FREE INITIAL CONSULTATION WITH ATTORNEYS WHO CAN HANDLE YOUR SECURITIES, COMMODITIES AND INVESTMENT PROBLEMS

The Law Offices of Robert Wayne Pearce, P.A. understands what is at stake in securities, commodities and investment law matters and constantly strives to secure the most favorable possible result. Mr. Pearce provides a complete review of your case and fully explains your legal options. The firm works to ensure that you have all of the information necessary to make a sound decision before any action is taken in your case.

For dedicated representation by a law firm with substantial experience in all kinds of securities, commodities and investment disputes, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail. We may also be able to arrange a meeting with you at offices located in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere.

Jan 6, 2023

Gerald O’Halloran of Union Capital Company

DID GERALD JAMES O’HALLORAN CAUSE YOU INVESTMENT LOSSES? Gerald O’Halloran Of Union Capital Company And Formerly With Kovack Securities Inc. Has 11 Customer Complaints For Alleged Broker Misconduct Who is Gerald O’Halloran of Union Capital Company? Gerald O’Halloran (CRD #1056697) who is currently registered with Union Capital Company and located in Punta Gorda, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Union Capital Company, Gerald O’Halloran was associated with Kovack Securities Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald O’Halloran Customer Complaints Gerald O’Halloran has been the subject of11 customer complaints that we know about to recover investment losses. One of the customer complaints or unauthorized transactions went to arbitration and award was entered in favor of the customer. Six of the customer complaints were settled in favor of investors. 2 of the customer complaints were denied and today, the customers of not taking any further action. There are 2 other customer complaints listed as pending. Allegations Against Gerald O’Halloran A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gerald O’Halloran Red Flags & Your Rights As An Investor Of course, Gerald O’Halloran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald O’Halloran at Union Capital Company and Kovack Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Gerald O’Halloran has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Union Capital Company and Kovack Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Union Capital Company Due To Gerald O’Halloran If you have questions about Union Capital Company, Kovack Securities Inc., and/or Gerald O’Halloran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 6, 2023

Gerald Corriher of Bankers Life Securities, Inc

DID GERALD DAVID CORRIHER CAUSE YOU INVESTMENT LOSSES? Gerald Corriher Of Bankers Life Securities, Inc Has A Customer Complaint For Alleged Broker Misconduct Who is Gerald Corriher of Bankers Life Securities, Inc? Gerald Corriher (CRD #6442163) who is currently registered with Bankers Life Securities, Inc and located in North Myrtle Beach, South Carolina, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Bankers Life Securities, Inc, Gerald Corriher was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald Corriher Customer Complaint Gerald Corriher has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to Premium Bonus Index Annuities purchased from Bankers Life Casualty and Company. The affiliate brokerage firm, Bankers Life Securities, denied the allegations and, to date, the customer has not taken any further action. Gerald Corriher Red Flags & Your Rights As An Investor Of course, Gerald Corriher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Corriher at Bankers Life Securities, Inc on alert to review carefully the activity and performance of their accounts and question whether Gerald Corriher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc Due To Gerald Corriher If you have questions about Bankers Life Securities, Inc and/or Gerald Corriher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 6, 2023

George Terlizzi of Arkadios Capital

DID GEORGE TERLIZZI CAUSE YOU INVESTMENT LOSSES? George Terlizzi Of Arkadios Capital And Formerly With Kalos Management Has 6 Customer Complaints For Alleged Broker Misconduct Who is George Terlizzi of Arkadios Capital? George Terlizzi (CRD #5834250) who is currently registered with Arkadios Capital and located in Charlotte, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Arkadios Capital, George Terlizzi was associated with Kalos Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Terlizzi Customer Complaints George Terlizzi has been the subject of 6 customer complaints that we know about to recover investment losses. All 6 of those customer complaints were settled in favor of the investors. Allegations Against George Terlizzi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: George Terlizzi Red Flags & Your Rights As An Investor Of course, George Terlizzi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Terlizzi at Arkadios Capital and Kalos Management on alert to review carefully the activity and performance of their accounts and question whether George Terlizzi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital and Kalos Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Arkadios Capital Due To George Terlizzi If you have questions about Arkadios Capital, Kalos Management, and/or George Terlizzi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 5, 2023

George Lincoln IV formerly with CCO Investment Services Corp.

DID GEORGE JONES LINCOLN IV CAUSE YOU INVESTMENT LOSSES? George Lincoln IV Formerly of CCO Investment Services Corp. Has 8 Customer Complaints For Alleged Broker Misconduct Who is George Lincoln IV formerly with CCO Investment Services Corp.? George Lincoln IV (CRD #2111517) who was formerly registered with CCO Investment Services Corp. and located in Rutland, Vermont, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to CCO Investment Services Corp., George Lincoln IV was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Lincoln IV Customer Complaints George Lincoln IV has been the subject of 8 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled in favor of the investor and the other 5 were denied by the brokerage firm and, today, no further action has been taken. Allegations Against George Lincoln IV A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: George Lincoln IV Red Flags & Your Rights As An Investor Of course, George Lincoln IV did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Lincoln IV at CCO Investment Services Corp. on alert to review carefully the activity and performance of their accounts and question whether George Lincoln IV has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CCO Investment Services Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At CCO Investment Services Corp. Due To George Lincoln IV If you have questions about CCO Investment Services Corp. and/or George Lincoln IV and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 5, 2023

George Lex of Etico Wealth Management LLC

DID GEORGE DENNIS LEX CAUSE YOU INVESTMENT LOSSES? George Lex Of Etico Wealth Management LLC and Formerly with Dinosaur Financial Group, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is George Lex of Etico Wealth Management LLC? George Lex (CRD #2755908) who is currently registered with Etico Wealth Management LLC and located in King of Prussia, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Etico Wealth Management LLC, George Lex was associated with Dinosaur Financial Group, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Lex Customer Complaint George Lex has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about a misrepresentation of a life insurance investment. The customer complaint was denied and, to date, the customer has not taken any further action. George Lex Red Flags & Your Rights As An Investor Of course, George Lex did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Lex at Etico Wealth Management LLC and formerly with Dinosaur Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether George Lex has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Etico Wealth Management LLC and Dinosaur Financial Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Etico Wealth Management LLC Due To George Lex If you have questions about Etico Wealth Management LLC, Dinosaur Financial Group, LLC and/or George Lex and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 4, 2023

Gene Esplin formerly with Kalos Capital Inc.

DID GENE CLAY ESPLIN CAUSE YOU INVESTMENT LOSSES? Gene Esplin Formerly With Kalos Capital Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gene Esplin formerly with Kalos Capital Inc.? Gene Esplin (CRD #3133447),  who was formerly registered with Kalos Capital Inc. and located in Postello Idaho, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Kalos Capital Inc., Gene Esplin was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gene Esplin Customer Complaints Gene Esplin has been the subject of 2 customer complaints that we know about to recover investment losses. And of the customer complaints was settled by Triad Advisors and Kalos Capital and the other was denied by Kalos Capital and to date, the customer withdrew the complaint. Allegations Against Gene Esplin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gene Esplin Red Flags & Your Rights As An Investor Of course, Gene Esplin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gene Esplin, formerly at Kalos Capital Inc., on alert to review carefully the activity and performance of their accounts and question whether Gene Esplin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kalos Capital Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kalos Capital Inc. Due To Gene Esplin If you have questions about Kalos Capital Inc. and/or Gene Esplin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 4, 2023

Gavin Shuck of Truist Investment Services, Inc.

DID GAVIN YOUNG SHUCK CAUSE YOU INVESTMENT LOSSES? Gavin Shuck of Truist Investment Services, Inc. And Formerly With BB&T Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gavin Shuck of Truist Investment Services, Inc.? Gavin Shuck (CRD #2366010) who is currently registered with Truist Investment Services, Inc. and located in Charlotte, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Truist Investment Services, Inc., Gavin Shuck was associated with BB&T Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gavin Shuck Customer Complaints Gavin Shuck has been the subject of 2 customer complaints that we know about, to recover investment losses. One of the complaints was settled by the broker-dealer BB&T Securities and the other was denied by the advisors former brokerage firm and to date, customers still not taken any action. Allegations Against Gavin Shuck A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gavin Shuck Red Flags & Your Rights As An Investor Of course, Gavin Shuck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gavin Shuck at Truist Investment Services, Inc. and formerly with BB&T Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Gavin Shuck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. and BB&T Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To Gavin Shuck If you have questions about Truist Investment Services, Inc. and BB&T Securities, LLC and/or Gavin Shuck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 4, 2023

Gary Cowan formerly of Robert W. Baird & Co. Incorporated

DID GARY WAYNE COWAN CAUSE YOU INVESTMENT LOSSES? Gary Cowan Formerly of Robert W. Baird & Co. Incorporated and J.J.B. Hilliard, W.L. Lyons LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gary Cowan formerly of Robert W. Baird & Co. Incorporated? Gary Cowan (CRD #718672) who was formerly registered with Robert W. Baird & Co. Incorporated and located in Hopkinsville, Kentucky, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Robert W. Baird & Co. Incorporated, Gary Cowan was associated with J.J.B. Hilliard, W.L. Lyons LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Cowan Customer Complaints Gary Cowan has been the subject of 2 customer complaints that we know about to recover investment losses.  Both customer complaints resettled in favor of the investors. Allegations Against Gary Cowan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Cowan Red Flags & Your Rights As An Investor Of course, Gary Cowan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Cowan at Robert W. Baird & Co. Incorporated and J.J.B. Hilliard, W.L. Lyons LLC on alert to review carefully the activity and performance of their accounts and question whether Gary Cowan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird & Co. Incorporated and J.J.B. Hilliard, W.L. Lyons LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird & Co. Incorporated Due To Gary Cowan If you have questions about Robert W. Baird & Co. Incorporated, J.J.B. Hilliard, W.L. Lyons LLC and/or Gary Cowan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 4, 2023

Gary Demetri Formerly of SW Financial

DID GARY P. DEMETRI CAUSE YOU INVESTMENT LOSSES? Gary Demetri Formerly of SW Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gary Demetri Formerly of SW Financial? Gary Demetri (CRD #1744849) who was formerly registered with SW Financial and located in Melville, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to SW Financial, Gary Demetri was associated with Spartan Capital Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Demetri Customer Complaints Gary Demetri has been the subject of 2 customer complaints that we know about to recover investment losses.  One of the customer complaints resulted in an arbitration award in favor the investor. The other customer complaint against Spartan capital securities for Mr. Demetri’s alleged misconduct remains pending. Allegations Against Gary Demetri A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Demetri Red Flags & Your Rights As An Investor Of course, Gary Demetri did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Demetri at SW Financial and Spartan Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Gary Demetri has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SW Financial and Spartan Capital Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SW Financial Due To Gary Demetri If you have questions about SW Financial, Spartan Capital Securities, LLC and/or Gary Demetri and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 4, 2023

Gary Isler of David Lerner Associates, Inc.

DID GARY WALTER ISLER CAUSE YOU INVESTMENT LOSSES? Gary Isler of David Lerner Associates, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Who is Gary Isler of David Lerner Associates, Inc.? Gary Isler (CRD #1514385) who is currently registered with David Lerner Associates, Inc. and located in Lawrenceville, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to David Lerner Associates, Inc., Gary Isler was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Isler Customer Complaints Gary Isler has been the subject of 5 customer complaints that we know about, to recover investment losses.  Four of the customer complaints resettled in favor of the investors. The other customer complaint was denied, and to date, it appears that the customer has not taken any further action. Allegations Against Gary Isler A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Isler Red Flags & Your Rights As An Investor Of course, Gary Isler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Isler at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gary Isler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc.also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Gary Isler If you have questions about David Lerner Associates, Inc. and/or Gary Isler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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