan Stanley denied the customer complaint and no further action has been taken to date. Shu Mei Yu Red Flags & Your Rights As An Investor Of course, Shu Mei Yu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shu Mei Yu at Morgan Stanley and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Shu Mei Yu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Shu Mei Yu If you have questions about Morgan Stanley, J.P. Morgan Securities LLC and/or Shu Mei Yu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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