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The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jan 11, 2023

Gordon Stevenson of Morgan Stanley

DID GORDON LESLIE STEVENSON CAUSE YOU INVESTMENT LOSSES? Gordon Stevenson Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Gordon Stevenson of Morgan Stanley? Gordon Stevenson (CRD #1226740) who is currently registered with Morgan Stanley and located in Dallas, Texas, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Gordon Stevenson was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gordon Stevenson Customer Complaint Gordon Stevenson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to the unsuitable recommendation of mutual fund investments. A customer complaint was denied by Morgan Stanley, antedate it appears that the customer has not taken any further action. Gordon Stevenson Red Flags & Your Rights As An Investor Of course, Gordon Stevenson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gordon Stevenson at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Gordon Stevenson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Gordon Stevenson If you have questions about Morgan Stanley and/or Gordon Stevenson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 11, 2023

Glenn Yarbrough of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID GLENN YARBROUGH CAUSE YOU INVESTMENT LOSSES? Glenn Yarbrough Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Who is Glenn Yarbrough of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Glenn Yarbrough (CRD #1695281) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Daytona Beach, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Glenn Yarbrough was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Glenn Yarbrough Customer Complaints Glenn Yarbrough has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer’s filed an arbitration claim and was awarded $130,000. The other to customers complaints were denied, and today, it appears they have not taken any further action. Allegations Against Glenn Yarbrough A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Glenn Yarbrough Red Flags & Your Rights As An Investor Of course, Glenn Yarbrough did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glenn Yarbrough at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Glenn Yarbrough has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Glenn Yarbrough If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Glenn Yarbrough and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 11, 2023

Glenn Werner David Lerner Associates, Inc.

DID GLENN H. WERNER CAUSE YOU INVESTMENT LOSSES? Glenn Werner Of David Lerner Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Glenn Werner David Lerner Associates, Inc.? Glenn Werner (CRD #6118112) who is currently registered with David Lerner Associates, Inc. and located in Syosset, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to David Lerner Associates, Inc., Glenn Werner was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Glenn Werner Customer Complaint Glenn Werner has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations, misrepresentation and breach of fiduciary duty related to mutual fund in private placement investments. The customer complaint was denied by the brokerage firm, and to date, it appears that the customer has not taken any further action. Glenn Werner Red Flags & Your Rights As An Investor Of course, Glenn Werner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glenn Werner at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Glenn Werner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Glenn Werner If you have questions about David Lerner Associates, Inc. and/or Glenn Werner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 11, 2023

Glenn Pahnke of RBC Capital Markets, LLC

DID GLENN AUGUST PAHNKE CAUSE YOU INVESTMENT LOSSES? Glenn Pahnke Of RBC Capital Markets, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Glenn Pahnke of RBC Capital Markets, LLC? Glenn Pahnke (CRD #1803352) who is currently registered with RBC Capital Markets, LLC  and located in Scottsdale, Arizona, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to RBC Capital Markets, LLC, Glenn Pahnke was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Glenn Pahnke Customer Complaints Glenn Pahnke has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by RBC Capital Markets and Robert W Baird in favor of the investors. The brokerage firm Robert W Baird denied the customer complaint and to date, no action has been taken by the customer. Allegations Against Glenn Pahnke A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Glenn Pahnke Red Flags & Your Rights As An Investor Of course, Glenn Pahnke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glenn Pahnke at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Glenn Pahnke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Glenn Pahnke If you have questions about RBC Capital Markets, LLC and/or Glenn Pahnke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 11, 2023

Gobind Hemnani at NY Life Securities LLC

DID GOBIND CHUHARMAL HEMNANI CAUSE YOU INVESTMENT LOSSES? Gobind Hemnani Of NY Life Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Gobind Hemnani at NY Life Securities LLC? Gobind Hemnani (CRD #1227286) who is currently registered with NY Life Securities LLC and located in Silver Spring, Maryland, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to NY Life Securities LLC, Gobind Hemnani was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gobind Hemnani Customer Complaint Gobind Hemnani has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of the market risk of a variable universal life insurance policy. The customer complaint was settled by NYLIFE Securities in favor of the investor. Gobind Hemnani Red Flags & Your Rights As An Investor Of course, Gobind Hemnani did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gobind Hemnani at NY Life Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Gobind Hemnani has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NY Life Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NY Life Securities LLC Due To Gobind Hemnani If you have questions about NY Life Securities LLC and/or Gobind Hemnani and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 10, 2023

Gilberto Breseno of Arkadios Capital

DID GILBERTO BRISENO CAUSE YOU INVESTMENT LOSSES? Gilberto Breseno Of Arkadios Capital And Formerly With LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gilberto Breseno of Arkadios Capital? Gilberto Breseno (CRD #1939355) who is currently registered with Arkadios Capital and located in Boutte, Louisiana, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Arkadios Capital, Gilberto Breseno was associated with LPL Financial LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gilberto Breseno Customer Complaints Gilberto Breseno has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were settled by LPL Financial in favor the investors. Allegations Against Gilberto Breseno A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gilberto Breseno Red Flags & Your Rights As An Investor Of course, Gilberto Breseno did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gilberto Breseno at Arkadios Capital and formerly with LPL Financial LLC, on alert to review carefully the activity and performance of their accounts and question whether Gilberto Breseno has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Arkadios Capital Due To Gilberto Breseno If you have questions about Arkadios Capital, LPL Financial LLC and/or Gilberto Breseno and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 9, 2023

Ghislain Gouraige, Jr. Of New Edge Wealth

DID GHISLAIN GOURAIGE, JR. CAUSE YOU INVESTMENT LOSSES? Ghislain Gouraige, Jr. Of New Edge Wealth And Formerly With UBS Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Ghislain Gouraige, Jr. Of New Edge Wealth? Ghislain Gouraige, Jr. (CRD #1845864) who is currently registered with New Edge Wealth and located in Coral Gables Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to New Edge Wealth, Ghislain Gouraige, Jr. was associated with UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ghislain Gouraige, Jr.  Customer Complaint Ghislain Gouraige, Jr. has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor made unsuitable investment allocations to international growth and emerging market stock, failed to diversify a managed accounts structured notes portfolio, and made misrepresentations regarding tax-exempt municipal bond yields. The customer complaint was settled by NewEdge Securities in favor of the investor. Ghislain Gouraige, Jr. Red Flags & Your Rights As An Investor Of course, Ghislain Gouraige, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ghislain Gouraige, Jr. at New Edge Wealth, and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Ghislain Gouraige, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at New Edge Wealth and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At New Edge Wealth Due To Ghislain Gouraige, Jr. If you have questions about New Edge Wealth, UBS Financial Services Inc., and/or Ghislain Gouraige, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 9, 2023

Gerald Kessler formerly with Wells Fargo Clearing Services, LLC

DID GERALD PAUL KESSLER CAUSE YOU INVESTMENT LOSSES? Gerald Kessler Formerly With Wells Fargo Clearing Services, LLC Has 6 Customer Complaints For Alleged Broker Misconduct Who is Gerald Kessler formerly with Wells Fargo Clearing Services, LLC? Gerald Kessler (CRD #268664) who was formerly registered with Wells Fargo Clearing Services, LLC and located in Doylestown Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, Gerald Kessler was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald Kessler Customer Complaints Gerald Kessler has been the subject of 6 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled in favor of the investors. The other 2 customer complaints were denied and to date, no action has been taken by the customers against the firm or financial advisor. Allegations Against Gerald Kessler A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gerald Kessler Red Flags & Your Rights As An Investor Of course, Gerald Kessler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Kessler formerly at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Gerald Kessler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Gerald Kessler If you have questions about Wells Fargo Clearing Services, LLC and/or Gerald Kessler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 9, 2023

German Nino formerly with UBS Financial Services Inc.

DID GERMAN NINO CAUSE YOU INVESTMENT LOSSES? German Nino Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is German Nino formerly with UBS Financial Services Inc.? German Nino (CRD #2653707) who was formerly registered with UBS Financial Services Inc. and located in Coral Gables, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., German Nino was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. German Nino has had his own problem with the securities regulators. In 2022, United States SEC filed and settled a federal securities law complaint and administrative proceeding against him. The SEC’s complaint alleged, among other things, that from approximately May 2014 through February 2020, Mr. Nino misappropriated approximately $5.8 million from one of his long-standing investment advisory clients. German Nino Customer Complaint German Nino has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that German Nino stole money from him. UBS Financial Services settled the customer complaint for over $5.8 million. German Nino Red Flags & Your Rights As An Investor Of course, German Nino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of German Nino at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether German Nino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To German Nino If you have questions about UBS Financial Services Inc.  and/or German Nino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 9, 2023

Gerald Brodsky formerly with Dinosaur Financial Group

DID GERALD LEE BRODSKY CAUSE YOU INVESTMENT LOSSES? Gerald Brodsky Formerly With Dinosaur Financial Group, L.L.C. Has A Customer Complaint For Alleged Broker Misconduct Who is Gerald Brodsky formerly with Dinosaur Financial Group? Gerald Brodsky (CRD #1172647) who formerly registered with Dinosaur Financial Group and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Dinosaur Financial Group, Gerald Brodsky was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald Brodsky also had his own share of regulatory problems, he was permanently barred from any further association with any FINRA broker-dealer. Gerald Brodsky Customer Complaint Gerald Brodsky has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to investments in a private placement known as Concorde Group Holdings which claimant alleged was a Ponzi scheme. The customer complaint was settled in favor of the investor. Gerald Brodsky Red Flags & Your Rights As An Investor Of course, Gerald Brodsky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Brodsky at Dinosaur Financial Group on alert to review carefully the activity and performance of their accounts and question whether Gerald Brodsky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dinosaur Financial Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Dinosaur Financial Group Due To Gerald Brodsky If you have questions about Dinosaur Financial Group and/or Gerald Brodsky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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