FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jan 29, 2023

James Lacey, Jr of Morgan Stanley

DID JAMES LESLIE LACEY JR CAUSE YOU INVESTMENT LOSSES? James Lacey, Jr Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is James Lacey, Jr of Morgan Stanley? James Lacey, Jr (CRD #3087081) who is currently registered with Morgan Stanley and located in Koloa, Hawaii, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, James Lacey, Jr was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Lacey, Jr Customer Complaints James Lacey, Jr has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by his former employers Merrill Lynch Pierce Fenner and Smith and UBS Financial Services in favor of the investors. The other customer complaint was denied by Morgan Stanley and, to date, it appears the customer has not taken any further action. Allegations Against James Lacey, Jr A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Lacey, Jr Red Flags & Your Rights As An Investor Of course, James Lacey, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Lacey, Jr at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether James Lacey, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To James Lacey, Jr If you have questions about Morgan Stanley and/or James Lacey, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2023

James Connell Mid-Atlantic Securities, Inc.

DID JAMES LEE CONNELL CAUSE YOU INVESTMENT LOSSES? James Connell Formerly With Mid-Atlantic Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is James Connell Mid-Atlantic Securities, Inc.? James Connell (CRD #52276) who was formerly registered with Mid-Atlantic Securities, Inc. and located in Raleigh, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Mid-Atlantic Securities, Inc., James Connell was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Connell Customer Complaints James Connell has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by James Connell’s employer in favor of the investors. Allegations Against James Connell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Connell Red Flags & Your Rights As An Investor Of course, James Connell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Connell at Mid-Atlantic Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Connell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mid-Atlantic Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Mid-Atlantic Securities, Inc. Due To James Connell If you have questions about Mid-Atlantic Securities, Inc. and/or James Connell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2023

James Greene formerly with B. Riley Wealth Management

DID JAMES LEE GREENE CAUSE YOU INVESTMENT LOSSES? James Greene Formerly With B. Riley Wealth Management, National Securities Corporation and First Command Financial Planning, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is James Greene formerly with B. Riley Wealth Management? James Greene (CRD #2974053) who was formerly registered with B. Riley Wealth Management and located in Boca Raton, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to B. Riley Wealth Management, James Greene was associated with National Securities Corporation and First Command Financial Planning and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Greene Customer Complaints James Greene has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by James Greene’s former employers in favor of the investors. The other customer complaint remains pending against National Securities Corp. Allegations Against James Greene A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Greene Red Flags & Your Rights As An Investor Of course, James Greene did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Greene at B. Riley Wealth Management, National Securities Corporation and First Command Financial Planning on alert to review carefully the activity and performance of their accounts and question whether James Greene has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Wealth Management, National Securities Corporation and First Command Financial Planning also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At B. Riley Wealth Management Due To James Greene If you have questions about B. Riley Wealth Management, National Securities Corporation and First Command Financial Planning and/or James Greene and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2023

James Louderbaugh of Oppenheimer & Co. Inc.

DID JAMES KENNETH LOUDERBAUGH CAUSE YOU INVESTMENT LOSSES? James Louderbaugh Of Oppenheimer & Co. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Louderbaugh of Oppenheimer & Co. Inc.? James Louderbaugh (CRD #1282165) who is currently registered with Oppenheimer & Co. Inc. and located in Springfield, Missouri, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co. Inc., James Louderbaugh was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Louderbaugh Customer Complaints James Louderbaugh has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Oppenheimer & Co. in favor of the investor. The other customer complaint was denied by the financial advisor’s former employer and the customer took no further action. Allegations Against James Louderbaugh A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Louderbaugh Red Flags & Your Rights As An Investor Of course, James Louderbaugh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Louderbaugh at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether James Louderbaugh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To James Louderbaugh If you have questions about Oppenheimer & Co. Inc. and/or James Louderbaugh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 27, 2023

James Treby of GMS Group

DID JAMES IAN TREBY CAUSE YOU INVESTMENT LOSSES? James Treby Of GMS Group Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Treby of GMS Group? James Treby (CRD #5007419) who is currently registered with GMS Group and located in East Hanover, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to GMS Group, James Treby was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Treby Customer Complaints James Treby has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by James Treby’s employer, and to date, it appears that the customers have not taken any further action. Allegations Against James Treby A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Treby Red Flags & Your Rights As An Investor Of course, James Treby did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Treby at GMS Group on alert to review carefully the activity and performance of their accounts and question whether James Treby has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GMS Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At GMS Group Due To James Treby If you have questions about GMS Group and/or James Treby and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 26, 2023

James Merrill of Edward Jones

DID JAMES D. MERRILL CAUSE YOU INVESTMENT LOSSES? James Merrill Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is James Merrill of Edward Jones? James Merrill (CRD #4198174) who is currently registered with Edward Jones and located in Albany, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, James Merrill was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Merrill Customer Complaint James Merrill has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were allegations by a person holding a power of attorney of a mentally impaired client that the financial advisor was aware of the misappropriation from customer’s account and did not report same. Further, that the financial advisor did not act in the best interest of the client with regard to the purchase of an annuity. James Merrill Red Flags & Your Rights As An Investor Of course, James Merrill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Merrill at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether James Merrill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To James Merrill If you have questions about Edward Jones and/or James Merrill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 25, 2023

James Killeen of Stifel, Nicolaus & Company Incorporated

DID JAMES CHARLES KILLEEN CAUSE YOU INVESTMENT LOSSES? James Killeen Of Stifel, Nicolaus & Company Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is James Killeen of Stifel, Nicolaus & Company Incorporated? James Killeen (CRD #2666093) who is currently registered with Stifel, Nicolaus & Company Incorporated and located in Pasadena, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Stifel, Nicolaus & Company Incorporated, James Killeen was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Killeen Customer Complaint James Killeen has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose risks associated with purchase of a security. James Killeen’s employer denied the complaint and today, the customer has not taken any further action. James Killeen Red Flags & Your Rights As An Investor Of course, James Killeen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Killeen at Stifel, Nicolaus & Company Incorporated on alert to review carefully the activity and performance of their accounts and question whether James Killeen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company Incorporated Due To James Killeen If you have questions about Stifel, Nicolaus & Company Incorporated and/or James Killeen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 24, 2023

James Bologna of Allstate Financial Services, LLC

DID JAMES ANTHONY BOLOGNA CAUSE YOU INVESTMENT LOSSES? James Bologna Of Allstate Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Bologna of Allstate Financial Services, LLC? James Bologna (CRD #3232798) who is currently registered with Allstate Financial Services, LLC and located in Macomb, Michigan, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Allstate Financial Services, LLC, James Bologna was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Investment Losses? We Can Help. or, give us a ring at (800) 732-2889. James Bologna Customer Complaints James Bologna has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer disputes were settled in favor of the investors. Allegations Against James Bologna A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Bologna Red Flags & Your Rights As An Investor Of course, James Bologna did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Bologna at Allstate Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Bologna has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Stockbroker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Allstate Financial Services, LLC Due To James Bologna If you have questions about Allstate Financial Services, LLC and/or James Bologna and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 24, 2023

Jake Fruge of PFS Investments Inc.

DID JAKE LOUIS FRUGE CAUSE YOU INVESTMENT LOSSES? Jake Fruge Of PFS Investments Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jake Fruge of PFS Investments Inc.? Jake Fruge (CRD #6187396) who is currently registered with PFS Investments Inc. and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to PFS Investments Inc., Jake Fruge was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jake Fruge Customer Complaints Jake Fruge has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled in favor of the investors. Allegations Against Jake Fruge A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jake Fruge Red Flags & Your Rights As An Investor Of course, Jake Fruge did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jake Fruge at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Jake Fruge has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PFS Investments Inc.  Due To Jake Fruge If you have questions about PFS Investments Inc.  and/or Jake Fruge and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 23, 2023

Jaime Sanchez Rivera formerly with First Southern, LLC and Herbert J. Sims & Co. Inc.

DID JAIME ISAAC SANCHEZ RIVERA CAUSE YOU INVESTMENT LOSSES? Jaime Sanchez Rivera Formerly With First Southern, LLC and Herbert J. Sims & Co. Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Jaime Sanchez Rivera formerly with First Southern, LLC and Herbert J. Sims & Co. Inc.? Jaime Sanchez Rivera (CRD #6013022) who was formerly registered with First Southern, LLC and located in Guaynabo, Puerto Rico, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to First Southern, LLC, Jaime Sanchez Rivera was associated with Herbert J. Sims & Co. Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jaime Sanchez Rivera has had his own share of regulatory problems. There were 3 regulatory actions taken by FINRA against him. In one matter, he consented to sanctions without admitting or denying the allegations that he falsified a business document, forwards a third-party signature on the document, and later misled his member firm about the purpose of the falsification for which he was suspended 5 months and fined $10,000. Jaime Sanchez Rivera Customer Complaints Jaime Sanchez Rivera has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Herbert J. Sims & Co., Inc. in favor of the investor. Another customer complaint was denied by his employer and the customer took no further action. The third customer complaint is still pending. Allegations Against Jaime Sanchez Rivera A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jaime Sanchez Rivera Red Flags & Your Rights As An Investor Of course, Jaime Sanchez Rivera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jaime Sanchez Rivera at First Southern, LLC and Herbert J. Sims & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Jaime Sanchez Rivera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Southern, LLC and Herbert J. Sims & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Southern, LLC Due To Jaime Sanchez Rivera If you have questions about First Southern, LLC, Herbert J. Sims & Co. Inc. and/or Jaime Sanchez Rivera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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