FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Aug 14, 2023

John Bassmaji of Fidelity Brokerage Services LLC

DID JOHN APHREM BASSMAJI CAUSE YOU INVESTMENT LOSSES? John Bassmaji Of Fidelity Brokerage Services LLC Has A Customer Complaint For Alleged Broker Misconduct John Bassmaji Customer Complaint John Bassmaji has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations to liquidate a stock that because a tax event. The FINRA arbitration proceeding is still pending. John Bassmaji Red Flags & Your Rights As An Investor Of course, John Bassmaji did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Bassmaji at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether John Bassmaji has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To John Bassmaji If you have questions about Fidelity Brokerage Services LLC and/or John Bassmaji and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 14, 2023

Kimberlee Barrett-Johnson of Ameriprise Financial Services, LLC

DID KIMBERLEE ANNE BARRETT-JOHNSON CAUSE YOU INVESTMENT LOSSES? Kimberlee Barrett-Johnson Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Kimberlee Barrett-Johnson Customer Complaint Kimberlee Barrett-Johnson has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for poor advice to liquidate an investment prior to the end of customer’s required holding period resulting in large tax implications. Ameriprise Financial Services recently denied the customer complaint and, to date, no further action has been taken. Kimberlee Barrett-Johnson Red Flags & Your Rights As An Investor Of course, Kimberlee Barrett-Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kimberlee Barrett-Johnson at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kimberlee Barrett-Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Kimberlee Barrett-Johnson If you have questions about Ameriprise Financial Services, LLC and/or Kimberlee Barrett-Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 13, 2023

Kurt Baldry of Ausdal Financial Partners, Inc.

DID KURT RUSSELL BALDRY CAUSE YOU INVESTMENT LOSSES? Kurt Baldry Of Ausdal Financial Partners, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Kurt Baldry Customer Complaints Kurt Baldry has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Ausdal Financial Partners in favor of the investor. The other customer complaint is still pending in arbitration against Kurt Baldry’s employer. Allegations Against Kurt Baldry A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kurt Baldry Red Flags & Your Rights As An Investor Of course, Kurt Baldry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kurt Baldry at Ausdal Financial Partners, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kurt Baldry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ausdal Financial Partners, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ausdal Financial Partners, Inc. Due To Kurt Baldry If you have questions about Ausdal Financial Partners, Inc. and/or Kurt Baldry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 13, 2023

Kenneth Baize of LPL Financial LLC

DID KENNETH GENE BAIZE CAUSE YOU INVESTMENT LOSSES? Kenneth Baize Of LPL Financial LLC And Formerly With American Equity Investment Corporation and Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Kenneth Baize Customer Complaint Kenneth Baize has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to to disclose risks and features of $500,000 seven-year GWG L bond investment. The arbitration claim against Kenneth Baize’s former employer American Equity Investment Corporation is still pending. Kenneth Baize Red Flags & Your Rights As An Investor Of course, Kenneth Baize did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Baize at LPL Financial LLC, American Equity Investment Corporation and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Kenneth Baize has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, American Equity Investment Corporation and Waddell & Reed also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kenneth Baize If you have questions about LPL Financial LLC, American Equity Investment Corporation, Waddell & Reed and/or Kenneth Baize and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 13, 2023

Jammie Avila of Independent Financial Group, LLC

DID JAMMIE NAKIA AVILA CAUSE YOU INVESTMENT LOSSES? Jammie Avila Of Independent Financial Group, LLC And Formerly With Kalos Capital, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Jammie Avila Customer Complaints Jammie Avila has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Kalos Capital in favor of the investors. There is currently one arbitration proceeding pending against the advisor’s former employer. Allegations Against Jammie Avila A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jammie Avila Red Flags & Your Rights As An Investor Of course, Jammie Avila did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jammie Avila at Independent Financial Group, LLC and Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jammie Avila has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Jammie Avila If you have questions about Independent Financial Group, LLC, Kalos Capital, Inc. and/or Jammie Avila and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 13, 2023

Joseph Aspelund of David Lerner Associates, Inc.

DID JOSEPH ROBERT ASPELUND CAUSE YOU INVESTMENT LOSSES? Joseph Aspelund Of David Lerner Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Joseph Aspelund Customer Complaint Joseph Aspelund has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitability, misrepresentation/omission in connection with mutual fund investment. The arbitration claim is still pending. Joseph Aspelund Red Flags & Your Rights As An Investor Of course, Joseph Aspelund did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Aspelund at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Aspelund has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Joseph Aspelund If you have questions about David Lerner Associates, Inc. and/or Joseph Aspelund and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 13, 2023

Victor Aponte-Echevarria of Cetera Advisor Networks LLC

DID VICTOR MANEEL APONTE-ECHEVARRIA CAUSE YOU INVESTMENT LOSSES? Victor Aponte-Echevarria Of Cetera Advisor Networks LLC And Formerly With MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Victor Aponte-Echevarria Customer Complaints Victor Aponte-Echevarria has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied, and the customer took no further action. The other customer complaint is currently pending. Allegations Against Victor Aponte-Echevarria A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Victor Aponte-Echevarria Red Flags & Your Rights As An Investor Of course, Victor Aponte-Echevarria did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Victor Aponte-Echevarria at Cetera Advisor Networks LLC and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Victor Aponte-Echevarria has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Victor Aponte-Echevarria If you have questions about Cetera Advisor Networks LLC, MML Investors Services, LLC and/or Victor Aponte-Echevarria and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 13, 2023

Todd Anderson formerly with Formerly With Benchmark Investments, LLC

DID TODD RAY ANDERSON CAUSE YOU INVESTMENT LOSSES? Todd Anderson Formerly With Benchmark Investments, LLC and Cetera Advisors LLC Has 3 Customer Complaints For Alleged Broker Misconduct Todd Anderson Customer Complaints Todd Anderson has been the subject of 3 customer complaints that we know about recovering investment losses. Two of the customer complaints were settled by Todd Anderson’s former employers in favor of the investors. The third customer complaint was denied and the customer took no further action. Allegations Against Todd Anderson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Todd Anderson Red Flags & Your Rights As An Investor Of course, Todd Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Anderson at Benchmark Investments, LLC and Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Todd Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Benchmark Investments, LLC and Cetera Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Benchmark Investments, LLC Due To Todd Anderson If you have questions about Benchmark Investments, LLC, Cetera Advisors LLC and/or Todd Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 12, 2023

Davie Ambrose of PFS Investments Inc.

DID DAVIE B. AMBROSE CAUSE YOU INVESTMENT LOSSES? Davie Ambrose Of PFS Investments Inc. Has A Customer Complaint For Alleged Broker Misconduct Davie Ambrose Customer Complaint Davie Ambrose has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for investment of client’s funds without the client’s understanding or direction. The customer complaint is currently pending in Harris County, Texas. Davie Ambrose Red Flags & Your Rights As An Investor Of course, Davie Ambrose did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Davie Ambrose at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Davie Ambrose has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Davie Ambrose If you have questions about PFS Investments Inc. and/or Davie Ambrose and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 12, 2023

David Alvarado of PHX Financial, Inc.

DID DAVID EDWIN ALVARADO CAUSE YOU INVESTMENT LOSSES? David Alvarado Of PHX Financial, Inc., And Formerly With SW Financial, Worden Capital Management LLC and National Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct David Alvarado Customer Complaints David Alvarado has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints are currently pending. Allegations Against David Alvarado A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David Alvarado Red Flags & Your Rights As An Investor Of course, David Alvarado did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Alvarado at PHX Financial, Inc., SW Financial, Worden Capital Management LLC, and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether David Alvarado has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PHX Financial, Inc., SW Financial, Worden Capital Management LLC and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PHX Financial, Inc. Due To David Alvarado If you have questions about PHX Financial, Inc., SW Financial, Worden Capital Management LLC, National Securities Corporation and/or David Alvarado and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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