FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Aug 7, 2023

William Campbell of David Lerner Associates, Inc.

DID WILLIAM LEE CAMPBELL CAUSE YOU INVESTMENT LOSSES? William Campbell Of David Lerner Associates, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct William Campbell Customer Complaints William Campbell has been the subject of 5 customer complaints that we know about to recover investment losses. Three of customer disputes were settled in favor of the investors. One customer complaint was denied and no further action has been taken to date. The other customer complaint is still a pending FINRA arbitration proceeding. Allegations Against William Campbell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Campbell Red Flags & Your Rights As An Investor Of course, William Campbell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Campbell at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Campbell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To William Campbell If you have questions about David Lerner Associates, Inc. and/or William Campbell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 7, 2023

William Hanner of Valic Financial Advisors, Inc.

DID WILLIAM KEVIN HANNER CAUSE YOU INVESTMENT LOSSES? William Hanner Of Valic Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct William Hanner Customer Complaint William Hanner has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for erroneous transfer of assets. The customer complaint was settled in favor of the investor by William Hanner’s employer. William Hanner Red Flags & Your Rights As An Investor Of course, William Hanner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Hanner at Valic Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Hanner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valic Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valic Financial Advisors, Inc. Due To William Hanner If you have questions about Valic Financial Advisors, Inc. and/or William Hanner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 6, 2023

William Bass, III of Park Avenue Securities LLC

DID WILLIAM K BASS III CAUSE YOU INVESTMENT LOSSES? William Bass, III Of Park Avenue Securities LLC Has A Customer Complaint For Alleged Broker Misconduct William Bass, III Customer Complaint William Bass, III has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for providing incorrect information related to a defined benefit plan which resulted in unnecessary tax consequences. The customer complaint was settled in favor of the investor. William Bass, III Red Flags & Your Rights As An Investor Of course, William Bass, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Bass, III at Park Avenue Securities LLC on alert to review carefully the activity and performance of their accounts and question whether William Bass, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Park Avenue Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Park Avenue Securities LLC Due To William Bass, III If you have questions about Park Avenue Securities LLC and/or William Bass, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 6, 2023

William Conn of International Assets Advisory, LLC

DID WILLIAM JOSEPH CONN CAUSE YOU INVESTMENT LOSSES? William Conn Of International Assets Advisory, LLC And Formerly With Raymond James & Associates, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct William Conn Customer Complaints William Conn has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled in favor of the investors. The other complaint was denied by the advisor’s former employer and no further action was taken. Allegations Against William Conn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Conn Red Flags & Your Rights As An Investor Of course, William Conn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Conn at International Assets Advisory, LLC and Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Conn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at International Assets Advisory, LLC and Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At International Assets Advisory, LLC Due To William Conn If you have questions about International Assets Advisory, LLC, Raymond James & Associates, Inc. and/or William Conn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 6, 2023

William Serralles of UBS Financial Services Inc.

DID WILLIAM JOHN SERRALLES CAUSE YOU INVESTMENT LOSSES? William Serralles Of UBS Financial Services Inc. Has 14 Customer Complaints For Alleged Broker Misconduct William Serralles Customer Complaints William Serralles has been the subject of 14 customer complaints that we know about to recover investment losses. Twelve of the customer complaints were settled by UBS financial services in favor of the investors. The brokerage firm denied the other 2 customer complaints and no further action was taken. Allegations Against William Serralles A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses all related to the offer and sale of Puerto Rico municipal bonds and closed-end bond funds. The allegations were overconcentration, misrepresentation, and unsuitable investment recommendations resulting in substantial damages. William Serralles Red Flags & Your Rights As An Investor Of course, William Serralles did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Serralles at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether William Serralles has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To William Serralles If you have questions about UBS Financial Services Inc. and/or William Serralles and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 6, 2023

William Nahay, Jr. formerly with Woodbury Financial Services, Inc.

DID WILLIAM JOHN NAHAY JR CAUSE YOU INVESTMENT LOSSES? William Nahay, Jr. Formerly With Woodbury Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct William Nahay, Jr.  Customer Complaints William Nahay, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Woodbury Financial Services in favor of the investor. The brokerage firm denied the other customer complaint and, to date, no further action has been taken. Allegations Against William Nahay, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Nahay, Jr.  Red Flags & Your Rights As An Investor Of course, William Nahay, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Nahay, Jr. at Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Nahay, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc.  Due To William Nahay, Jr. If you have questions about Woodbury Financial Services, Inc. and/or William Nahay, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 6, 2023

William Braun of B. Riley Wealth Management

DID WILLIAM JOHN BRAUN CAUSE YOU INVESTMENT LOSSES? William Braun Of B. Riley Wealth Management And Formerly With National Securities Corporation Has 10 Customer Complaints For Alleged Broker Misconduct William Braun Customer Complaints William Braun has been the subject of 10 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an arbitration award in favor of the investor. Six of the customer complaints were settled by William Braun’s former employers in favor the investors. Two customer disputes were denied and, to date, the customers have not taken any further action. There is currently one pending arbitration proceeding against National Securities Corporation for William Braun’s alleged misconduct. Allegations Against William Braun A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Braun Red Flags & Your Rights As An Investor Of course, William Braun did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Braun at B. Riley Wealth Management and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether William Braun has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Wealth Management and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At B. Riley Wealth Management Due To William Braun If you have questions about B. Riley Wealth Management, National Securities Corporation and/or William Braun and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 6, 2023

William Raike, III formerly with Woodstock Financial Group, Inc

DID WILLIAM JASPER RAIKE III CAUSE YOU INVESTMENT LOSSES? William Raike, III Formerly With Woodstock Financial Group, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct William Raike, III Customer Complaints William Raike, III has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an award in favor of the investor. The other for customer complaints were settled by William Raike III’s former employer in favor of the investors. Allegations Against William Raike, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Raike, III Red Flags & Your Rights As An Investor Of course, William Raike, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Raike, III at Woodstock Financial Group, Inc on alert to review carefully the activity and performance of their accounts and question whether William Raike, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodstock Financial Group, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Woodstock Financial Group, Inc Due To William Raike, III If you have questions about Woodstock Financial Group, Inc and/or William Raike, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 5, 2023

William Steves of Sagepoint Financial, Inc.

DID WILLIAM JAMES STEVES CAUSE YOU INVESTMENT LOSSES? William Steves Of Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct William Steves Customer Complaint William Steves has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to liquidate client’s account to cash. Sagepoint Financial settled the customer dispute in favor of the investor. William Steves Red Flags & Your Rights As An Investor Of course, William Steves did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Steves at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Steves has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To William Steves If you have questions about Sagepoint Financial, Inc. and/or William Steves and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 5, 2023

William Hoffman formerly with Royal Alliance Associates, Inc.

DID WILLIAM JAMES HOFFMAN CAUSE YOU INVESTMENT LOSSES? William Hoffman Formerly With Royal Alliance Associates, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct William Hoffman Customer Complaints William Hoffman has been the subject of 7 customer complaints that we know about to recover investment losses. One customer complaint was settled by Royal Alliance Associates in favor the investor. The brokerage firm denied the other 6 customer complaints and, to date, no further action has been taken by the customers. Allegations Against William Hoffman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Hoffman Red Flags & Your Rights As An Investor Of course, William Hoffman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Hoffman at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Hoffman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To William Hoffman If you have questions about Royal Alliance Associates, Inc. and/or William Hoffman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading