FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Dec 24, 2024

Randy Morse of Creative Planning Reviews

DID RANDY JAMES MORSE CAUSE YOU INVESTMENT LOSSES? Randy Morse Customer Complaints and Reviews Two Customer Disputes Allegations Against Randy Morse Customer Allegations: Both cases highlight common customer concerns in the financial advisory industry and underscore the importance of thorough documentation and communication. Randy Morse Employment History Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are bound by fiduciary duties to prioritize their clients’ best interests. This includes: These principles are foundational to ethical investment advising and protect clients from conflicts of interest and unsuitable recommendations. Option Trading Can Be Extremely Risky Options trading can be highly speculative and involve significant risks, particularly when utilizing advanced strategies. For instance, leveraged or uncovered strategies like writing naked calls can expose clients to potentially unlimited losses. Even more conservative strategies, such as covered calls or protective puts, carry risks of market volatility and timing. Example of a High-Risk Strategy: A naked call writing strategy involves selling call options without owning the underlying stock. If the stock’s price surges significantly, the losses can far exceed the premiums earned, making this approach suitable only for experienced investors with a high-risk tolerance. Advisors must carefully assess their clients’ understanding and risk appetite before implementing such strategies, ensuring they align with the clients’ overall financial goals. Peter Mallouk Red Flags & Your Rights As An Investor Of course, Randy Morse did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Randy Morse has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Randy Morse If you have questions about about Creative Planning and/or Randy Morse and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 23, 2024

Peter Mallouk of Creative Planning Reviews

DID PETER ALEX MALLOUK CAUSE YOU INVESTMENT LOSSES? Peter Mallouk Customer Complaints and Reviews 1 Regulatory Action Allegations Against Peter Mallouk The allegations led to a civil penalty for both Creative Planning, Inc. and Mr. Mallouk, emphasizing the importance of adherence to ethical standards and regulatory compliance in investment advisory services. Peter Mallouk Employment History Investment Advisors Owe Clients The Highest Level Of Care Investment advisors have a fiduciary duty to act in the best interests of their clients. This includes: Upholding fiduciary responsibilities fosters trust and helps protect clients from unnecessary risks or unethical practices. Option Trading Can Be Extremely Risky Options trading is inherently risky and may involve significant potential for loss: Peter Mallouk Red Flags & Your Rights As An Investor Of course, Peter Mallouk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Peter Mallouk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Peter Mallouk If you have questions about about Creative Planning and/or Peter Mallouk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 23, 2024

David Kovach of Creative Planning Reviews

DID DAVID STANLEY KOVACH CAUSE YOU INVESTMENT LOSSES? David Kovach Customer Complaints and Reviews David Kovach’s record includes two disclosure events involving customer disputes. Allegations Against David Kovach The accusations in Mr. Kovach’s disclosure events are summarized as follows: David Kovach Employment History Employment History: Exams Passed: Investment Advisors Owe Clients The Highest Level Of Care Investment advisors have a fiduciary duty to act in their clients’ best interests, requiring transparency, honesty, and loyalty. Advisors must disclose all material facts, including risks and conflicts of interest, related to any investment strategy or transaction. The duty of care obligates advisors to conduct thorough due diligence and provide advice tailored to the client’s financial situation and goals. This ensures informed decision-making and protects clients from potential harm arising from undisclosed risks or misaligned strategies. Option Trading Can Be Extremely Risky Options trading is inherently risky, often involving leveraged positions that can amplify both gains and losses. Advisors’ trading options in client accounts must be transparent about the associated risks. Strategies like naked calls, which involve selling options without holding the underlying asset, are particularly high risk. For example, a naked call can result in unlimited losses if the underlying stock price surges. Clients should carefully evaluate their risk tolerance and ensure they understand potential outcomes before authorizing such trades. David Kovach Red Flags & Your Rights As An Investor Of course, David Kovach did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether David Kovach has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To David Kovach If you have questions about about Creative Planning and/or David Kovach and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 23, 2024

Joseph Lussier of Creative Planning Reviews

DID JOSEPH MICHAEL LUSSIER CAUSE YOU INVESTMENT LOSSES? Joseph Lussier Customer Complaints and Reviews Joseph Lussier has one customer dispute reported in his history: While no action was taken, this disclosure highlights the importance of clarifying investment objectives and aligning recommendations with client goals. Allegations Against Joseph Lussier The disclosed customer complaint against Mr. Lussier involves the following: Joseph Lussier Employment History Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are fiduciaries obligated to act in their clients’ best interests. This includes providing clear and comprehensive disclosures about investment strategies, risks, and associated costs. Advisors must prioritize clients’ financial goals over personal or firm interests. The fiduciary duty of care demands diligent research and tailored advice that aligns with individual financial objectives. Transparent communication ensures clients make informed decisions, fostering trust and accountability in the advisor-client relationship. Option Trading Can Be Extremely Risky Options trading involves significant risks due to leverage and complexity. Advisors engaging in options strategies for clients must disclose all associated risks and ensure strategies align with clients’ risk tolerance. High-risk strategies, such as naked calls, can expose clients to unlimited losses if the market moves unfavorably. For example, a naked call involves selling an option without owning the underlying asset, potentially leading to substantial losses if the asset price rises dramatically. Such strategies are suitable only for clients with high risk tolerance and a comprehensive understanding of potential outcomes. Joseph Lussier Red Flags & Your Rights As An Investor Of course, Joseph Lussier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Joseph Lussier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Joseph Lussier If you have questions about about Creative Planning and/or Joseph Lussier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 22, 2024

Larry Letterio of Creative Planning Reviews

DID LARRY LETTERIO CAUSE YOU INVESTMENT LOSSES? Larry Letterio Customer Complaints and Reviews 1 Reported Investigation: Allegations Against Larry Letterio Regulatory Action: Larry Letterio Employment History Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are bound by fiduciary duties to act in the best interests of their clients. This includes: Option Trading Can Be Extremely Risky Options trading involves significant risk and is unsuitable for many investors due to its speculative nature. High-risk strategies include: Investors should carefully consider these risks before allowing their advisors to engage in options trading on their behalf. Larry Letterio Red Flags & Your Rights As An Investor Of course, Larry Letterio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Larry Letterio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Larry Letterio If you have questions about about Creative Planning and/or Larry Letterio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 22, 2024

Zachary Lyman of Creative Planning Reviews

DID ZACARY TAYLOR LYMAN CAUSE YOU INVESTMENT LOSSES? Zachary Lyman Customer Complaints and Reviews Zachary Taylor Lyman has one reported disclosure event involving a customer dispute. Details of the incident are as follows: Allegations Against Zachary Lyman The customer dispute, while pending, raises allegations of a breach of contract and fiduciary responsibility. Details worth noting: Zachary Lyman Employment History and Licenses Investment Advisors Owe Clients The Highest Level Of Care Investment advisors have a fiduciary duty to act in the best interest of their clients, placing the client’s interests above their own. This includes providing full disclosure about nature, mechanics, and risks of any recommended investment strategies or activities. Advisors must ensure that clients understand the potential outcomes, costs, and risks associated with investments, enabling them to make informed decisions. The duty of care requires advisors to exercise skill, diligence, and prudence in managing client portfolios, ensuring that recommendations are suitable for each client’s specific financial goals, risk tolerance, and circumstances. This fiduciary responsibility is essential in maintaining trust and ensuring the advisor’s decisions prioritize the client’s needs. Option Trading Can Be Extremely Risky Option trading can be highly risky, particularly when it involves complex strategies or high leverage. Options give investors the right, but not the obligation, to buy or sell an underlying asset at a predetermined price within a set period. While options can be used to hedge risks, they can also amplify losses, especially for inexperienced investors. Investment advisors who engage in options trading on behalf of clients must carefully consider the client’s risk tolerance and ensure they fully understand the potential outcomes. More risky options strategies, such as naked calls or puts, involve selling options without holding the underlying asset. This exposes the investor to unlimited losses if the market moves unfavorably. For example, in a naked call strategy, an advisor sells a call option without owning the underlying stock. If the stock price rises significantly, the client could face substantial losses, as they would be obligated to buy the stock at a much higher price. Due to these risks, it’s crucial for advisors to fully explain the strategy and its potential consequences before engaging in such transactions. Zachary Lyman Red Flags & Your Rights As An Investor Of course, Zachary Lyman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Zachary Lymanhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Zachary Lyman If you have questions about about Creative Planning and/or Zachary Lyman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 22, 2024

Joshi Koneru of Creative Planning Reviews

DID JOSHI KONERU CAUSE YOU INVESTMENT LOSSES? Joshi Koneru Customer Complaints and Reviews Mr. Koneru has one reported disclosure event in his professional history: Allegations Against Joshi Koneru Fidelity Brokerage Services reviewed the case and determined no grounds for action. The complaint was denied shortly after receiving it. Customer Complaint (2016): The complaint involved a variable annuity product, with the customer alleging that the interest income was misrepresented. Joshi Koneru Employment History Mr. Koneru has passed the Series 7, 63, 66, and the Securities Industry Essentials exams, demonstrating a strong foundation in financial products and multi-state securities laws. He has also earned the Certified Financial Planner (CFP) Designation, highlighting his commitment to professional standards and client-centric planning. Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are held to a fiduciary standard, obligating them to act in the best interests of their clients. This includes providing full transparency regarding potential conflicts of interest, offering thorough explanations of investment strategies, and ensuring alignment with clients’ financial goals and risk tolerances. Advisors must exercise due diligence and care in selecting and managing investments, emphasizing long-term client benefits over personal or organizational gains. Upholding these principles is fundamental to maintaining trust and protecting clients in a complex financial landscape. Option Trading Can Be Extremely Risky Options trading can pose significant risks due to its leverage and speculative nature. Advanced strategies, such as selling naked calls, can expose investors to unlimited losses if the underlying asset’s price rises significantly. For example, an advisor engaging in this strategy without proper safeguards may jeopardize a client’s portfolio during volatile market conditions. While options can be used to hedge risks, their speculative application requires clients to have a deep understanding of potential outcomes. Advisors must carefully evaluate whether these strategies align with a client’s financial objectives and risk tolerance before implementation. Joshi Koneru Red Flags & Your Rights As An Investor Of course, Joshi Koneru did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Joshi Koneru has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Joshi Koneru If you have questions about about Creative Planning and/or Joshi Koneru and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 21, 2024

John Kang of Creative Planning Reviews

DID JOHN J KANG CAUSE YOU INVESTMENT LOSSES? John Kang Customer Complaints and Reviews Allegations Against John Kang Key Allegations from the Disclosure: John Kang Employment History Current Registration: Creative Planning, Investment Advisor Representative. Previous Registrations: Qualifications: Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are obligated to act as fiduciaries, prioritizing their clients’ best interests above their own. This fiduciary duty includes full disclosure of all relevant information about investments, including their risks, mechanics, and potential outcomes. Advisors must provide diligent care, conducting thorough analyses to ensure their recommendations align with a client’s financial goals and risk tolerance. By adhering to these principles, advisors build trust and uphold ethical standards essential to investor confidence and success. Option Trading Can Be Extremely Risky Options trading involves significant risks, especially with complex strategies. Clients allowing advisors to trade options in their accounts must understand these risks. High-risk strategies, such as naked call writing, expose investors to unlimited losses if the underlying asset price increases significantly. For instance, selling a call option without holding the corresponding stock can result in substantial financial exposure. Investors should ensure that all potential scenarios and risks are thoroughly explained before adopting such strategies to avoid unexpected losses. Ronald Humenny Red Flags & Your Rights As An Investor Of course, John Kang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether John Kang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To John Kang If you have questions about about Creative Planning and/or John Kang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 21, 2024

Ronald Humenny of Creative Planning Reviews

DID RONALD WILLIAM HUMENNY CAUSE YOU INVESTMENT LOSSES? Ronald Humenny Customer Complaints and Reviews Ronald Humenny has one reported event, involving a customer dispute: Allegations Against Ronald Humenny The plaintiffs alleged that Mr. Humenny executed unauthorized trade and provided recommendations misaligned with their financial goals, leading to capital losses. These allegations pertained to equity investments and mutual funds. Mr. Humenny refuted the claims, asserting that the plaintiffs had instructed the investment strategy and declined diversification. The case was settled to mitigate the costs and risks of extended litigation. No wrongdoing was committed, and the settlement amount was $150,000, with no personal financial contribution by Mr. Humenny. Ronald Humenny Employment History Firms Worked For: Exams Passed: Professional Designations: CFP and PFS credentials. Investment Advisors Owe Clients The Highest Level Of Care Investment advisors have a fiduciary duty to prioritize the best interests of their clients. This involves full transparency regarding conflicts of interest, clear communication of the mechanics and risks associated with investments, and diligence in aligning strategies with client objectives. The fiduciary standard ensures that advisors act with integrity and competence, fostering trust and safeguarding clients’ financial well-being. Adherence to these principles is crucial for maintaining ethical standards and avoiding disputes, as it mitigates the risk of misunderstandings or misaligned expectations. Option Trading Can Be Extremely Risky Options trading can be high-risk due to its leverage and speculative nature. Strategies like selling naked puts or calls expose investors to potentially unlimited losses if market conditions shift unfavorably. For instance, a naked call strategy involves selling call options without holding the underlying asset, creating significant loss potential if the asset’s price increases dramatically. Advisors must thoroughly assess a client’s risk tolerance and financial capacity before engaging in options strategies. Proper disclosure and education are critical to ensuring clients understand the risks and rewards associated with these complex financial instruments. Ronald Humenny Red Flags & Your Rights As An Investor Of course, Ronald Humenny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Ronald Humenny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Ronald Humenny If you have questions about about Creative Planning and/or Ronald Humenny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 21, 2024

Timothy Hatton of Creative Planning Reviews

DID TIMOTHY MICHAEL HATTON CAUSE YOU INVESTMENT LOSSES? Timothy Hatton Customer Complaints and Reviews Mr. Hatton has one customer dispute disclosed in his record: Allegations Against Timothy Hatton Customer Complaint Details: The client alleged the investment recommendation was unsuitable and not aligned with their risk tolerance. The dispute was resolved with no settlement paid and no individual contribution required from Mr. Hatton. Morgan Stanley DW, Inc. formally denied the allegations after investigation. Timothy Hatton Employment History Current Employment: Previous Employment: Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are bound by fiduciary duties, requiring them to act in their clients’ best interests. This includes disclosing all material facts about investment strategies, risks, and potential conflicts of interest. The duty of care mandates that advisors provide advice tailored to the individual financial situation of their clients. These obligations ensure transparency and foster trust, emphasizing the importance of aligning investment strategies with client goals and risk tolerances. Option Trading Can Be Extremely Risky Options trading involves significant risks, particularly when speculative or high-risk strategies are employed. For example, naked options expose investors to unlimited potential losses since they involve selling options without owning the underlying assets. Clients allowing advisors to trade options must understand these risks thoroughly, as losses can exceed initial investments. It’s crucial to evaluate the suitability of such strategies against one’s financial goals and risk tolerance. Timothy Hatton Red Flags & Your Rights As An Investor Of course, Timothy Hatton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Timothy Hatton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Timothy Hatton If you have questions about about Creative Planning and/or Timothy Hatton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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