FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Aug 4, 2023

William Torriente, Jr. formerly with Comerica Securities

DID WILLIAM EDWARD TORRIENTE JR CAUSE YOU INVESTMENT LOSSES? William Torriente, Jr. Formerly With Comerica Securities Has 3 Customer Complaints For Alleged Broker Misconduct William Torriente, Jr. Customer Complaints William Torriente, Jr. has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled for $10 million by Comerica Securities.  The other customer complaint was denied by the brokerage firm and, to date, the customer has not taken any further action. Allegations Against William Torriente, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Torriente, Jr. Red Flags & Your Rights As An Investor Of course, William Torriente, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Torriente, Jr. at Comerica Securities on alert to review carefully the activity and performance of their accounts and question whether William Torriente, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Comerica Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Comerica Securities Due To William Torriente, Jr. If you have questions about Comerica Securities and/or William Torriente, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 4, 2023

William Dendy Raymond James Financial Services, Inc.

DID WILLIAM EDWARD DENDY CAUSE YOU INVESTMENT LOSSES? William Dendy Of Raymond James Financial Services, Inc. And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct William Dendy Customer Complaint William Dendy has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation of illiquid investments involving REITs and closed-end funds and other business development companies. LPL Financial settled the customer dispute favor of the investor. William Dendy Red Flags & Your Rights As An Investor Of course, William Dendy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Dendy at Raymond James Financial Services, Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether William Dendy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To William Dendy If you have questions about Raymond James Financial Services, Inc., LPL Financial LLC and/or William Dendy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 4, 2023

William Penland, Jr. of Ameriprise Financial Services, LLC

DID WILLIAM EARL PENLAND JR CAUSE YOU INVESTMENT LOSSES? William Penland, Jr. Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct William Penland, Jr. Customer Complaints William Penland, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied and to date, no further action has been taken. Allegations Against William Penland, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Penland, Jr. Red Flags & Your Rights As An Investor Of course, William Penland, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Penland, Jr. at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether William Penland, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To William Penland, Jr. If you have questions about Ameriprise Financial Services, LLC and/or William Penland, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 3, 2023

William Franklin of MML Investors Services, LLC

DID WILLIAM DUNKLEY FRANKLIN CAUSE YOU INVESTMENT LOSSES? William Franklin Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct William Franklin Customer Complaint William Franklin has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were a switch of annuity investment was not in the client’s best interest. William Franklin’s employer denied the customer complaint and, to date, no further action has been taken. William Franklin Red Flags & Your Rights As An Investor Of course, William Franklin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Franklin at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether William Franklin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To William Franklin If you have questions about  MML Investors Services, LLC and/or William Franklin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 3, 2023

William Ard formerly with Morgan Stanley

DID WILLIAM DONOVAN ARD CAUSE YOU INVESTMENT LOSSES? William Ard Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct William Ard Customer Complaint William Ard has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations related to common and preferred stocks. Morgan Stanley settled the customer dispute in favor the investor. William Ard Red Flags & Your Rights As An Investor Of course, William Ard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Ard at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether William Ard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To William Ard If you have questions about  Morgan Stanley and/or William Ard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 3, 2023

William Isaacson of Peak Brokerage Services, LLC

DID WILLIAM DAVID ISAACSON CAUSE YOU INVESTMENT LOSSES? William Isaacson Of Peak Brokerage Services, LLC And Formerly With Independent Financial Group, LLC Has A Customer Complaint For Alleged Broker Misconduct William Isaacson Customer Complaint William Isaacsonhas been the subject ofat least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations of direct investments in limited partnership interests. The Independent Financial Group settled the customer dispute in favor of the investor. William Isaacson Red Flags & Your Rights As An Investor Of course, William Isaacson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Isaacson at Peak Brokerage Services, LLC and Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether William Isaacson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Peak Brokerage Services, LLC and Independent Financial Group, LLC also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Peak Brokerage Services, LLC Due To William Isaacson If you have questions about  Peak Brokerage Services, LLC, Independent Financial Group, LLC and/or William Isaacson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 3, 2023

William Stephenson of P.J. Robb Variable, LLC

DID WILLIAM STEPHENSON CAUSE YOU INVESTMENT LOSSES? William Stephenson Of P.J. Robb Variable, LLC And Formerly With MML Investors Services, LLC, and Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct William Stephenson Customer Complaint William Stephenson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the variable annuities sold to the client was not suitable for her needs nor was she advised about the penalties associated with the product. William Stephenson’s former employer settled the customer dispute in favor of the investor. William Stephenson Red Flags & Your Rights As An Investor Of course, William Stephenson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Stephenson at P.J. Robb Variable, LLC, MML Investors Services, LLC, and Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether William Stephenson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at P.J. Robb Variable, LLC, MML Investors Services, LLC, and Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At P.J. Robb Variable, LLC Due To William Stephenson If you have questions about  P.J. Robb Variable, LLC, MML Investors Services, LLC, Northwestern Mutual Investment Services, LLC and/or William Stephenson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 3, 2023

William Johnson formerly with Cadaret, Grant & Co., Inc.

DID WILLIAM COLIE JOHNSON CAUSE YOU INVESTMENT LOSSES? William Johnson Formerly With Cadaret, Grant & Co., Inc. and Voya Financial Advisors, Inc. Has 17 Customer Complaints For Alleged Broker Misconduct William Johnson Customer Complaints William Johnson has been the subject of 17 customer complaints that we know about to recover investment losses. Eight of the customer complaints were settled by Voya Financial Advisors in favor of the investors. The other 3 customer complaints were denied by William Johnson’s former employer and, to date, the customers have not taken any further action. Allegations Against William Johnson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Johnson Red Flags & Your Rights As An Investor Of course, William Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Johnson at Cadaret, Grant & Co., Inc. and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret, Grant & Co., Inc. and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cadaret, Grant & Co., Inc. Due To William Johnson If you have questions about Cadaret, Grant & Co., Inc., Voya Financial Advisors, Inc. and/or William Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 3, 2023

William Sines of Berthel, Fisher & Company Financial Services, Inc.

DID WILLIAM CHARLES SINES CAUSE YOU INVESTMENT LOSSES? William Sines Of Berthel, Fisher & Company Financial Services, Inc. And Formerly With Kalos Capital, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct William Sines Customer Complaints William Sines has been the subject of 6 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Kalos Capital in favor the investors. The other four complaints were denied by William Sines’ current and former employers and, to date, the customers have not taken any further action. Allegations Against William Sines A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Sines Red Flags & Your Rights As An Investor Of course, William Sines did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Sines at Berthel, Fisher & Company Financial Services, Inc. and Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Sines has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel, Fisher & Company Financial Services, Inc. and Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Berthel, Fisher & Company Financial Services, Inc. Due To William Sines If you have questions about Berthel, Fisher & Company Financial Services, Inc., Kalos Capital, Inc. and/or William Sines and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 2, 2023

William Matthews of Charles Schwab & Co., Inc.

DID WILLIAM CHARLES MATTHEWS CAUSE YOU INVESTMENT LOSSES? William Matthews Of Charles Schwab & Co., Inc. Has 2 Customer Complaints For Alleged Broker Misconduct William Matthews Customer Complaints William Matthews has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Charles Schwab & Company in favor of the investor. William Matthews’ former employer denied the other customer complaint and no further action was taken. Allegations Against William Matthews A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Matthews Red Flags & Your Rights As An Investor Of course, William Matthews did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Matthews at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether William Matthews has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To William Matthews If you have questions about Charles Schwab & Co., Inc. and/or William Matthews and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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